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Contact Information

SEC Directory

April 17, 2017

Chairman and Commissioners

SEC Headquarters

100 F Street, NE
Washington, DC 20549

SEC Divisions

Division of Corporation Finance
William Hinman, Director (202) 551-3100

Division of Economic and Risk Analysis
S.P. Kothari, Director (202) 551-6600

Division of Enforcement
Stephanie Avakian, Director (202) 551-4500

Division of Investment Management
Dalia Blass, Director (202) 551-6720

Division of Trading and Markets
Brett Redfearn, Director (202) 551-5500

SEC Offices

EDGAR Business Office
Jeffrey Hickman, Acting Director (202) 551-8600

Office of Acquisitions
Vance Cathell, Director (202) 551-8385

Office of Administrative Law Judges
Jason Patil, Acting Chief Administrative Law Judge (202) 551-6030

Office of the Advocate for Small Business Capital Formation
Martha Miller, Director (202) 551-5407

Office of the Chief Accountant
Sagar Teotia, Chief Accountant (202) 551-5300

Office of the Chief Operating Officer
Kenneth Johnson, Chief Operating Officer (202) 551-2200

Office of Compliance Inspections and Examinations
Peter Driscoll, Director (202) 551-6200

Office of Credit Ratings
Jessica Kane, Director (212) 336-9080

Office of Equal Employment Opportunity
Peter Henry, Director (202) 551-6040

Office of Ethics Counsel
Danae Serrano, Ethics Counsel (202) 551-5170

Office of Financial Management
Caryn Kauffman, Chief Financial Officer (202) 551-7840

Office of the General Counsel
Robert Stebbins, General Counsel (202) 551-5100

Office of Human Resources
James McNamara, Director (202) 551-7500

Office of Information Technology
David Bottom, Chief Information Officer (202) 551-5703

Office of the Inspector General
Carl Hoecker, Inspector General (202) 551-6061

Office of International Affairs
Raquel Fox, Director (202) 551-6690

Office of the Investor Advocate
Rick Fleming, Investor Advocate (202) 551-3302

Office of Investor Education and Advocacy
Lori Schock, Director (202) 551-6500

Office of Legislative and Intergovernmental Affairs
Holli Heiles Pandol, Director (202) 551-2010

Office of Minority and Women Inclusion
Pamela Gibbs, Director (202) 551-6046

Office of Municipal Securities
Rebecca Olsen, Director (202) 551-5680

Office of Public Affairs
John Nester, Director (202) 551-4120

Office of the Secretary
Vanessa Countryman, Secretary (202) 551-5400

Office of Support Operations
Barry Walters, Director/Chief FOIA Officer (202) 551-8400

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