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Comments on Proposed Rule:
Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds
[Release Nos. 33-8358; 34-49148; IC-26341; File No. S7-06-04]
- Comments have been received from individuals and entities using a variety of Letter Types:
- Ronnie D. Sellers, January 21, 2007 (File name: rdsellers9948.htm)
- Memorandum from the Executive Staff regarding a April 20, 2006 meeting with representatives of NewRiver Inc. and Pickard & Djinis LLP, dated April 21, 2006 (File name: s70604-1829.pdf)
- Memorandum from the Executive Staff regarding a April 12, 2006 meeting with representatives of the Investment Company Institute, dated April 14, 2006 (File name: s70604-1828.pdf)
- Bryan Thompson, Dallas, Texas, February 27, 2006 (File name: bthompson022706.htm)
- William A. Meserve, Indianapolis Nafia (Board Member), Indianapolis, Indiana, February 21, 2006 (File name: wameserve5357.htm)
- Joseph F. Marshall, February 14, 2006 (File name: jfmarshall021406.htm)
- Lloyd Lokka, Fallbrook, California, February 13, 2006 (File name: llokka021306.htm)
- R. August Kempf, CLU, CFP, Financial Planner, Registered Principal, and Registered Investment Advisor, Redmond, Washington, February 13, 2006 (File name: rkempf6631.htm)
- Max L. Harris, Registered Representative, Irvine, California, February 10, 2006(File name: mlharris3478.htm)
- Arno Berry, Operations Manager, Zahorik Financial Services, Inc., February 10, 2006(File name: aberry021006.htm)
- Memorandum from the Division of Market Regulation regarding a call from F. Walter Savage, January 18, 2006 (File name: memo011806.pdf)
- Stephen A. Keen, Pittsburgh, Pennsylvania, December 28, 2005 (File name: sakeen2160.pdf)
- John Doe, Boston, Massachusetts, December 17, 2005 (File name: jdoe6397.htm)
- Roland Beaulieu, President/CEO, NewRiver, Inc., November 17, 2005 (File name: rbeaulieu111705.pdf)
- Don Davis, September 4, 2005 (File name: ddavis7865.htm)
- Carol Aris, Redwood City, California, August 30, 2005 (File name: caris7635.htm)
- Mary L. Schapiro, Vice Chairman, NASD President, Regulatory Policy and Oversight, August 5, 2005 (File name: s70604-1827.pdf)
- Robert P. Kahmer, CPA, AICPA, Baltimore, Maryland, July 27, 2005 (File name: rpkahmer8828.htm)
- Tim Berry, Chair, College Savings Plans Network, Indiana State Treasurer, June 29, 2005 (File name: s70604-1787.pdf)
- Elizabeth Alpert, Scottsdale, Arizona, June 22, 2005 (File name: ealpert7037.htm)
- Memorandum from the Division of Market Regulation regarding a June 2, 2005 meeting with representatives of the Securities Industry Association, dated June 15, 2005 (File name: sia060205.htm)
- Memorandum from the Office of Commissioner Glassman regarding a May 26, 2005 meeting with representatives of the National Association Securities Dealers, dated June 8, 2005 (File name: nasd052605.pdf)
- Memorandum from the Office of Commissioner Glassman regarding a meeting with respresentatives of the Financial Services Institute, dated June 8, 2005 (File name: fsi060805.pdf)
- Memorandum from the Office of Commissioner Atkins regarding a June 7, 2005 meeting with representatives from the Financial Services Institute, 1st Global, Mutual Service Corporation and Bingham McCutchen, dated June 8, 2005 (File name: fsi-1stg-msc-bm060705.pdf)
- Paul Carrigan, Jr., Sacramento, California, Jun. 6, 2005 (File name: pcarrigan060605.htm)
- Results of Investor Interviews to Test Oral Point of Sale Disclosure, June 1, 2005 (File name: supprpt060105.pdf)
- Results of Investor Interviews to Test and Refine Point of Sale Disclosure Forms, May 31, 2005 (File name: siegel053105.pdf)
- Memorandum from Commissioner Atkins’ Office regarding a meeting with representatives from NASD, dated May 26, 2005 (File name: hpmemo052605.pdf)
- Eric J. Neumann, President, Neumann Investment Services, Ashburn, Virginia, May 19, 2005 (File name: ejneumann3474.htm)
- Larry C. Clayton, CLU, Chartered Financial Consultant, CFH Financial Services, Inc., May 4, 2005 (File name: s70604-1729.pdf)
- Kenneth W. Stephan, registered financial consultant and author, Pittsburgh, Pennsylvania, May 4, 2005 (File name: kwstephan8239.htm)
- Memorandum from the Office of Commissioner Glassman regarding a meeting with representatives of the Investment Company Institute, Fidelity Management & Research Company, OppenheimerFunds, Legg Mason and T. Rowe Price Group, dated April 20, 2005 (File name: memo042005.pdf)
- Mary L. Cavanaugh, Executive Vice President and General Counsel, The Variable Annuity Life Insurance Company, Houston, Texas, April 29, 2005 (File name: mlcavanaugh8943.pdf)
- Christopher L. Wassink, April 28, 2005 (File name: clwassink8982.pdf)
- John Thornes, President, Thornes & Associates, Inc., Redlands, California, April 18, 2005 (File name: jthornes1633.htm)
- Michael J. Mungenast, President, ProEquities, Inc., April 15, 2005 (File name: s70604-1341.pdf)
- Timothy U. Morton, President, James Mitchell & Co., April 15, 2005 (File name: s70604-1487.pdf)
- David Certner, Director, Federal Affairs, AARP, April 15, 2005 (File name: s70604-1369.pdf)
- W. Thomas Boulter, Vice President & CCO, Jefferson Pilot Securities Corporation, April 13, 2005 (File name: wtboulter041305.pdf)
- Jeffrey C. Beadle, April 13, 2005 (File name: jcbeadle041305.htm)
- Carol W. White and John J. White, April 13, 2005 (File name: cjwhite041305.htm)
- Reed H. Moore, Federal Way, Washington, April 13, 2005 (File name: rhmoore9298.htm)
- Kevin B. Ballou, President, Clark Securities, Inc., April 13, 2005 (File name: s70604-1371.pdf)
- W. Robert Wilson, Advisory Services, LPL, April 12, 2005 (File name: s70604-1370.pdf)
- Art Vandalay, Professor, Manhattan, New York, April 12, 2005 (File name: avandalay3500.htm)
- Brad Hess, April 12, 2005 (File name: bhess041205.htm)
- Heidi Stam, Principal, Securities Regulation, The Vanguard Group, Inc., April 12, 2005 (File Name: hstam041205.pdf)
- Robert Norton, Norton Financial Services, LLC, April 11, 2005 (File name: s70604-1335.pdf)
- Cheryl E. Smith, April 11, 2005 (File name: cesmith0401105.htm)
- Mike Werkowski, Registered Representative, American Family Insurance, April 11, 2005 (File Name: mwerkowski041105.htm)
- Victoria I. Renne, San Dimas, California, April 11, 2005 (File name: virenne6063.htm)
- Robert C. Skelly, CLU, ChFC, Financial Representative, Northwestern Mutual Financial Network, Westport, Connecticut, April 11, 2005 (File name: rcskelly041105.htm)
- Michael T. Wahl, April 8, 2005 (File name: mtwahl040805.htm)
- Ronald C. Long, Regulatory Policy and Administration, and Ryan P. Smith, Regulatory and EDR Attorney; Wachovia Securities, LLC, April 8, 2005 (File name: rpsmith040805.pdf)
- Frank Dealy, April 7, 2005 (File name: fdealy040705.htm)
- Mark A. Malinski, April 7, 2005 (File name: mamalinski040705.htm)
- David R. Fulkerson, Troy, Michigan, April 7, 2005 (File name: drfulkerson7766.htm)
- Leonard Viscito, JD, Register Representative, Springfield, Massachusetts, April 7, 2005 (File name: lviscito9539.htm)
- William G. Gray III, LPL Investment Representative, Linsco/Private Ledger, Yucaipa, California, April 6, 2005 (File name: wggray040605.htm)
- Nancy S. Walls, CFP, Lansing, Michigan, April 6, 2005 (File name: nswalls7001.htm)
- Joan Hinchman, Executive Director, President and CEO, The National Society of Compliance Professionals, Inc., Cornwall Bridge, CT, April 6, 2005 (File name: nscp040605.pdf)
- Walter C. Cunningham, April 6, 2005 (File name: wccunningham040605.htm)
- Mercer Bullard, Founder and President, Fund Democracy, Inc.; Barbara Roper, Director of Investor Protection, Consumer Federation of America; Kenneth McEldowney, Executive Director, Consumer Action; Sally Greenberg, Senior Counsel, Consumers Union, April 6, 2005 (File name: fdcfacacu040605.pdf)
- David Bogle, Branch Manager, Tulsa Teachers Credit Union, April 6, 2005 (File name: s70604-1332.pdf)
- James J. Kropog, Jr., CFP, CDFA, LPL Financial Services, April 6, 2005 (File name: s70604-1333.pdf)
- Todd P. Adams, MBA, CFP, President, Mills-Price & Associates, Inc., April 6, 2005 (File name: s70604-1334.pdf)
- Mercer Bullard, Founder and President, Fund Democracy, Inc., Barbara Roper, Director of Investor Protection, Consumer Federation of America, Kenneth McEldowney, Executive Director, Consumer Action, and Sally Greenberg, Senior Counsel, Consumers Union, April 5, 2005 (File name: s70604-1331.pdf)
- Randal L. Nicholls, April 5, 2005 (File name: rlnicholls2717.htm)
- Shashin G. Shah, CFP, Financial Advisor, Financial Design Group, Addison, Texas, April 5, 2005 (File name: sgshah2279.htm)
- Marvin R. Souchek, CLU/ChFC/, Society of Financial Service Professionals, Member Certified Employee Benefits Specialist , Lincoln, Nebraska, April 5, 2005 (File name: mrsouchek9223.htm)
- Raymond H. Moran, April 5 2005 (File name: rhmoran040505.htm)
- Bernard A. Breton, Vice President and Chief Compliance Officer, Carillon Investments, Inc., Cincinnati, Ohio, April 5, 2005 (File Name: babreton9676.pdf)
- Dan T. Peacock, R.F.C., Tampa, Florida, April 5, 2005 (File name: dtpeacock7740.htm)
- Gilbert M. Sabatka, CFP, Manhattan, Kansas, April 5, 2005 (File name: gmsabatka4614.htm)
- Andrew J. Loehr, Indianapolis, Indiana, April 5, 2005 (File name: ajloehr8225.htm)
- Anthony Benvin, Ph.D, CFP, Certified Financial Planner, Pittsburgh, Pennsylvania, April 5, 2005 (File name: abenvin8275.htm)
- Jonathan D. LaCroix, Grandville, Michigan, April 5, 2005 (File name: jdlacroix1704.htm)
- Peter Apfelbach, Chicago, Illinois, April 5, 2005 (File name: papfelbach5041.htm)
- Roger J. David, Grand Rapids, Michigan, April 5, 2005 (File name: rjdavid6952.htm)
- William T. Webster, Connecticut, April 5, 2005 (File name: wtwebster7341.htm)
- Richard S. Whelpley, Duxbury, Massachusetts, April 5, 2005 (File name: rswhelpley6293.htm)
- Carol Y. Godsave, CFP, April 5, 2005 (File name: cygodsave040505.htm)
- Roger Craig, Vice President - Associate General Counsel, Nationwide Financial Services, Inc., Columbus, Ohio, April 5, 2005 (File name: rcraig7179.pdf)
- Graham C. Parsons, II, Erie, Pennsylvania, April 5, 2005 (File name: gparsons040505.htm)
- Mark Schoenbeck, April 5, 2005 (File name: mschoenbeck040505.htm)
- Jay Keener, Wichita, Kansas, April 5, 2005 (File name: jkeener040505.htm)
- David J. Lekich, Vice President and Senior Corporate Counsel, Charles Schwab & Co., Inc., San Francisco, California, April 4, 2005 (File name: djlekich6223.pdf)
- Richard M. Arceci, JD, CPA, Executive Vice President, ValMark Securities, April 4, 2005 (File name: rarceci040405.htm)
- Neil A. Simon, Esq., Director of Government Relations, Financial Planning Association, April 4, 2005 (File name: nasimon040405.pdf)
- Jeffrey M. Auld, President/CEO, NEXT Financial Group, Inc., Houston, Texas, April 4, 2005 (File name: jmauld8456.pdf)
- Peter L. Catalano, CLU, ChFC, Beverly Hills, California, April 4, 2005 (File name: pcatalano040405.pdf)
- Michael J. Ward, Certified Financial Planner, Registered Principal, Linsco/Private Ledger, April 4, 2005 (File name: mjward040405.pdf)
- Darrell N. Braman, Vice President & Associate Legal Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland, April 4, 2005 (File name: dnbraman040405.pdf)
- Gary B. Bjornson, Registered Principal, Linsco/Private Ledger Financial Services, April 4, 2005 (File name: gbjornson040405.pdf)
- Clark K. Nisbett, April 4, 2005 (File name: cnisbett040405.pdf)
- Emily J. Poriss, Second Vice President & Associate General Counsel, Massachusetts Mutual Life Insurance Company, April 4, 2005 (File name: massmutual040405.pdf)
- William J. Winter, Senior Vice President, Cashiers Department, A.G. Edwards & Sons, Inc., April 4, 2005 (File name: age040405.pdf)
- Barbara Gill, Compliance Officer; Lisa Bass, Operations Manager; Doug Noll, Director of Operations; Sharon Fleming, Mutual Fund Marketing Manager; Stifel Nicolaus & Company, Incorporated, April 4, 2005 (File name: stifel040405.pdf)
- Thomas P. Lemke, Senior Vice President and General Counsel, Legg Mason Wood Walker, Incorporated, April 4, 2005 (File name: tlemke040405.pdf)
- Gary A. Sanders, Senior Counsel, Law and Government Relations, NAIFA, and Thomas F. Korb, Director of Government Affairs, AALU, April 4, 2005 (File name: naifa040405.pdf)
- Dale E. Brown, CAE, Executive Director, and CEO, Financial Services Institute, April 4, 2005 (File name: debrown040405.pdf)
- Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association, April 4, 2005 (File name: ihammerman040405.pdf)
- Elizabeth Krentzman, General Counsel, Investment Company Institute,
April 4, 2005 (File name: ekrentzman040405.pdf)
- John S. Simmers, CEO, IND Advisors Network,
April 4, 2005 (File name: jssimmers040405.pdf)
- Michael P. DeGeorge, General Counsel, National Association for Variable Annuities,
April 4, 2005 (File name: nava040405.pdf)
- Barry Augenbraun, Senior Vice President and Corporate Secretary, Raymond James Financial, Inc., April 4, 2005 (File name: s70604-1167.pdf)
- Michael J. Sharp, General Counsel, Smith Barney on behalf of Citigroup Global Markets Inc., April 4, 2005 (File name: s70604-1168.pdf)
- John S. Watts, Senior Vice President and Chief Counsel, PFS Investments Inc., April 4, 2005 (File name: pfsi040405.pdf)
- W. Thomas Comer and Eric A. Arnold, Sutherland Asbill & Brennan LLP for the Committee of Annuity Insurers, April 4, 2005 (File name: suther040405.pdf)
- William A. Bridy, First Vice President, Merrill Lynch, April 4, 2005 (File name: wabridy040405.pdf)
- Mark S. Shelton, General Counsel, USB Financial Services, April 4, 2005 (File name: msshelton040405.pdf)
- Mark S. Howard, Senior Vice President, Sectretary and Counsel, USAA Investment Management Company, April 4, 2005 (File name: mshoward040405.pdf)
- Henry H. Hopkins, Chief Legal Counsel, T. Rowe Price Investment Services, Inc., April 4, 2005 (File name: troweprice040405.pdf)
- Melanie L. Fein, Goodwin Procter LLP on behalf of Federated Investors, Inc., April 4, 2005 (File name: federatedinv040405.pdf)
- Clifford C. Hyatt, Partner and David L. Stanton, Senior Associate, Pillsbury Winthrop Shaw Pittman, LLP, April 4, 2005 (File name: pillsburywsp040405.pdf)
- Steven Sora, Branch Manager, LPL Financial Services, received April 4, 2005 (File Name: s70604-1156.pdf)
- Kathleen McInerney, CFP, April 4, 2005 (File name: kmcinerney040405.htm)
- Rodert D. Schlesinger, CLU, President, Retirement & Estate Plan Services, April 4, 2005 (File name: rdschlesinger040405.htm)
- Peter Mangan, President & CEO and Robert O. Reed, Executive Vice President, Shareholders Service Group, Inc., April 4, 2005 (File name: ssg040405.htm)
- Mark Reynolds, April 4, 2005 (File name: mreynolds040405.htm)
- Laurie Lennox, Vice President and Chief Compliance Officer, Commonwealth Financial Network, April 4, 2005 (File name: llennox040405.htm)
- Douglas K. Hollen, April 4, 2005 (File name: dkhollen040405.htm)
- Harry H. Branning, President & CEO, Branning Financial Group, LLC, April 4, 2005 (File name: hhbranning040405.htm)
- John M. Shartrand, AAMS, ChFC, Chief Investment Officer, CAPCOM Financial Services, April 4, 2005 (File name: jmshartrand040405.htm)
- Stephen A. Batman, CEO, 1st Global, April 4, 2005 (File name: sabatman040405.htm)
- Janice K. Hobbs, MBA, CFP, CFCA, April 4, 2005 (File name: jkhobbs040405.htm)
- Robert A. Pierce, Jill M. Pierce, Earl R. Pierce, Spencer R. Pierce, and Dirk F. Hicks, April 4, 2005 (File name: piercehicks040405.htm)
- Roger Whitaker, April 4, 2005 (File name: rwhitaker040405.htm)
- Michael G. Martin LUTCF FIC, April 4, 2005 (File name: mgmartin040405.htm)
- Gregory E. Smith, CFA, President, Sunset Financial Services, Inc., April 4, 2005 (File name: gesmith040405.pdf)
- Sandra Pohutsky, Oakland, California, April 4, 2005 (File name: spohutsky040405.pdf)
- Dana Morton, CLU, ChFC, Registered Principal, The Morton Capital Group, April 4, 2005 (File name: dmorton040405.pdf)
- Carl B. Wilkerson, Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers, April 4, 2005 (File name: cbwilkerson040405.pdf)
- John A. Spangle, CFP, Registered Principal, Linsco Private Ledger, April 4, 2005 (File name: jspangle040405.pdf)
- Stephen M. Saxon, Groom Law Group, Chartered, Washington, District of Columbia, April 4, 2005 (File name: smsaxon5890.pdf)
- Joseph C. Merrill, April 4, 2005 (File name: jcmerrill040405.pdf)
- Timothy J. Lyle, Senior Vice President and CCO, Mutual Service Corporation, April 4, 2005 (File name: tjlyle040405.pdf)
- Denise A. Izatt, CFP, Oakbrook, Illinois, April 4, 2005 (File name: daizatt4326.htm)
- Edward S. Campbell, Registered Representative, Mutual Service Corp., Westerville, Ohio, April 4, 2005 (File name: escampbell2658.htm)
- David P. Damaska, CPA, CFP, Cincinnati, Ohio, April 4, 2005 (File name: dpdamaska9353.htm)
- Larry G. Catallo, Coral Springs, Florida, April 4, 2005 (File name: lgcatallo4641.htm)
- Anne N. Spinks, CLU, Independent Registered Representative with Mutual Service Corp., Richmond, Texas, April 4, 2005 (File name: anspinks3960.htm)
- Kelly L. Higgins, Sterling Heights, Michigan, April 4, 2005 (File name: klhiggins4493.htm)
- Andrew Wood, Jr., Charlotte, North Carolina, April 4, 2005 (File name: awood5574.htm)
- Joyce Swoyer, April 4, 2005 (File name: jswoyer1898.htm)
- David Warner, CFA, Vice President, Windsor Financial, LLC, Silver Spring, Maryland, April 4, 2005 (File name: dwarner9385.htm)
- John F. Robbins, Registered Representative, Trenton, Michigan, April 4, 2005 (File name: jfrobbins4735.htm)
- Louis W. Meyer, Jr., CFP, Cincinnati, Ohio, April 4, 2005 (File name: lwmeyer2534.htm)
- James F. Jurczak, Augusta, Maine, April 4, 2005 (File name: jfjurczak8294.htm)
- Andre Caubarreaux, Marksville, Louisiana, April 4, 2005 (File name: acaubarreaux2864.htm)
- Jeanne L. Montgomery, CSC, Pittsford, New York, April 4, 2005 (File name: jlmontgomery4731.htm)
- Gerald L. Raymond, Newport Beach, California, April 4, 2005 (File name: glraymond1217.htm)
- Robert Renner, COO, Inverness Securities LLC, Beachwood, Ohio, April 4, 2005 (File name: rrenner7468.htm)
- Patrick Sreenan, Broker, Deerfield Beach, Florida, April 4, 2005 (File name: psreenan4712.htm)
- Robert D. Cornell, Scottsdale, Arizona, April 4, 2005 (File name: rdcornell6938.htm)
- John Bill, CFP, Greendale, Wisconsin, April 4, 2005 (File name: jbill3420.htm)
- James G. Timpa, LUTCF, Clinton Twp., Michigan, April 4, 2005 (File name: jgtimpa3787.htm)
- Darryl G. Duerbusch, COO, Global Financial Planning Group, Troy, Michigan, April 4, 2005 (File name: dgduerbusch3494.htm)
- Jim Garrett, CFP, Financial Planner, San Antonio, Texas, April 4, 2005 (File name: jgarrett1131.htm)
- Doug Alden, CLU, CSA, AIFA, Asheville, North Carolina, April 4, 2005 (File name: dalden6765.htm)
- Lynn R. Goldney, Lake Havasu City, Arizona, April 4, 2005 (File name: lrgoldney3436.htm)
- Jules F. Bergman, CDFA, Plantation, Florida, April 4, 2005 (File name: jfbergman4739.htm)
- David B. Leszcynski, CFP, Global Financial Planning Group, Troy, Michigan, April 4, 2005 (File name: dbleszcynski9543.htm)
- Craig A. Johnson, Plymouth, Minnesota, April 4, 2005 (File name: cajohnson4682.htm)
- Ethan Bonar, April 4, 2005 (File name: ebonar9021.htm)
- Jules F. Bergman, Plantation, Florida, April 4, 2005 (File name: jfbergman6125.htm)
- Christopher L. Wells, Senior VP, Asset Management Inc., Greenville, South Carolina, April 4, 2005 (File name: clwells4241.htm)
- Brett A. Young, Olivet, Michigan, April 4, 2005 (File name: bayoung4034.htm)
- Brian E. Conway, April 4, 2005 (File name: beconway8998.htm)
- Richard Stone, President NAIFA Surburban Maryland, Alexandria, Virginia, April 4, 2005 (File name: rstone4151.htm)
- Fred O'Brien, April 4, 2005 (File name: fobrien6382.htm)
- Greg L. La Pierre, Financial Planner, Portsmouth, New Hampshire, April 4, 2005 (File name: gllapierre4807.htm)
- Kimberly Miller, Akron, Ohio, April 4, 2005 (File name: kmiller8207.htm)
- Martin J. Lombrano, Mutual Service, Corp., Irvine, California, April 4, 2005 (File name: mjlombrano8661.htm)
- Samuel Tenney, Castle Rock, Colorado, April 4, 2005 (File name: stenney4596.htm)
- Douglas K. Shannep, CFP, CIMA, Managing Director, San Diego, California, April 4, 2005 (File name: dkshannep9026.htm)
- Michael S. Gilman, CFO, Financial MAnagement Strategies, Plantation, Florida, April 4, 2005 (File name: msgilman6367.htm)
- Lorian K. Petry, CFP, Financial Advisor, Newport Beach, California, April 4, 2005 (File name: lkpetry5894.htm)
- George M. Gilchrist, Registered Representative, Great American Advisors, Inc., Orangeburg, South Carolina, April 4, 2005 (File name: gmgilchrist2114.htm)
- Charles K. Bankerd, April 4, 2005 (File name: ckbankerd9346.htm)
- Daniel W. Leveroni, CFP, Certified Financial Planner, Braintree, Massachusetts, April 4, 2005 (File name: dwleveroni9279.htm)
- Donna M. Wolf, CFP, Mequon, Wisconsin, April 4, 2005 (File name: dmwolf8376.htm)
- Timothy W. Leveroni, CFP, Braintree, Massachusetts, April 4, 2005 (File name: twleveroni2215.htm)
- Paul R. Hoffman, CFP, Appleton, Wisconsin, April 4, 2005 (File name: prhoffman1686.htm)
- Joseph J. Drzewiecki, CLU, ChFC, Appleton, Wisconsin, April 4, 2005 (File name: jjdrzewiecki7402.htm)
- Terry Mann, Decatur, Georgia, April 4, 2005 (File name: tmann2632.htm)
- John H. Grady, President, Constellation Investment Distributors Company Inc., Berwyn, Pennsylvania, April 4, 2005 (File name: jhgrady7634.htm)
- Christine Trapp, Itasca, Illinois, April 4, 2005 (File name: ctrapp9770.htm)
- Jeffrey W. Hendry, April 4, 2005 (File name: jwhendry9524.htm)
- Paul R. Kiehn, Chartered FinancialConsultant, Aledo, Texas, April 4, 2005 (File name: prkiehn1811.htm)
- Steve Lee, President of Employer Concepts, Irvine, California, April 4, 2005 (File name: slee4841.htm)
- Harlan D. Wenig, Coral Springs, Florida, April 4, 2005 (File name: hdwenig4352.htm)
- Weiler W. Weiler, CFP, FPA, FSI, MDRT, Stuart, Florida, April 4, 2005 (File name: wwweiler9680.htm)
- Jules F. Bergman, CDFA, Plantation, Florida, April 4, 2005 (File name: jfbergman6528.htm)
- Drewe L. Robinson, Saginaw, Michigan, April 4, 2005 (File name: dlrobinson4754.htm)
- Richard Von Luft, Registered Securities Principal, La Habra, California, April 4, 2005 (File name: rvonluft5395.htm)
- Keith R. Camacho, Honolulu, Hawaii, April 4, 2005 (File name: krcamacho6679.htm)
- Jeff A. Huff, Tacoma, Washington, April 4, 2005 (File name: jahuff6168.htm)
- Jack R. Anderson, CLU/CFP, Fishers, Indiana, April 4, 2005 (File name: jranderson8905.htm)
- Jacqueline M. Mauro, registered representative, Troy, Michigan, April 4, 2005 (File name: jmmauro7441.htm)
- Jack R. Fay, CFP, Senior Financial Planner, Dublin, Ohio, April 4, 2005 (File name: jrfay5646.htm)
- Raymond P. Bradley, Registered Representative, Chartered Financial Consultant, Ephrata, Pennsylvania, April 4, 2005 (File name: rpbradley2542.htm)
- Andrew C. Kupferberg C Kupferberg, CPA, Northbrook , Illinois, April 4, 2005 (File name: ackupferberg3633.htm)
- Paul E. Koller, CFP, CLU, ChFC, Lakewood, Colorado, April 4, 2005 (File name: pekoller6437.htm)
- Pamela L. Buffington, Securities Rep since 1976, Broker/Dealer Mutual Services Corp, Akron, Ohio, April 4, 2005 (File name: plbuffington2408.htm)
- Elinor Ho, Shelby Township, Michigan, April 4, 2005 (File name: eho3164.htm)
- Sterling F. Chappell, III, Compliance Officer, Amvest Securities, Inc, Columbus, Ohio, April 4, 2005 (File name: sfchappell8961.htm)
- Douglas D. White, Registered Rep. Douglas White Financial Services & Ins., North Dighton, Massachusetts, April 4, 2005 (File name: ddwhite8496.htm)
- Russell E. Montgomerie, CFP, Boca Raton, Florida, April 4, 2005 (File name: remontgomerie9215.htm)
- Rodney Brown, Mutual Service Corp., Ridgeland, Mississippi, April 4, 2005 (File name: rbrown4354.htm)
- Max C. Belcher, CLU, CHFC, Denver, Colorado, April 4, 2005 (File name: mcbelcher6571.htm)
- Christine L. Hagen, CFP, Irvine, California, April 4, 2005 (File name: clhagen2078.htm)
- Grace C. Wellwerts, MS, CFP, CLU , Avon, Colorado, April 4, 2005 (File name: gcwellwerts8305.htm)
- Elizabeth Brickman, CFP, Miami, Florida, April 4, 2005 (File name: ebrickman6520.htm)
- Armand Minasian, CFP, San Francisco, California, April 4, 2005 (File name: aminasian6415.htm)
- Robert C. Hinshon, Jr., CFP, Livonia, Michigan, April 4, 2005 (File name: rchinshon2110.htm)
- Mark R. Sprouse, Redlands, California, April 4, 2005 (File name: mrsprouse1316.htm)
- Timothy D. Gaarder, CFP, Edina, Minnesota, April 4, 2005 (File name: tdgaarder6239.htm)
- Rpbert Vigorita, CLU, ChFC, CFP, Providence, Rhode Island, April 4, 2005 (File name: rvigorita2637.htm)
- Diane R. Kotar, Villa Hills, Kentucky, April 4, 2005 (File name: drkotar6859.htm)
- William F. Thick, CFP,LIC, CEO, Total Planning Service, Marshall, Michigan, April 4, 2005 (File name: wfthick9540.htm)
- Mark A. Jones, CPA, President, Mark A. Jones & Assoc., PC, Richmond, Virginia, April 4, 2005 (File name: majones7422.htm)
- Jeffrey Andrews, April 4, 2005 (File name: jandrews8223.htm)
- Clark K. Nisbett,CLU, LPL Financial Consultant, April 3, 2005 (File name: s70604-1336.pdf)
- John Bruso, CFP, Phoenix, Arizona, April 3, 2005 (File name: jbruso7799.htm)
- John S. Beall, ChFC, CLU, LUTCF, LIC, Berrien Springs, Michigan, April 3, 2005 (File name: jsbeall2468.htm)
- William J. Romeo, Coconut Creek, Florida, April 3, 2005 (File name: wjromeo9251.htm)
- Dan W. Harris, Columbia, Maryland, April 3, 2005 (File name: dharris040305.htm)
- Virginia Harmon, Seattle, Washington, April 3, 2005 (File name: vharmon040305.htm)
- Gary J. Tribble, Bellevue, Washington, April 3, 2005 (File name: gtribble040305.htm)
- Matthew B. Bishop, Jacksonville, Florida, April 3, 2005 (File name: mbishop040305..htm)
- Willie J. Price, Arden Hills, Minnesota, April 3, 2005 (File name: wjprice1664.htm)
- Kevin S. Dodge, Clio, Michigan, April 3, 2005 (File name: ksdodge5791.htm)
- Mark D. Stenberg, Registered Principal, Mutual Service Corporation, Brownstown, Michigan, April 3, 2005 (File name: mdstenberg9374.htm)
- Sandra T. Masek Ray, CRCP, Exec Vice President/Chief Compliance Officer - Rhodes Securities, Inc., Fort Worth, Texas, April 3, 2005 (File name: stmasekray8501.htm)
- Ronald A. Guiler, CEO Executax Corp. & Executax Financial Corp., Miami, Florida, April 3, 2005 (File name: raguiler4143.htm)
- Michael S. Link, Registered Representative with Mutual Service Corporation, Woodland Hills, California, April 3, 2005 (File name: mslink5569.htm)
- Michael R. McKillip, CFP, Wauwatosa, Wisconsin, April 3, 2005 (File name: mrmckillip8570.htm)
- Jim Franceus, CFP, Lake Oswego, April 2, 2005 (File name: jfranceus7326.htm)
- Douglas J. Schuetter, Indianapolis, Indiana, April 2, 2005 (File name: djschuetter3645.htm)
- Sherri L. Davis, Esquire, Pittsburgh, Pennsylvania, April 2, 2005 (File name: sldavis3809.htm)
- Allen R. Lakner, Exline, Iowa, April 2, 2005 (File name: arlakner8742.htm)
- Terrence M. O'Rourke, CLU, CEO Certified Financial Consultants Ltd, St Clair Shores, Michigan, April 2, 2005 (File name: tmorourke6594.htm)
- Roark Young, President, Young, Stovall and Company, Miami, Florida, April 2, 2005 (File name: ryoung3202.htm)
- Glen Lutz, CFP r, Eugene, Oregon, April 2, 2005 (File name: glutz7224.htm)
- John J. Moynihan, St. Louis, Missouri, April 2, 2005 (File name: jjmoynihan3507.htm)
- Eric Botwinik, Boca Raton, Florida, April 2, 2005 (File name: ebotwinik5283.htm)
- Maria C. Wagner, Boca Raton, Florida, April 2, 2005 (File name: mcwagner3122.htm)
- Charles G. Simon, C.L.U., Covington, Louisiana, April 2, 2005 (File name: cgsimon6006.htm)
- Yvonne Rundell, Troy, Michigan, April 2, 2005 (File name: yrundell8657.htm)
- Nancy D. Breymeier, St. Paul, Minnesota, April 2, 2005 (File name: ndbreymeier4092.htm)
- Charles B. Milliken, CFP, Farmington Hills, Michigan, April 2, 2005 (File name: cbmilliken3362.htm)
- David L. Lee, BSME MBA CFP, Appleton, Wisconsin, April 2, 2005 (File name: dllee3558.htm)
- H. Parker Sharpe, Manitowish Waters, Wisconsin, April 2, 2005 (File name: hsharpe7028.htm)
- Jeremy Monte, JD, Fairport, New York, April 2, 2005 (File name: jmonte4637.htm)
- Gary D. Richmond, Sr., Clarkston, Michigan, April 2, 2005 (File name: gdrichmond8473.htm)
- John D. Fuller, Atlanta, Georgia, April 2, 2005 (File name: jdfuller6923.htm)
- Frank A. Monte, CLU, Fairport, New York, April 2, 2005 (File name: famonte5541.htm)
- Peter D. Fischel, CLU, Fremont, California, April 2, 2005 (File name: pdfischel9195.htm)
- Richard P. Glemann, CPA, RR, RIAR, MS Taxation, Jacksonville Beach, Florida, April 2, 2005 (File name: rpglemann9261.htm)
- Gregory T. Bond, April 2, 2005 (File name: gbond040205.htm)
- Jed Bandes, April 2, 2005 (File name: jbandes040205.htm)
- Dean J. Ripley, April 2, 2005 (File name: dripley040205.htm)
- Ryan M. Luke, April 2, 2005 (File name: rluke040205.htm)
- Mark F. Scribner, Branch Manager, Financial Consultant, April 1, 2005 (File name: s70604-1204.pdf)
- Douglas LaBar, President, Northstar Investment Management, April 1, 2005 (File name: s70604-1202.pdf)
- J. Derek Lewis, President, JDL Securities Corporation, April 1, 2005 (File name: jdlewis040105.htm)
- William C. Alsover, Centennial Securities Company, April 1, 2005 (File name: wcalsover040105.htm)
- Kevin J. Moree, CFP, Asheville, North Carolina, April 1, 2005 (File name: kjmoree6468.htm)
- Harold F. Wiksten, Newburyport, Massachusetts, April 1, 2005 (File name: hfwiksten4113.htm)
- Edward G. Knight, CLu, ChFC, Financial Planner, Registered Representative, Plantation, Florida, April 1, 2005 (File name: egknight8620.htm)
- Adam Gellis, Palm Beach Gardens, Florida, April 1, 2005 (File name: agellis9621.htm)
- Joyce E. Haniman, Stuart, Florida, April 1, 2005 (File name: jehaniman2328.htm)
- Eric J. Connors, CLU, ChFC, Allentown, Pennsylvania, April 1, 2005 (File name: ejconnors1869.htm)
- Ronald H. Roeser, CFP, Branch Manager, Mutual Service Corporation, Safety Harborf, Florida, April 1, 2005 (File name: rhroeser7475.htm)
- K. Larry Hastie, Ph.D, President, Pattern Recognition Management, Inc, Ann Arbor, Michigan, April 1, 2005 (File name: khastie7195.htm)
- Michael W. Wilson, Redmond, Washington, April 1, 2005 (File name: mwwilson7979.htm)
- Susan Sommer, Certified Financial Planning Practioner, Certified Fund Specialist, St. Charles, Missouri, April 1, 2005 (File name: ssommer4312.htm)
- Michael J. Kelley, CFP, Certified Financial Planner, Indianapolis, Indiana, April 1, 2005 (File name: mjkelley1373.htm)
- Julie A. Witthoff, CFP, Registered Representative Series 7, Urbandale, Iowa, April 1, 2005 (File name: jawitthoff8538.htm)
- Frank R. Carey, EA, NAEA, CSEA, San Dimas, District of Columbia, April 1, 2005 (File name: frcarey9370.htm)
- Gary L. Washburn, Cameron Park, California, April 1, 2005 (File name: glwashburn9114.htm)
- Charles L. Stanley, CFP, Registered Investment Advisor - The Compassionate Capitalist, Escondido, California, April 1, 2005 (File name: clstanley6300.htm)
- Edward C. Skelly, President, Sterling Financial Partners,Inc., Sterling, Virginia, April 1, 2005 (File name: ecskelly3319.htm)
- John R. Carter, CPA, Newport Beach, California, April 1, 2005 (File name: jrcarter3553.htm)
- Robert M. Wood, Chartered Financial Consultant and Chartered Life Underwriter, Lutz, Florida, April 1, 2005 (File name: rmwood9135.htm)
- Franz J. Hildebrand, Registered Represenatative, Mutual Service Corp, Seabrook, Texas, April 1, 2005 (File name: fjhildebrand7119.htm)
- Jay W. Cohen, AICPA, Atlanta, Georgia, April 1, 2005 (File name: jwcohen2594.htm)
- Karen Dobies, Certified Employee Benefits Consultant, Encino, California, April 1, 2005 (File name: kdobies3690.htm)
- Maralyn P. Henry, Maralyn Henry Financial Services- Owner, Aiken, South Carolina, April 1, 2005 (File name: mphenry9665.htm)
- Robert D. Abrams, CFP, independent financial planner, Mercer Island, Washington, April 1, 2005 (File name: rdabrams2205.htm)
- Joan M. Halstead, CLU,ChFC, Owner, Halstead Financial Resources since 1979, Rochester, New York, April 1, 2005 (File name: jmhalstead7474.htm)
- Richard Hanford, Pittsford, , April 1, 2005 (File name: rhanford8661.htm)
- Louis J. Macloskey, CFP, CLU, ChFC, West Palm Beach, Florida, April 1, 2005 (File name: ljmacloskey2957.htm)
- Neal D. Roberts, CPA/Registed Rep, Appleton, Wisconsin, April 1, 2005 (File name: ndroberts9347.htm)
- Douglas A. Becker, Branch Manager, Mutual Service Corp., Hanover, Pennsylvania, April 1, 2005 (File name: dabecker6946.htm)
- Armand C. Batocabe, West Palm Beach, Florida, April 1, 2005 (File name: acbatocabe4260.htm)
- Susan L. Coates, West Palm Beach, Florida, April 1, 2005 (File name: slcoates5772.htm)
- James B. Loehr, CFP, President, Loehr Financial Planning Services, Inc., Fishers, Indiana, April 1, 2005 (File name: jbloehr2525.htm)
- William A. Hill, Darlington, South Carolina, April 1, 2005 (File name: wahill2707.htm)
- John F. Tubridy, Rochester, New York, April 1, 2005 (File name: jftubridy7377.htm)
- Robert E. Och, NASD Registered Representative, Mutual service Corp., Wadsworth, Ohio, April 1, 2005 (File name: reoch6761.htm)
- Robert O. Troxell, Financial Services Representative, Hanover, Pennsylvania, April 1, 2005 (File name: rotroxell7590.htm)
- Sophocles C. Liapopoulos, CPA, Brockton, Massachusetts, April 1, 2005 (File name: scliapopoulos5105.htm)
- Thomas W. Whyte, Registered Rep, Falmouth, Maine, April 1, 2005 (File name: twwhyte1514.htm)
- Terry R. Altman, CLU, CFP, Practitioner Instructor, Oakland University Personal Financial Planning Program, Rochester, Michigan, April 1, 2005 (File name: traltman2366.htm)
- Adam J. Makkai, MBA, Registered rep, MSC and Finance Professor, Regis University, Greenwood Village, Colorado, April 1, 2005 (File name: ajmakkai8904.htm)
- Jack Gambetta, CFP, Terrace Park, Ohio, April 1, 2005 (File name: jgambetta6075.htm)
- Thomas J. Noel, Registered Representative, Mutual Service Corp, Fort Atkinson, Wisconsin, April 1, 2005 (File name: tjnoel7026.htm)
- Carl Cicatello, CPA, CFP, San Antonio, Texas, April 1, 2005 (File name: ccicatello9099.htm)
- Marilyn S. Steinmetz, CFP, Avon, Connecticut, April 1, 2005 (File name: mssteinmetz4401.htm)
- Michael P. Hartman, Stuart, Florida, April 1, 2005 (File name: mphartman5204.htm)
- Anna-Marie Smith, CFP, Registered Repesentative, Mutual Service Corporation, Bedford, New Hampshire, April 1, 2005 (File name: asmith8747.htm)
- Geoffrey L. London, Mutual Service Corp. financial advisor, Edina, Minnesota, April 1, 2005 (File name: gllondon5565.htm)
- Eric T. Nichols, ChFC, President-Financial Services Firm, Milford, Michigan, April 1, 2005 (File name: etnichols3585.htm)
- Randal L. Nicholls, Federal Way, Washington, April 1, 2005 (File name: rlnicholls4507.htm)
- Tye C. Williams, CFP, Austin, Mississippi, April 1, 2005 (File name: tcwilliams6580.htm)
- Lawrence W. Dunstan, Naples, Florida, April 1, 2005 (File name: lwdunstan5998.htm)
- Brian W. Heffernan, Salem, New Hampshire, April 1, 2005 (File name: bwheffernan7673.htm)
- George K. Slyman, Jr., Certified Financial Planner, Peterborough, New Hampshire, April 1, 2005 (File name: gkslyman9871.htm)
- Denise M. Roth, Vice President, West Palm Beach, Florida, April 1, 2005 (File name: dmroth5959.htm)
- Laura Leidigh, April 1, 2005 (File name: lleidigh040105.htm)
- Donald W. Martyn, April 1, 2005 (File name: dmartyn040105.htm)
- Kevin P. Takacs, April 1, 2005 (File name: ktakacs040105.htm)
- George R. Pierce, April 1, 2005 (File name: gpierce040105.htm)
- Randall Young, April 1, 2005 (File name: ryoung040105.htm)
- Nicholas A. Smith, April 1, 2005 (File name: nsmith040105.htm)
- Kevin Polheber, April 1, 2005 (File name: kpolheber040105.htm)
- Daniel P. Sweeney, April 1, 2005 (File name: dsweeney040105.htm)
- Peggy W. Lyon, April 1, 2005 (File name: plyon040105.htm)
- Ronald B. Lee, April 1, 2005 (File name: rlee040105.htm)
- Michael L. Kern, Jr, CFP, Registered Representative, Mutual Service Corporation, Clinton Twp, Michigan, April 1, 2005 (File name: mlkernjr9426.htm)
- Clark B. Jolley, CFP, Valencia, California, April 1, 2005 (File name: cbjolley6023.htm)
- Joseph B. Dixon, President, Dixon & Associates Investments, Grosse Ile, Michigan, April 1, 2005 (File name: jbdixon4284.htm)
- Irene M. Volona-Labonne, CFP, Delavan, Wisconsin, April 1, 2005 (File name: imvilona-labonne5526.htm)
- Lynn Bullock, Lake Orion, Michigan, April 1, 2005 (File name: lbullock7237.htm)
- Bruce Severeid, CFP, Washington, April 1, 2005 (File name: bsevereid7973.htm)
- David J. Romagosa, Sr., CFP, Financial Planning Association, Lafayette, Louisiana, April 1, 2005 (File name: djromagosa6488.htm)
- Kenneth R. Everett, Mishawaka, Indiana, April 1, 2005 (File name: kreverett5906.htm)
- Edward C. Hiers, CEO Northeast Planning Associates, Inc., Bedford, New Hampshire, April 1, 2005 (File name: echiers1535.htm)
- Robert A. Fedorchuk, Registered Representative Mutual Service Corporation, Daytona Beach, Florida, April 1, 2005 (File name: rafedorchuk8427.htm)
- R. John Badger, Jr., CEO Chartered Financial Services, Ltd, West Des Moines, Iowa, April 1, 2005 (File name: rbadgerjr9672.htm)
- Barney W. Konowski, Wayland, Massachusetts, April 1, 2005 (File name: bwkonowski8088.htm)
- Mark A. Reinert, CFP, Topeka, Kansas, April 1, 2005 (File name: mareinert9096.htm)
- John R. Ressler, Mason City, Iowa, April 1, 2005 (File name: jrressler2555.htm)
- D. Teets, Compliance Officer, Baltimore, Maryland, April 1, 2005 (File name: dteets6902.htm)
- Owen H. Ackerman, Reg Rep, Morton, Illinois, April 1, 2005 (File name: ohackerman6298.htm)
- John Zimmer, CFP, JD, Appleton, Wisconsin, April 1, 2005 (File name: jzimmer8931.htm)
- Paul E. Dillman, CPA, P&L Accouting & Tax Service, Oak Forest, Illinois, April 1, 2005 (File name: pedillman4635.htm)
- William Cone, Registered Representative, Mutual Service Corp., Crofton, Maryland, April 1, 2005 (File name: wcone9933.htm)
- Michael J. Carpenter, April 1, 2005 (File name: mjcarpenter1220.htm)
- Dale L. Anderson, CFP, Lakewood, Colorado, April 1, 2005 (File name: dlanderson7163.htm)
- Dianne E. Hoeldtke, Oxford, Michigan, April 1, 2005 (File name: dehoeldtke5416.htm)
- Thomas Zimmer, Kimberly, Wisconsin, April 1, 2005 (File name: tzimmer6784.htm)
- Peter A. Beronio, CFP, Registered Principal, Mutual Service Corp, Killeen, Texas, April 1, 2005 (File name: paberonio3928.htm)
- Stan W. Galler, April 1, 2005 (File name: swgaller5305.htm)
- Patricia B. Griswold, Grand Rapids, Michigan, April 1, 2005 (File name: pbgriswold3643.htm)
- Louis N. Broyles, Representative for Mutual Service Corporation, Tampa, Florida, April 1, 2005 (File name: lnbroyles3319.htm)
- Tim Brockmann, Fort Atkinson, Wisconsin, April 1, 2005 (File name: tbrockmann3058.htm)
- Albert L. Lock, Jr., CLU, ChFC, MSFS, CEO, Universal Financial Group, Inc., Registered Principal, Mutual Service Corp., St. Louis, Missouri, April 1, 2005 (File name: allockjr7657.htm)
- Matthew H. Eaton, CFP, Bedford, New Hampshire, April 1, 2005 (File name: mheaton4873.htm)
- Mary S. Romagosa, Esquire, Attorney, Lafayette, Louisiana, April 1, 2005 (File name: msromagosa5413.htm)
- Charles H. Fitzpatrick, Mutual Service Corporation financial advisor, Surfside Beach, South Carolina, April 1, 2005 (File name: chfitzpatrick5997.htm)
- Gene Lesser, CFP, Los Angeles, California, April 1, 2005 (File name: glesser8718.htm)
- Janice Milano, CPA, CFP, April 1, 2005 (File name: jmilano7839.htm)
- Thomas J. Marron, East Greenwich, Rhode Island, April 1, 2005 (File name: tjmarron3277.htm)
- David O'Block, CFP, RFC, Monroeville, Pennsylvania, April 1, 2005 (File name: doblock2099.htm)
- Steven M. Hollis, CPA, CFP, President, Premier Wealth Managment Group, St. Charles, Missouri, April 1, 2005 (File name: smhollis7429.htm)
- Cathey L. Williamson, Florissant, Missouri, April 1, 2005 (File name: clwilliamson2742.htm)
- Daniel T. Grnier, Registered Representative, Mutual Service Corporation, Bellevue, Washington, April 1, 2005 (File name: dtgrnier2537.htm)
- Ken W. Partch, Professional Financial Planner, Santa Barbara, California, April 1, 2005 (File name: kwpartch2400.htm)
- John W. Cobb, CFP, Brentwood, Tennessee, April 1, 2005 (File name: jwcobb9190.htm)
- C. Robert Kelly, ChFC, MEd, Barrington, Rhode Island, April 1, 2005 (File name: ckelly2620.htm)
- Mike Draska, Investment Advisor, Mutual Service Corp, Waterford, Michigan, April 1, 2005 (File name: mdraska5661.htm)
- Hugh E. Nichols, Registered Representative, St. Charles, New Brunswick, April 1, 2005 (File name: henichols7094.htm)
- David G. Edgerton, ChFC, Registered Representative, Galena, Ohio, April 1, 2005 (File name: dgedgerton3467.htm)
- Brian L. Lakner, Chartered Financial Consultant, Crystal Lake, Illinois, April 1, 2005 (File name: bllakner2333.htm)
- Michael R. Vitale, St. Louis Park, Minnesota, April 1, 2005 (File name: mrvitale1666.htm)
- Jule Butler, Appleton, Wisconsin, April 1, 2005 (File name: jbutler8307.htm)
- Chris A. Martelli, CFP, Seattle, Washington, April 1, 2005 (File name: camartelli9320.htm)
- Donald F. Codori, Johnston, Rhode Island, April 1, 2005 (File name: dfcodori5419.htm)
- Steven M. Weinstein, CFP, Proprietor, Middletown, Ohio, April 1, 2005 (File name: smweinstein8397.htm)
- J.V. Malkovich, April 1, 2005 (File name: jmalkovich5626.htm)
- Charles S. Stoll, CFP, CPA, Principal, Boca Raton, Florida, April 1, 2005 (File name: csstoll2220.htm)
- John F. Robbins, MBA, CFP, CSA, FPA, Trenton, Michigan, April 1, 2005 (File name: jfrobbins9757.htm)
- Jed A. Friedman, Oak Park, California, April 1, 2005 (File name: jafriedman1484.htm)
- Jo Anne C.R. Leveroni, Braintree, Massachusetts, April 1, 2005 (File name: jcleveroni1409.htm)
- Wilma Sheridan, Commack, New York, April 1, 2005 (File name: wsheridan1304.htm)
- Marianne S. Miller, Mutual Service Corporation, San Antonio, Texas, April 1, 2005 (File name: msmiller7731.htm)
- Leon R. Avila, Miami, Florida, April 1, 2005 (File name: lravila1601.htm)
- Anneliese M. Brown, Lakewood, Colorado, April 1, 2005 (File name: ambrown3384.htm)
- Michael J. Durkin, CFP, Registered Representative of Mutual Service Corporation, Cincinnati, Ohio, April 1, 2005 (File name: mjdurkin3740.htm)
- Dale C. Korpi, JD, Minneapolis, Minnesota, April 1, 2005 (File name: dckorpi9760.htm)
- HB Orr, Jr, Owner, Baybridge Financial Group, Tampa, Florida, April 1, 2005 (File name: horr5530.htm)
- Terence W. ODoherty, Vancouver, Washington, April 1, 2005 (File name: twodoherty2237.htm)
- Martha A. Seidl, CFP, Appleton, Wisconsin, April 1, 2005 (File name: maseidl7512.htm)
- Daniel S. Chabott, Sr., Aif, Keene, New Hampshire, April 1, 2005 (File name: dschabott5688.htm)
- Thomas G. Pailthorp, Registered Representative, Mutual Service Corporation, Crofton, Maryland, April 1, 2005 (File name: tgpailthorp7676.htm)
- Philip Johnson, Saint Joseph, Illinois, April 1, 2005 (File name: pjohnson5162.htm)
- Carol A. Holesha, Registered Representative, Chicago, Illinois, April 1, 2005 (File name: caholesha4216.htm)
- Gerald W. Parent, Sr., ChFC, Mutual Service Corporation, Assonet, Massachusetts, April 1, 2005 (File name: gwparent3161.htm)
- John S. Harvey, Jackson, Mississippi, April 1, 2005 (File name: jsharvey4206.htm)
- Jill Bernhardy, Greenwood Village, Colorado, April 1, 2005 (File name: jbernhardy7023.htm)
- Claudia Worth, AICPA, North Andover, Massachusetts, April 1, 2005 (File name: cworth4687.htm)
- Amy S. Traxler, registered representative, Elkhart, Indiana, April 1, 2005 (File name: astraxler6169.htm)
- Robert J. Gilmore, Converse, Texas, April 1, 2005 (File name: rjgilmore4895.htm)
- Mel Robert, April 1, 2005 (File name: mrobert040105.htm)
- Margaret K. O’Meara, CFP, AIFA, President, O'Meara Financial Group, April 1, 2005 (File name: momeara040105.pdf)
- Douglas J. LaBar, President, Northstar Investment Management, April 1, 2005 (File name: dlabar040105.htm)
- John W. Poff, President, Mutual Service Corporation, April 1, 2005 (File name: jwpoff3332.htm)
- Dennis Kaminski, Executive Vice President, Mutual Service Corporation, April 1, 2005 (File name: dkaminski040105.htm)
- David G. Brouwer, Executive Vice President, Community First Investments, April 1, 2005 (File name: dbrouwer040105.htm)
- Michael Philipp, Registered Representative, Linsco/Private Ledger, April 1, 2005 (File name: mphilipp040105.pdf)
- David C. Becker, Sr., Vice President/Chief Financial Officer, Mutual Service Corporation, April 1, 2005 (File name: dbecker040105.htm)
- Kenneth P. Werner, MBA, Financial Planner, Cleveland Financial Group, April 1, 2005 (File name: kwerner040105.htm)
- Jeffrey Clark, CPA, April 1, 2005 (File name: jclark3249.htm)
- David R. Butts, Registered Principal, Mutual Service Corporation, Saginaw, Michigan, April 1, 2005 (File name: drbutts1681.htm)
- Katherine D. Cannon, April 1, 2005 (File name: kdcannon4410.htm)
- Theresa G. Jackson, CFP, Alabama, April 1, 2005 (File name: tgjackson4022.htm)
- John F. Leonard, III, April 1, 2005 (File name: jfleonard4968.htm)
- Stephen E. Masula, CFP, EA, Carlsbad, California, April 1, 2005 (File name: semasula7157.htm)
- Christopher W. Collins, Gaylord, Michigan, April 1, 2005 (File name: cwcollins1646.htm)
- Kevin E. Rossdeutscher, Waukesha, Wisconsin, April 1, 2005 (File name: kerossdeutscher5648.htm)
- Robert Barr, April 1, 2005 (File name: rbarr8580.htm)
- Alan W. Takahashi, Sun Valley, California, April 1, 2005 (File name: awtakahashi7628.htm)
- William E. Hamm, Jr, Tampa, Florida, April 1, 2005 (File name: wehamm4741.htm)
- Kevin R. Cegelski, CPA & Registered Rep, Marinette, Wisconsin, April 1, 2005 (File name: krcegelski6056.htm)
- Thomas E. Watson, Financial Planning Association, Piney Flats, Tennessee, April 1, 2005 (File name: tewatson5775.htm)
- Lana L. Wagner, CFP, St. Petersburg, Florida, April 1, 2005 (File name: llwagner1700.htm)
- James A. Cox, III, Registered Rep, Mutual Service Corporation, colonial heights, Virginia, April 1, 2005 (File name: jacox8839.htm)
- Julie A. Gaittens, CFP, Gold River, California, April 1, 2005 (File name: jagaittens7456.htm)
- Steven Paris, Marco Island, Florida, April 1, 2005 (File name: sparis5953.htm)
- Michael Woods, LUTCF, CFS, Denton, Texas, April 1, 2005 (File name: mwoods7429.htm)
- David L. Gabay, CFP, Harrison, New York, April 1, 2005 (File name: dlgabay9093.htm)
- Christian A. Beliveau, Financial Planner, Dover, New Hampshire, April 1, 2005 (File name: cabeliveau6575.htm)
- Jeffery L. Smith, Darlington, South Carolina, April 1, 2005 (File name: jlsmith5182.htm)
- Thomas Forest, Alpine, Utah, April 1, 2005 (File name: tforest9880.htm)
- Neal G. Schulte, CPA/CFP, AICPA/OSCPA/FPA/FSI, cincinnati, Ohio, April 1, 2005 (File name: ngschulte2940.htm)
- Greg A. Franklin, Registered Rep, Cincinnati, Ohio, April 1, 2005 (File name: gafranklin5161.htm)
- Darron R. Bergstrom, Registered Representative, Corpus Christi, Texas, April 1, 2005 (File name: drbergstrom6888.htm)
- Sandip S. Sehmi, Irvine, California, April 1, 2005 (File name: sssehmi7869.htm)
- Kent D. Snyder, Northwood University, Professor of Economics, Clarkston, Michigan, April 1, 2005 (File name: kdsnyder7482.htm)
- Robert B. Johnson, EA, ASA, Centennial, Colorado, April 1, 2005 (File name: rbjohnson6471.htm)
- Philip J. Anderson, CFP, Financial Planner, Minneapolis, Minnesota, April 1, 2005 (File name: pjanderson3413.htm)
- Randal Poirier, John Hancock Financial Network, April 1, 2005 (File name: rpoirier040105.htm)
- Lisa Wicker, Woodville, Ohio, April 1, 2005 (File name: lwicker040105.htm)
- Thomas Grossi, Registered Representative, LPL Financial Services, April 1, 2005 (File name: s70604-1224.pdf)
- Todd Feltz, CFP®, CFS, President, Feltz WealthPlan, April 1, 2005 (File name: s70604-1222.pdf)
- F. Kneeland Chase, Jr., LPL Financial Advisor, President, Chase Wealth Management, April 1, 2005 (File name: s70604-1338.pdf)
- John A. DeSantis, ChFC, Investment Advisor Representative, April 1, 2005 (File name: s70604-1226.pdf)
- William C. Alsover, April 1, 2005 (File name: walsover033105.htm)
- Donald E. Hedrick, April 1, 2005 (File name: dhedrick033105.htm)
- Kristin Hunnibell Kennedy, April 1, 2005 (File name: kkennedy033105.htm)
- Robert L. Malmquist, CFP, Financial Consultant, LPL Financial Services, March 31, 2005 (File name: s70604-1339.pdf)
- Kevin D. Frost, CLU, ChFC, Financial Representative, Northwestern Mutual Financial Network®, March 31, 2005 (File name: s70604-1231.pdf)
- Chad A. Burkhalter, Capps Financial Services, March 31, 2005 (File name: s70604-1233.pdf)
- Janetta L. Graber, LPL Registered Principal, March 31, 2005 (File name: s70604-1223.pdf)
- Kevin B. Cowan, LPL Registered Representative, March 31, 2005 (File name: s70604-1227.pdf)
- Julie Missal, Registered Investment Adviser Representative, Kirkland, Washington, March 31, 2005 (File name: jmissal9231.htm)
- Robert L. Erkel, CLU, ChFC, CFP, March 31, 2005 (File name: berkel033105.htm)
- Brad Jenks, March 31, 2005 (File name: bjenks033105.pdf)
- Kathleen C. Buys, President, Buys and Company, Inc., March 31, 2005 (File name: kbuys033105.pdf)
- Mike Thompson, March 31, 2005 (File name: mthompson033105.htm)
- Robert Roth, CEO; Thaddeus Crass, COO; Clint Pogemiller, Marketing; and Pamela S. Fritz, CCO; MWA Financial Services, Inc.; March 31, 2005 (File name: mwafinancial033105.pdf)
- Bob Cleaveland, CLU, ChFC, LTCIS, CSA, March 31, 2005 (File name: bcleaveland033105.pdf)
- Donald R. Burkall, CLU, ChFC, March 31, 2005 (File name: dburkall033105.htm)
- Robert R. Glauber, Chairman and CEO, NASD, March 31, 2005 (File name: nasd033005.pdf)
- James R. Zivich, Registered Principal, LPL Financial Services, March 31, 2005 (File name: jzivich033105.pdf)
- Chris Adams, Financial Consultant, Adams Investment Services, LLC, March 31, 2005 (File name: cadams033105.pdf)
- Daniel R. Balch, CLU, ChFC, March 31, 2005 (File name: dbalch033105.pdf)
- Martin J. Smith, MBA, Capital Point Financial Group, March 31, 2005 (File name: msmith033105.pdf)
- Harrison S. Reed, ChFC, March 31, 2005 (File name: hreed033105.pdf)
- Richard W. L. Hall, RIA, CFP, ChFC, CDFA, March 31, 2005 (File name: rhall033105.htm)
- Kevin B. Cowan, March 31, 2005 (File name: kcowan033105.htm)
- Jerry Egermier, March 31, 2005 (File name: jegermier033105.htm)
- Steve Socha, March 31, 2005 (File name: ssocha033105.htm)
- Larry Wiens, March 31, 2005 (File name: lwiens033105.htm)
- James Budzyn, March 31, 2005 (File name: jbudzyn033105.htm)
- Jon Roth, March 31, 2005 (File name: jroth033105.htm)
- Lis Libengood, March 31, 2005 (File name: llibengood033105.htm)
- Dan White, March 31, 2005 (File name: dwhite033105.htm)
- David Harrington, March 31, 2005 (File name: dharrington033105.htm)
- James E. Hyland, March 31, 2005 (File name: jhyland033105.htm)
- Paul B. Wolf, March 31, 2005 (File name: pwolf033105.htm)
- Paul Dauber, March 31, 2005 (File name: pdauber033105.htm)
- Brenda Greegor, March 31, 2005 (File name: bgreegor033105.htm)
- David J. Graham, March 31, 2005 (File name: dgraham033105.htm)
- Lawrence J. Donna, March 31, 2005 (File name: ldonna033105.htm)
- Keith Deyo, March 31, 2005 (File name: kdeyo033105.htm)
- James B. Twining, March 31, 2005 (File name: jtwining033105.htm)
- Brian Hartman, March 31, 2005 (File name: bhartman033105.htm)
- Gary Samek, March 31, 2005 (File name: gsamek033105.htm)
- Gary L. Noecker, March 31, 2005 (File name: gnoecker033105.htm)
- Joan M. Valenti, March 31, 2005 (File name: jvalenti033105.htm)
- Steven W. Gaito, March 31, 2005 (File name: sgaito033105.htm)
- M. Brett Sutherland, March 31, 2005 (File name: msutherland033005.htm)
- James D. Finneran, March 31, 2005 (File name: jfinneran033105.htm)
- J. Cushco, March 31, 2005 (File name: jcushco033105.htm)
- William J. Irish, March 31, 2005 (File name: wirish033105.htm)
- Wayne Pietri, March 31, 2005 (File name: wpietri033105.htm)
- Francis A Kenia, March 31, 2005 (File name: fkenia033105.htm)
- Christopher Fusco, March 31, 2005 (File name: cfusco033105.htm)
- Joe Van Voast, March 31, 2005 (File name: jvoast033105.htm)
- Tom Stefaniak, March 31, 2005 (File name: tstefaniak033105.htm)
- Robert F. Entigar, March 31, 2005 (File name: rentigar033105.htm)
- Susan C. Fewell, March 31, 2005 (File name: sfewell033105.htm)
- Ellen K. Timberlake, March 31, 2005 (File name: etimberlake033105.htm)
- Sherry S. McGhee, March 31, 2005 (File name: smcghee033105.htm)
- Ronald L. Engstrom, March 31, 2005 (File name: rengstrom033105.htm)
- E Ray Ward, March 31, 2005 (File name: eward033105.htm)
- Stephen M. Rosiere, March 31, 2005 (File name: srosiere033105.htm)
- Payton Crossley, March 31, 2005 (File name: pcrossley033105.htm)
- Frank Prescott, March 31, 2005 (File name: fprescott033105.htm)
- Bryan Rex, March 31, 2005 (File name: brex033105.htm)
- Ken Smith, March 31, 2005 (File name: ksmith033105.htm)
- Paul Foley, CLU, ChFC, Springfield, Massachusetts, March 31, 2005 (File name: pfoley033105.htm)
- Michael Ruff, CPA/PFS, CFP, CFE, Pampa, Texas, March 31, 2005 (File name: mruff033105.htm)
- Anonymous reviewer, March 31, 2005 (File name: anon033105.htm)
- Lee Stanford, March 31, 2005 (File name: lstanford033105.htm)
- Jerome Pfeffer, Investment Solutions Wealth Management Group, March 31, 2005 (File name: jpfeffer033105.htm)
- Steve Hofer, CFP, March 31, 2005 (File name: shofer033105.htm)
- W.H. Richardson, Registered Representative, March 31, 2005 (File name: whrichardson033105.htm)
- Jeff W. Bird, CLU, March 31, 2005 (File name: jbird033105.htm)
- G. Wilson, March 31, 2005 (File name: gwilson033105.htm)
- Michael J. Marion, CLU, ChFC, CSPG, March 31, 2005 (File name: mmarion033105.htm)
- Peter M. Viliesis, CLU, ChFC, March 31, 2005 (File name: pviliesis033105.htm)
- Richard F. Curcio, Chairman & President, Integrity Investments, Inc., March 31, 2005 (File name: rcurcio033105.htm)
- Scott Thuleen, March 31, 2005 (File name: sthuleen033105.htm)
- Dale S. Cook, March 31, 2005 (File name: dcook033105.htm)
- Larry G. Stark, LPL Registered Representative, LPL Financial Services, March 31, 2005 (File Name: s70604-1160.pdf)
- Robert A. Young, Branch Manager, LPL Financial Services, March 31, 2005 (File Name: s70604-1161.pdf)
- Terry B. Wells, CFP, ChFC, CLU, President, Wells Financial Advisors, March 31, 2005 (File Name: s70604-1141.pdf)
- R. Les Terrill, CFP, Certified Financial Planner, The Terrill Group LLC, March 31, 2005 (File Name: s70604-1155.pdf)
- Craig Junkins, President and Chief Executive Officer, FFP Securities Inc., March 31, 2005 (File Name: s70604-1145.pdf)
- Arlyn P. Nelson, CFP, March 31, 2005 (File name: apnelson033105.pdf)
- Robert G. Cleaveland, CLU, ChFC, LTCIS, CSA®, LPL Financial Planner, March 31, 2005 (File name: s70604-1203.pdf)
- Christen L. Sanchez, CFPTM, Certified Financial Planner, Branch Manager, LPL Financial Services, March 31, 2005 (File name: s70604-1201.pdf)
- Mark Leibman, Branch Manager and Registered Representative, Linsco/Private Ledger, March 31, 2005 (File name: s70604-1205.pdf)
- Walter W. Ince, Branch Manager, LPL Financial Services, March 31, 2005 (File name: s70604-1206.pdf)
- John P. Davis, President, JPDavis, Inc., March 31, 2005 (File name: s70604-1208.pdf)
- Waymon Moore, CFP, CEC, CSA, President, Integrity Financial Planners, LLC, March 31, 2005 (File name: s70604-1209.pdf)
- Jon David Smith, March 31, 2005 (File name: s70604-1210.pdf)
- Harriett A. Pinsker, Registered Representative, LPL Financial Services, March 31, 2005 (File name: s70604-1166.pdf)
- Michael R. Hompesch, E.A. Boniakowski Agency, Inc., March 31, 2005 (File name: s70604-1213.pdf)
- Carole K. Morgan, CFPTM, Branch Manager, LPL Financial Services, March 31, 2005 (File name: s70604-1214.pdf)
- Christine M. Tarr, Black Elk Management, Inc., March 31, 2005 (File name: s70604-1215.pdf)
- John A. Galnes, CLU, LPL Branch Manager, March 31, 2005 (File name: s70604-1221.pdf)
- Chad A. Burkhalter, Capps Firrancial Services, March 31, 2005 (File name: s70604-1233.pdf)
- Keith A. Tyner, CFP, Financial Consultant, LPL Financial Services, March 30, 2005 (File name: s70604-1340.pdf)
- Frank Giaccio, MBA, CFP, Keystone Financial Advisors, March 30, 2005 (File name: s70604-1337.pdf)
- Kevin D. Frost, CLU, ChFC, Financial Representative, Northwestern Mutual
Financial Network, March 30, 2005 (File name: s70604-1231.pdf)
- Jeffrey W. Day, CLU, ChFC, New England Financial, March 30, 2005 (File name: s70604-1230.pdf)
- Dennis A. Lair, Investment Executive, Linsco/Private Ledger, March 30, 2005 (File name: s70604-1229.pdf)
- Arlyn P. Nelson, CFP, LPL Financial Services, March 30, 2005 (File name: s70604-1228.pdf)
- Jean Hughes Voss, LPL Registered Principal, March 30, 2005 (File name: s70604-1225.pdf)
- Dennis A. Lair, Investment Executive, LinscolPrivate Ledger, March 30, 2005 (File name: s70604-1229.pdf)
- Jeffrey W. Day, CLU, ChFC, New England Financial, March 30, 2005 (File name: s70604-1230.pdf)
- Daniel E. Maul, Registered Investment Adviser, Retirement Planning Associates, March 30, 2005 (File name: s70604-1211.pdf)
- Brian Nelson, LPL Financial Advisor, March 30, 2005 (File name: s70604-1220.pdf)
- Shawn D. Palmer, CFS, Advocate for the Goal-oriented Investor, LPL Financial Advisor, March 30, 2005 (File name: s70604-1207.pdf)
- Thomas R. Berry, The Berry Group, March 30, 2005 (File Name: s70604-1142.pdf)
- David Schaper, March 30, 2005 (File Name: s70604-1143.pdf)
- Dan G. Dillard, LPL Financial Planner, March 30, 2005 (File Name: s70604-1146.pdf)
- Terrence D. Wittman, MBA, Financial Consultant; Kirkby, Phelan and Associates; March 30, 2005 (File Name: s70604-1147.pdf)
- Tad M. Weiss, MBA, CFP, Certified Financial Planner, Olson Weiss, LLC, March 30, 2005 (File Name: s70604-1148.pdf)
- Chuck Bracht, President, Apogee, March 30, 2005 (File Name: s70604-1149.pdf)
- Dave Oakley, CFP, Carlsbad, New Mexico, March 30, 2005 (File Name: s70604-1159.pdf)
- Richmond B. Galbreath, Jr., CLU, ChFC, Registered Investment Advisor, March 30, 2005 (File Name: s70604-1166.pdf)
- Memorandum from Susan Nash regarding a March 23, 2005 meeting the NASD Variable Insurance Products Committee, dated March 30, 2005 (File name: memonasd033005.pdf)
- Lydia Bellamy-Palma, Park Forest, Illinois, March 30, 2005 (File name: bellamypalma033005.htm)
- C. Robert Brown, CLU, LUTCF, NAIFA President and NAIFA Government Affairs, March 30, 2005 (File name: cbrown033005.htm)
- Jeffrey A. Bogart, March 30, 2005 (File name: jbogart033005.htm)
- Seth J. Diener, March 30, 2005 (File name: sdiener033005.htm)
- B. Michael Muirhead, Financial Partners, Wichita Falls, Texas, March 30, 2005 (File name: bmuirhead033005.htm)
- Paul D. Christ, MBA, CLU, March 30, 2005 (File name: pchrist033005.htm)
- Paul E. Banko, financial advisor, March 30, 2005 (File name: pbanko033005.htm)
- Larry Hesse, March 30, 2005 (File name: lhesse033005.htm)
- Richard Gibbs, CLU, ChFC, March 30, 2005 (File name: rgibbs033005.htm)
- Steven R. Gleason, New Horizons Asset Management Group, LLC, March 30, 2005 (File name: sgleason033005.htm)
- Wilson Clary, March 30, 2005 (File name: wclary033005.htm)
- John G. O'Malley, March 30, 2005 (File name: jomalley033005.htm)
- Mark D. Kinney, CFP, March 30, 2005 (File name: mkinney033005.htm)
- George S. Slusher, March 30, 2005 (File name: gslusher033005.htm)
- David H. Wood, March 30, 2005 (File name: dwood033005.htm)
- R. Scott Bradley, Hurricane, West Virginia, March 30, 2005 (File name: rbradley033005.htm)
- Gary S. Cohen, Investment Advisory Representative, Berlin, New Jersey, March 30, 2005 (File name: gscohen1355.htm)
- Peter Crotty, Cincinnati, Ohio, March 30, 2005 (File name: pcrotty1408.htm)
- David Warren, M.A., CFP, ChFC, Matthews, North Carolina, March 30, 2005 (File name: dwarren4102.htm)
- John Elbare, CFP, Principal, Florida Philanthropic Advisors, LLC, Lutz, Florida, March 30, 2005 (File name: jelbare6928.htm)
- M.K. Bertelson, Professor of Family, Succum, New Jersey, March 30, 2005 (File name: mbertelson9387.htm)
- Joe O. Luby III, CFP, President, Financial Solutions, Inc., March 30, 2005 (File name: joluby033005.pdf)
- Bradley Bliss, March 30, 2005 (File name: bbliss033005.pdf)
- Dorothy Antwiler, General Agent/Registered Rep, Brokerage Associates, Inc., March 30, 2005 (File name: dantwiler033005.htm)
- Thomas J. Tingey, March 30, 2005 (File name: tjtingey033005.htm)
- Jo Bowen, March 30, 2005 (File name: jobowen033005.htm)
- Stephen L. Roberts, CFP, Roberts Financial Group, March 30, 2005 (File name: slroberts033005.htm)
- Paul A Koeniguer, Financial Advisor, American Express Financial Advisors, Inc.,
IDS Life Insurance Company, March 30, 2005 (File name: pakoeniguer033005.htm)
- David W. Shepherd, ChFC, CFP, March 30, 2005 (File name: dwshepherd033005.htm)
- Tom Scallon, March 30, 2005 (File name: tscallon033005.htm)
- Eric B. Soik, LUTCF, Licensed Agent, New York Life Insurance Company, March 30, 2005 (File name: ebsoik033005.htm)
- R. Steve Preston, Registered Representative and Financial Advisor, The Financial Design Group, March 30, 2005 (File name: rspreston033005.htm)
- Rich Menze, March 30, 2005 (File name: rmenze033005.htm)
- Jason Gollhofer, Financial Strategies for Northern Colorado Educators, March 30, 2005 (File name: jgollhofer033005.htm)
- Guy Swain CFP, CLU, ChFC, CLTC, LifeTime Asset Management, March 30, 2005 (File name: gswain033005.pdf)
- Steven R. Coon, March 30, 2005 (File name: srcoon033005.pdf)
- Jeff Biggs, LUTCF, Brier Payne Meade Insurance, March 30, 2005 (File name: jbiggs033005.htm)
- Maria C. Desmarais, Financial Services Consultant, Financial Services Center at Chicopee Savings, March 30, 2005 (File name: mdesmarais033005.htm)
- Robert A. DiCola, CLU, ChFC, Registered Representative, Sentra Securities Corporation, March 30, 2005 (File name: rdicola033005.htm)
- John Grover, Financial Consultant, March 30, 2005 (File name: jgrover033005.htm)
- Bryan Rex, March 30, 2005 (File name: brex033005.htm)
- Susan C. Fewell, March 30, 2005 (File name: sfewell033005.htm)
- Sherry S McGhee, March 30, 2005 (File name: smcghee033005.htm)
- Tom Stefaniak, March 30, 2005 (File name: tstefaniak033005.htm)
- James D. Finneran, March 30, 2005 (File name: jfinneran033005.htm)
- Steven W. Gaito, March 30, 2005 (File name: sgaito033005.htm)
- Glenn W. Seibel, March 30, 2005 (File name: gseibel033005.htm)
- William Alan Rock, March 30, 2005 (File name: wrock033005.htm)
- Kenneth L. Kust, March 30, 2005 (File name: kkust033005.htm)
- James Bierschbach, March 30, 2005 (File name: jbierschbach033005.htm)
- Hershel S. Meriwether II, March 30, 2005 (File name: hmeriwether033005.htm)
- Joseph M. Letson, March 30, 2005 (File name: jletson033005.htm)
- Roy Holtz, March 30, 2005 (File name: rholtz033005.htm)
- Robert Starckovich, March 30, 2005 (File name: rstarckovich033005.htm)
- Gary Haibach, March 30, 2005 (File name: ghaibach033005.htm)
- Michael Frailey, March 30, 2005 (File name: mfrailey033005.htm)
- Kirk M. Perry, March 30, 2005 (File name: kperry033005.htm)
- Paul Zietlow, March 30, 2005 (File name: pzietlow033005.htm)
- Brian Horne, March 30, 2005 (File name: bhorne033005.htm)
- Beverly Barr, March 30, 2005 (File name: bbarr033005.htm)
- Lesley Pinckard, March 30, 2005 (File name: lpinckard033005.htm)
- Jim Mabbutt, March 30, 2005 (File name: jmabbutt033005.htm)
- Linda Enterline, March 30, 2005 (File name: lenterline033005.htm)
- Melissa Shaw, March 30, 2005 (File name: mshaw033005.htm)
- Manny Um, March 30, 2005 (File name: mum033005.htm)
- Gerald J. O'Bee, March 30, 2005 (File name: gobee033005.htm)
- Mark H. McCormick, March 30, 2005 (File name: mhmccormick033005.pdf)
- Thomas Wuertz, Austin, Minnesota, March 30, 2005 (File name: twuertz6576.htm)
- Michael J. Trohimczyk, Owner, MJT Investments, Dearborn Heights, Michigan, March 30, 2005 (File name: mjtrohimczyk4811.htm)
- Richard J. Carlesco Jr., LUTCF, Independent Broker Network, Inc., March 30, 2005 (File name: rjcarlesco033005.pdf)
- Sanjay Arora, MBA, CLU with The Holter Group, March 30, 2005 (File name: sarora033005.pdf)
- Max L. Erickson, CLU, ChFC, General Partner and E.J. "Bud" Baldwin, CIC, General Partner, Erickson - Baldwin Insurance Associates, March 30, 2005 (File name: mlerickson033005.pdf)
- Rachelle L. Nelko, CSA, Minneapolis, Minnesota, March 30, 2005 (File name: rlnelko7921.htm)
- Daniel E. Maul, Registered Representative and Registered Investment Advisor, Kirkland, Washington, March 30, 2005 (File name: demaul4195.pdf)
- Malka Naggar, March 30, 2005 (File name: mnaggar033005.pdf)
- David Daughters, Chillicothe, Ohio, March 30, 2005 (File name: ddaughters3018.htm)
- Larry M. Schmitt, President, Southwest Insurance Agency, March 30, 2005 (File name: lmschmitt033005.htm)
- John (Jack) Schoen, MBA, CLU, True North Financial Services, March 30, 2005 (File name: jschoen033005.htm)
- Roman Lopatynski, Investment Advisor Representative, March 30, 2005 (File name: rlopatynski033005.htm)
- Gary Hammer, Principal, American Family Insurance, March 30, 2005 (File name: ghammer033005.htm)
- Larry R. Long, March 30, 2005 (File name: lrlong033005.htm)
- Connie S. Walenta CIC, LUTCF, Kastl-Powell Agency, March 30, 2005 (File name: cswalenta033005.htm)
- Joe Seed, March 30, 2005 (File name: joeseed033005.htm)
- Julie Shickel, March 30, 2005 (File name: jshickel033005.htm)
- Ryan W. Auge, March 30, 2005 (File name: rwauge033005.htm)
- Kathy Sasser, March 30, 2005 (File name: ksasser033005.htm)
- Mark Sorlie, March 30, 2005 (File name: msorlie033005.htm)
- Mark C. Mathias, Regional Vice President - Great American Advisors, Inc., Cincinnati, Ohio, March 30, 2005 (File name: mcmathias5260.htm)
- Carl Thoenen, Financial Advisor, ST Charles, Missouri, March 30, 2005 (File name: cthoenen6145.htm)
- M. Michael Reilly, March 30, 2005 (File name: mmreilly033005.htm)
- Steve P. Hagan, March 30, 2005 (File name: sphagan033005.htm)
- Gordon Jones, DHA, March 30, 2005 (File name: gjones033005.htm)
- Dan Allen, March 30, 2005 (File name: dallen033005.htm)
- Wally Schmieder, CLU, ChFC, March 30, 2005 (File name: wschmieder033005.htm)
- Shelley M. Parson, March 30, 2005 (File name: smparson033005.htm)
- Jon M. Black, CLU, March 30, 2005 (File name: jmblack033005.htm)
- Adam D. Weeman, March 30, 2005 (File name: adweeman033005.htm)
- M. Chad Stockett, CPA, March 30, 2005 (File name: mcstockett033005.htm)
- Joe D. Crawford, March 30, 2005 (File name: jdcrawford033005.htm)
- Karen McFall, March 30, 2005 (File name: kmcfall033005.htm)
- Tom Walsh, March 30, 2005 (File name: twalsh033005.htm)
- Gary G. Wierzbicki, Agent, State Farm Insurance, March 30, 2005 (File name: ggwierzbicki033005.htm)
- Sherry Rothering, March 30, 2005 (File name: srothering033005.htm)
- Elisse B. Walter, Executive Vice President, NASD, March 29, 2005 (File name: nasd032905.pdf)
- Aaron J. Marberg, Bellingham, Washington, March 29, 2005 (File name: ajmarberg9072.htm)
- Charles R. Zloch, LUTCF, March 29, 2005 (File name: crzloch032905.pdf)
- David T. Wilson, March 29, 2005 (File name: dtwilson032905.pdf)
- Karen I. Schwenk, Oakland, California, March 29, 2005 (File name: kischwenk18
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