Comments on Proposed Rule: Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements

[Release No. 34-85823; File No. S7-07-19]

Submitted Comments

(Click here for meetings with SEC officials)
Sep. 10, 2019 Tilman Lueder, Head of Unit, DG FISMA, Securities Markets, European Commission
Jul. 23, 2019 Dennis M. Kelleher, President and CEO, and Joseph R. Cisewski, Senior Derivatives Consultant and Special Counsel, Better Markets, Inc.
Jul. 23, 2019 Manuel Rybach, Managing Director, Global Head of Public Affairs and Policy, Credit Suisse, and Jeffrey Samuel, Managing Director, Head Group Governmental and Regulatory Affairs, UBS US
Jul. 23, 2019 Briget Polichene, Chief Executive Officer, Institute of International Bankers, and Kenneth E. Bentsen, President and CEO, SIFMA
Jul. 23, 2019 Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel
Jul. 23, 2019 Scott O'Malia, Chief Executive Officer, International Swaps and Derivatives Association (ISDA)
Jul. 23, 2019 Americans for Financial Reform Education Fund
Jul. 23, 2019 Mark R. Hutchinson, Managing Director & General Counsel, Global Banking, and General Counsel, US Commercial Banking; HSBC Securities (USA) Inc., HSBC Bank USA, N.A.
Jul. 23, 2019 Wim Mijs, Chief Executive Officer, European Banking Federation
Jul. 19, 2019 Karl T. Muth, Lecturer in Law and Economics, Northwestern University
Jun. 23, 2019 Yolanda Lewis

Meetings with SEC Officials

(Click here for submitted comments from the public)
Oct. 2, 2019 Memorandum from the Division of Trading and Markets regarding a September 23, 2019, meeting with representatives of the European Banking Federation and certain of its members
Sep. 17, 2019 Memorandum from the Division of Trading and Markets regarding a September 16, 2019, meeting with representatives of SIFMA and the Institute of International Bankers
Sep. 11, 2019 Memorandum from the Division of Trading and Markets regarding a September 6, 2019, meeting with representatives of the European Commission
Sep. 9, 2019 Memorandum from the Division of Trading and Markets regarding a July 26, 2019, telephone call with representative of the European Commission
May 28, 2019 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2019, telephone call with a representative of Cleary Gottlieb