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(Click here for meetings with SEC officials)
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| Sep. 10, 2019 | Tilman Lueder, Head of Unit, DG FISMA, Securities Markets, European Commission |
| Jul. 23, 2019 | Dennis M. Kelleher, President and CEO, and Joseph R. Cisewski, Senior Derivatives Consultant and Special Counsel, Better Markets, Inc. |
| Jul. 23, 2019 | Manuel Rybach, Managing Director, Global Head of Public Affairs and Policy, Credit Suisse, and Jeffrey Samuel, Managing Director, Head Group Governmental and Regulatory Affairs, UBS US |
| Jul. 23, 2019 | Briget Polichene, Chief Executive Officer, Institute of International Bankers, and Kenneth E. Bentsen, President and CEO, SIFMA |
| Jul. 23, 2019 | Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| Jul. 23, 2019 | Scott O'Malia, Chief Executive Officer, International Swaps and Derivatives Association (ISDA) |
| Jul. 23, 2019 | Americans for Financial Reform Education Fund |
| Jul. 23, 2019 | Mark R. Hutchinson, Managing Director & General Counsel, Global Banking, and General Counsel, US Commercial Banking; HSBC Securities (USA) Inc., HSBC Bank USA, N.A. |
| Jul. 23, 2019 | Wim Mijs, Chief Executive Officer, European Banking Federation |
| Jul. 19, 2019 | Karl T. Muth, Lecturer in Law and Economics, Northwestern University |
| Jun. 23, 2019 | Yolanda Lewis |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Dec. 17, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 9, 2019, telephone call with representatives of the Depository Trust & Clearing Corporation. |
| Dec. 10, 2019 | Memorandum from the Office of the Chairman regarding a December 4, 2019, meeting with representatives of Nomura |
| Dec. 9, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding December 9, 2019, telephone call with representatives of BNP Paribas and Société Générale |
| Dec. 9, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding December 3, 2019, telephone call with a representative of Cleary Gottlieb. |
| Dec. 9, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding November 18, 2019, meeting with representatives of the Securities Industry and Financial Markets Association Swap Dealer & Derivatives Government Representatives Committees |
| Dec. 9, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding November 13, 2019, meeting with representatives of the Securities Industry and Financial Markets Association |
| Dec. 6, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding December 6, 2019, meeting with representatives of Barclays |
| Dec. 5, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding December 5, 2019, meeting with representatives of Goldman Sachs |
| Dec. 5, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding December 4, 2019, meeting with representatives of Nomura Securities |
| Dec. 2, 2019 | Memorandum from the Division of Trading and Markets regarding a November 19, 2019, meeting with representatives of HSBC |
| Nov. 26, 2019 | Memorandum from the Office of the Chairman regarding a November 19, 2019, meeting with representatives of HSBC |
| Nov. 26, 2019 | Memorandum from the Office of the Chairman regarding a September 25, 2019, meeting with representatives of the European Banking Federation |
| Nov. 26, 2019 | Memorandum from the Office of the Chairman regarding a September 16, 2019, meeting with representatives of the Securities Industry and Financial Markets Association and the Institute of International Bankers: |
| Nov. 8, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 31, 2019, telephone call with representatives of the Securities Industry and Financial Markets Association |
| Nov. 8, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 18, 2019, meeting with representatives of Deutsche Bank |
| Nov. 8, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 11, 2019, meeting with a representative of Morgan Stanley MUFG |
| Nov. 8, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 9, 2019, meeting with representatives of Barclays |
| Nov. 8, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 25, 2019, meeting with representatives of the European Banking Federation |
| Oct. 31, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 23, 2019, telephone call with representatives of BNP Paribas and Société Générale |
| Oct. 31, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 3, 2019, telephone call with a representative of Cleary Gottlieb |
| Oct. 31, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 2, 2019, telephone call with a representative of Cleary Gottlieb |
| Oct. 31, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 20, 2019, meeting with a representative of the Securities Industry and Financial Markets Association |
| Oct. 31, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 16, 2019, meeting with representatives of the Securities Industry and Financial Markets Association and the Institute of International Bankers |
| Oct. 31, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 12, 2019, meeting with representatives of BNP Paribas |
| Oct. 2, 2019 | Memorandum from the Division of Trading and Markets regarding a September 23, 2019, meeting with representatives of the European Banking Federation and certain of its members |
| Sep. 17, 2019 | Memorandum from the Division of Trading and Markets regarding a September 16, 2019, meeting with representatives of SIFMA and the Institute of International Bankers |
| Sep. 11, 2019 | Memorandum from the Division of Trading and Markets regarding a September 6, 2019, meeting with representatives of the European Commission |
| Sep. 9, 2019 | Memorandum from the Division of Trading and Markets regarding a July 26, 2019, telephone call with representative of the European Commission |
| May 28, 2019 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2019, telephone call with a representative of Cleary Gottlieb |
