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Release Number	SEC Issue Date	File Number	Details
34-87783	Dec. 18, 2019	S7-24-19	Disclosure of Payments by Resource Extraction Issuers *Comments Due:* March 16, 2020 View Received Comments See Also - 34-90679.pdf Federal Register version (85 FR 2522)
34-87607, IA-5413, IC-33704	Nov. 25, 2019	S7-24-15	Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers' Transactions in Certain Leveraged/Inverse Investment Vehicles *Comments Due:* March 24, 2020 View Received Comments See Also - Use of Derivatives Feedback Flier, Inverse Investment Vehicles Feedback Flier, ic-34084.pdf, IC-31933 Federal Register version (85 FR 4446)
34-87607, IA-5413, IC-33704	Nov. 25, 2019	S7-24-15	Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers' Transactions in Certain Leveraged/Inverse Investment Vehicles *Comments Due:* March 24, 2020 View Received Comments See Also - Use of Derivatives Feedback Flier, Inverse Investment Vehicles Feedback Flier, ic-34084.pdf, IC-31933 Federal Register version (85 FR 4446)
34-87607, IA-5413, IC-33704	Nov. 25, 2019	S7-24-15	Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers' Transactions in Certain Leveraged/Inverse Investment Vehicles *Comments Due:* March 24, 2020 View Received Comments See Also - Use of Derivatives Feedback Flier, Inverse Investment Vehicles Feedback Flier, ic-34084.pdf, IC-31933 Federal Register version (85 FR 4446)
34-87457	Nov. 5, 2019	S7-22-19	Amendments to Exemptions From the Proxy Rules for Proxy Voting Advice View Received Comments See Also - 34-89372.pdf Federal Register version (84 FR 66518)
34-87458	Nov. 5, 2019	S7-23-19	Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 *Comments Due:* February 3, 2020 View Received Comments See Also - 34-89964.pdf Federal Register version (84 FR 66458)
IA-5407	Nov. 4, 2019	S7-21-19	Investment Adviser Advertisements; Compensation for Solicitations *Comments Due:* February 10, 2020 View Received Comments See Also - Investor Feedback Flyer, Smaller Adviser Feedback Flyer, ia-5653.pdf Federal Register version (84 FR 67518)
33-10720	Oct. 24, 2019	S7-20-19	Filing Fee Disclosure and Payment Methods Modernization View Received Comments See Also - 33-10997.pdf Federal Register version (84 FR 71580)
IC-33658	Oct. 18, 2019	S7-19-19	Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 View Received Comments See Also - ic-33921.pdf Federal Register version (84 FR 58075)
34-87193	Oct. 1, 2019	S7-15-19	Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments *Comments Due:* December 10, 2019 View Received Comments See Also - 34-89618.pdf Federal Register version (84 FR 54794)
34-87115, 33-10842	Sept. 25, 2019	S7-14-19	Publication or Submission of Quotations Without Specified Information *Comments Due:* December 30, 2019 View Received Comments See Also - 33-10842.pdf Federal Register version (84 FR 58206)
34-87115, 33-10842	Sept. 25, 2019	S7-14-19	Publication or Submission of Quotations Without Specified Information *Comments Due:* December 30, 2019 View Received Comments See Also - 33-10842.pdf Federal Register version (84 FR 58206)
33-10688, 34-86984	Sept. 17, 2019	S7-02-17	Update of Statistical Disclosures for Bank and Savings and Loan Registrants View Received Comments See Also - 33-10835.pdf, and Request for Comment Rel. No. 33-10321 Federal Register version (84 FR 52936)
33-10688, 34-86984	Sept. 17, 2019	S7-02-17	Update of Statistical Disclosures for Bank and Savings and Loan Registrants View Received Comments See Also - 33-10835.pdf, and Request for Comment Rel. No. 33-10321 Federal Register version (84 FR 52936)
34-86901	Sept. 9, 2019	S7-13-19	Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* October 28, 2019 View Received Comments Federal Register version (84 FR 48458)
33-10668, 34-86614	Aug. 8, 2019	S7-11-19	Modernization of Regulation S-K Items 101, 103, and 105 View Received Comments See Also - 33-10825.pdf Federal Register version (84 FR 44358)
33-10668, 34-86614	Aug. 8, 2019	S7-11-19	Modernization of Regulation S-K Items 101, 103, and 105 View Received Comments See Also - 33-10825.pdf Federal Register version (84 FR 44358)
34-86304	July 3, 2019	S7-09-19	Customer Margin Rules Relating to Security Futures *Comments Due:* August 26, 2019 View Received Comments See Also - 34-90244.pdf Federal Register version (84 FR 36434)
34-85823	May 10, 2019	S7-07-19	Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements *Comments Due:* July 23, 2019 View Received Comments See Also - 34-87780.pdf Federal Register version (84 FR 24206)
34-85814	May 9, 2019	S7-06-19	Amendments to the Accelerated Filer and Large Accelerated Filer Definitions *Comments Due:* July 29, 2019 View Received Comments See Also - 34-88365.pdf Federal Register version (84 FR 24876)
33-10635, 34-85765, IC-33465	May 3, 2019	S7-05-19	Amendments to Financial Disclosures About Acquired and Disposed Businesses *Comments Due:* July 29, 2019 View Received Comments See Also - 33-10786.pdf Federal Register version (84 FR 24600)
33-10635, 34-85765, IC-33465	May 3, 2019	S7-05-19	Amendments to Financial Disclosures About Acquired and Disposed Businesses *Comments Due:* July 29, 2019 View Received Comments See Also - 33-10786.pdf Federal Register version (84 FR 24600)
33-10635, 34-85765, IC-33465	May 3, 2019	S7-05-19	Amendments to Financial Disclosures About Acquired and Disposed Businesses *Comments Due:* July 29, 2019 View Received Comments See Also - 33-10786.pdf Federal Register version (84 FR 24600)
33-10619, 34-85382, IC-33427	March 20, 2019	S7-03-19	Securities Offering Reform for Closed-End Investment Companies *Comments Due:* June 10, 2019 View Received Comments See Also - 33-10771.pdf Federal Register version (84 FR 14448)
33-10619, 34-85382, IC-33427	March 20, 2019	S7-03-19	Securities Offering Reform for Closed-End Investment Companies *Comments Due:* June 10, 2019 View Received Comments See Also - 33-10771.pdf Federal Register version (84 FR 14448)
33-10619, 34-85382, IC-33427	March 20, 2019	S7-03-19	Securities Offering Reform for Closed-End Investment Companies *Comments Due:* June 10, 2019 View Received Comments See Also - 33-10771.pdf Federal Register version (84 FR 14448)
33-10607	Feb. 19, 2019	S7-01-19	Solicitations of Interest Prior to a Registered Public Offering *Comments Due:* April 29, 2019 View Received Comments See Also - 33-10699.pdf Federal Register version (84 FR 6713)
33-10605	Feb. 14, 2019	S7-23-18	Reopening of Comment Period for Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts *Comments Due:* March 15, 2019 View Received Comments See Also - 33-10765.pdf, 33-10569 Federal Register version (84 FR 5393)
BHCA-5	Dec. 21, 2018	S7-30-18	Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds *Comments Due:* Comments must be received on or before March 11, 2019 View Received Comments See Also - bhca-6.pdf Federal Register version (84 FR 2778)
33-10590, IC-33329	Dec. 19, 2018	S7-27-18	Fund of Funds Arrangements *Comments Due:* May 2, 2019 View Received Comments See Also - 33-10871.pdf Federal Register version (84 FR 1286)
33-10590, IC-33329	Dec. 19, 2018	S7-27-18	Fund of Funds Arrangements *Comments Due:* May 2, 2019 View Received Comments See Also - 33-10871.pdf Federal Register version (84 FR 1286)
34-84861	Dec. 19, 2018	S7-28-18	Risk Mitigation Techniques for Uncleared Security-Based Swaps *Comments Due:* April 14, 2019 View Received Comments See Also - 34-87782.pdf Federal Register version (84 FR 4614)
33-10569	Oct. 30, 2018	S7-23-18	Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts *Comments Due:* February 15, 2019 View Received Comments See Also - 33-10765.pdf, Hypothetical Initial Summary Prospectus, Hypothetical Updating Summary Prospectus, Feedback Flier Variable Annuity Summary Prospectus, PDF, Proposed Form N-3, Proposed Form N-4, Proposed Form N-6 Federal Register version (83 FR 61730)
34-84409	Oct. 11, 2018	S7-08-12	Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers *Comments Due:* November 19, 2018 View Received Comments See Also - 34-86175.pdf Federal Register version (83 FR 53007)
34-84289	Sept. 26, 2018	S7-22-18	Amendments to Rules for Nationally Recognized Statistical Rating Organizations *Comments Due:* November 5, 2018 View Received Comments See Also - 34-86590.pdf Federal Register version (83 FR 50297)
34-84225	Sept. 20, 2018	S7-21-18	Amendment to Single Issuer Exemption for Broker-Dealers *Comments Due:* October 29, 2018 View Received Comments See Also - 34-86073.pdf Federal Register version (83 FR 48733)
BHCA-4	Sept. 4, 2018	S7-14-18	Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds *Comments Due:* October 17, 2018 View Received Comments See Also - BHCA-3, bhca-7.pdf
33-10526, 34-83701, 33-10762	July 24, 2018	S7-19-18	Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities *Comments Due:* December 3, 2018 View Received Comments See Also - 33-10762.pdf Federal Register version (83 FR 49630)
33-10526, 34-83701, 33-10762	July 24, 2018	S7-19-18	Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities *Comments Due:* December 3, 2018 View Received Comments See Also - 33-10762.pdf Federal Register version (83 FR 49630)
33-10526, 34-83701, 33-10762	July 24, 2018	S7-19-18	Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities *Comments Due:* December 3, 2018 View Received Comments See Also - 33-10762.pdf Federal Register version (83 FR 49630)
34-83557	June 29, 2018	S7-16-18	Whistleblower Program Rules *Comments Due:* September 18, 2018 View Received Comments See Also - 34-89963.pdf Federal Register version (83 FR 34702)
33-10515, IC-33140	June 28, 2018	S7-15-18	Exchange-Traded Funds *Comments Due:* October 1, 2018 View Received Comments See Also - 33-10695.pdf Federal Register version (83 FR 37332)
33-10515, IC-33140	June 28, 2018	S7-15-18	Exchange-Traded Funds *Comments Due:* October 1, 2018 View Received Comments See Also - 33-10695.pdf Federal Register version (83 FR 37332)
BHCA-3	June 5, 2018	S7-14-18	Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds *Comments Due:* 60 days after date of publication View Received Comments See Also - bhca-7.pdf Federal Register version (83 FR 45860)
33-10498, 34 83307, IC 33106	May 23, 2018	S7-11-18	Covered Investment Fund Research Reports *Comments Due:* July 9, 2018 View Received Comments See Also - 33-10580.pdf Federal Register version (83 FR 26788)
33-10498, 34 83307, IC 33106	May 23, 2018	S7-11-18	Covered Investment Fund Research Reports *Comments Due:* July 9, 2018 View Received Comments See Also - 33-10580.pdf Federal Register version (83 FR 26788)
33-10498, 34 83307, IC 33106	May 23, 2018	S7-11-18	Covered Investment Fund Research Reports *Comments Due:* July 9, 2018 View Received Comments See Also - 33-10580.pdf Federal Register version (83 FR 26788)
33-10491, IC-33091, IA-4904	May 2, 2018	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships *Comments Due:* July 9, 2018 View Received Comments See Also - 33-10648.pdf Federal Register version (83 FR 20753)
33-10491, IC-33091, IA-4904	May 2, 2018	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships *Comments Due:* July 9, 2018 View Received Comments See Also - 33-10648.pdf Federal Register version (83 FR 20753)
33-10491, IC-33091, IA-4904	May 2, 2018	S7-10-18	Auditor Independence With Respect to Certain Loans or Debtor-Creditor Relationships *Comments Due:* July 9, 2018 View Received Comments See Also - 33-10648.pdf Federal Register version (83 FR 20753)
34-83062	April 18, 2018	S7-07-18	Regulation Best Interest *Comments Due:* August 7, 2018 View Received Comments See Also - Regulation Best Interest: The Broker-Dealer Standard of Conduct Federal Register version (83 FR 21574)
34-83063, IA-4888	April 18, 2018	S7-08-18	Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles *Comments Due:* August 7, 2018 View Received Comments See Also - Form ADV General Instructions, Instructions to Form CRS, Dual Registrant Mock-up, Broker-Dealer Mock-up, Investment Adviser Mock-up, Feedback on the Relationship Summary, PDF, 34-86032.pdf Federal Register version (83 FR 23848)
34-83063, IA-4888	April 18, 2018	S7-08-18	Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the Use of Certain Names or Titles *Comments Due:* August 7, 2018 View Received Comments See Also - Form ADV General Instructions, Instructions to Form CRS, Dual Registrant Mock-up, Broker-Dealer Mock-up, Investment Adviser Mock-up, Feedback on the Relationship Summary, PDF, 34-86032.pdf Federal Register version (83 FR 23848)
IA-4889	April 18, 2018	S7-09-18	Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation *Comments Due:* August 7, 2018 View Received Comments Federal Register version (83 FR 21203)
34-82873	March 14, 2018	S7-05-18	Transaction Fee Pilot for NMS Stocks *Comments Due:* May 25, 2018 View Received Comments See Also - 34-84875.pdf Federal Register version (83 FR 13008)
IC-33046	March 14, 2018	S7-04-18	Investment Company Liquidity Disclosure *Comments Due:* May 18, 2018 View Received Comments Federal Register version (83 FR 11905)
34-82373, FOIA-192	Dec. 21, 2017	S7-09-17	Freedom of Information Act Regulations *Comments Due:* February 2, 2018 View Received Comments Federal Register version (83 FR 291)
34-82373, FOIA-192	Dec. 21, 2017	S7-09-17	Freedom of Information Act Regulations *Comments Due:* February 2, 2018 View Received Comments Federal Register version (83 FR 291)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Submit a Comment on S7-08-17 Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Submit a Comment on S7-08-17 Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Submit a Comment on S7-08-17 Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Submit a Comment on S7-08-17 Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858	Oct. 11, 2017	S7-08-17	FAST Act Modernization and Simplification of Regulation S-K *Comments Due:* January 2, 2018 View Received Comments Federal Register version (82 FR 50988)
33-10390	July 14, 2017	S7-06-17	Covered Securities Pursuant to Section 18 of the Securities Act of 1933 *Comments Due:* August 21, 2017 View Received Comments See Also - 33-10428.pdf Federal Register version (82 FR 33839)
IA-4697	May 3, 2017	S7-05-17	Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act *Comments Due:* June 8, 2017 View Received Comments Federal Register version (82 FR 21487)
IA-4697	May 3, 2017	S7-05-17	Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act *Comments Due:* June 8, 2017 View Received Comments Federal Register version (82 FR 21487)
33-10323	March 1, 2017	S7-03-17	Inline XBRL Filing of Tagged Data *Comments Due:* May 16, 2017 View Received Comments Federal Register version (82 FR 14282)
33-10323	March 1, 2017	S7-03-17	Inline XBRL Filing of Tagged Data *Comments Due:* May 16, 2017 View Received Comments Federal Register version (82 FR 14282)
34-80130	March 1, 2017	S7-01-17	Proposed Amendments to Municipal Securities Disclosure *Comments Due:* May 15, 2017 View Received Comments Federal Register version (82 FR 13928)
34-80130	March 1, 2017	S7-01-17	Proposed Amendments to Municipal Securities Disclosure *Comments Due:* May 15, 2017 View Received Comments Submit a Comment on S7-01-17 Federal Register version (82 FR 13928)
34-79164	Oct. 26, 2016	S7-24-16	Universal Proxy *Comments Due:* January 9, 2017 View Received Comments See Also - 34-93596.pdf Federal Register version (81 FR 79122)
34-78962	Sept. 28, 2016	S7-22-16	Amendment to Securities Transaction Settlement Cycle *Comments Due:* December 5, 2016 View Received Comments Federal Register version (81 FR 69240)
34-78962	Sept. 28, 2016	S7-22-16	Amendment to Securities Transaction Settlement Cycle *Comments Due:* December 5, 2016 View Received Comments Federal Register version (81 FR 69240)
34-78963	Sept. 28, 2016	S7-23-16	Definition of Covered Clearing Agency *Comments Due:* December 12, 2016 View Received Comments Federal Register version (81 FR 70744)
34-78963	Sept. 28, 2016	S7-23-16	Definition of Covered Clearing Agency *Comments Due:* December 12, 2016 View Received Comments Submit a Comment on S7-23-16 Federal Register version (81 FR 70744)
33-10220	Sept. 23, 2016	S7-15-16	Extension of Comment Period for Disclosure Update and Simplification *Comments Due:* November 2, 2016 View Received Comments See Also - 33-10110, Release No. 33-10220 Demonstration Version Submit a Comment on S7-15-16 Federal Register version (81 FR 66898)
33-10201	Aug. 31, 2016	S7-19-16	Exhibit Hyperlinks and HTML Format *Comments Due:* October 27, 2016 View Received Comments See Also - 33-10322.pdf Federal Register version (81 FR 62689)
33-10127	Aug. 23, 2016	S7-10-16	Extension of Comment Period for Modernization of Property Disclosures for Mining Registrants *Comments Due:* September 26, 2016 View Received Comments See Also - Proposed Rule Rel. No. 33-10098 Federal Register version (81 FR 58877)
33-10110	July 13, 2016	S7-15-16	Disclosure Update and Simplification *Comments Due:* October 3, 2016 View Received Comments See Also - Release No. 33-10220 Demonstration Version Submit a Comment on S7-15-16 Federal Register version (81 FR 51607)
33-10110	July 13, 2016	S7-15-16	Disclosure Update and Simplification *Comments Due:* October 3, 2016 View Received Comments See Also - Release No. 33-10220 Demonstration Version Federal Register version (81 FR 51607)
34-78309	July 13, 2016	S7-14-16	Disclosure of Order Handling Information *Comments Due:* September 26, 2016 View Received Comments Federal Register version (81 FR 49431)
34-78309	July 13, 2016	S7-14-16	Disclosure of Order Handling Information *Comments Due:* September 26, 2016 View Received Comments Federal Register version (81 FR 49431)
34-78309	July 13, 2016	S7-14-16	Disclosure of Order Handling Information *Comments Due:* September 26, 2016 View Received Comments Federal Register version (81 FR 49431)
IA-4439	June 28, 2016	S7-13-16	Adviser Business Continuity and Transition Plans *Comments Due:* September 6, 2016 View Received Comments Submit a Comment on S7-13-16 Federal Register version (81 FR 43530)
33-10107	June 27, 2016	S7-12-16	Amendments to Smaller Reporting Company Definition *Comments Due:* August 30, 2016 View Received Comments Federal Register version (81 FR 43130)
33-10107	June 27, 2016	S7-12-16	Amendments to Smaller Reporting Company Definition *Comments Due:* August 30, 2016 View Received Comments Federal Register version (81 FR 43130)
33-10098	June 16, 2016	S7-10-16	Modernization of Property Disclosures for Mining Registrants *Comments Due:* August 26, 2016 View Received Comments Federal Register version (81 FR 41651)
34-77776	May 6, 2016	S7-07-16	Incentive-Based Compensation Arrangements *Comments Due:* July 22, 2016 View Received Comments Submit a Comment on S7-07-16 Federal Register version (81 FR 37669)
34-77172	Feb. 18, 2016	S7-27-15	Transfer Agent Regulations; Extension of Comment Period *Comments Due:* April 14, 2016 View Received Comments Submit a Comment on S7-27-15 Federal Register version (81 FR 8867)
34-77157	Feb. 17, 2016	S7-02-16	Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act *Comments Due:* May 2, 2016 View Received Comments Federal Register version (81 FR 10798)
34-77157	Feb. 17, 2016	S7-02-16	Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act *Comments Due:* May 2, 2016 View Received Comments Federal Register version (81 FR 10798)
34-76958	Jan. 21, 2016	S7-25-15	Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers *Comments Due:* Initial comments are due on February 16, 2016 View Received Comments See Also - and 34-76620 Federal Register version (81 FR 4598)
34-76958	Jan. 21, 2016	S7-25-15	Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers *Comments Due:* Initial comments are due on February 16, 2016 View Received Comments See Also - and 34-76620 Federal Register version (81 FR 4598)