Comments on Proposed Rule: Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 9, 2019, telephone call with representatives of the Depository Trust & Clearing Corporation.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a December 4, 2019, meeting with representatives of Nomura
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding December 3, 2019, telephone call with a representative of Cleary Gottlieb.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding December 9, 2019, telephone call with representatives of BNP Paribas and Société Générale
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding November 13, 2019, meeting with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding November 18, 2019, meeting with representatives of the Securities Industry and Financial Markets Association Swap Dealer & Derivatives Government Representatives Committees
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding December 6, 2019, meeting with representatives of Barclays
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding December 5, 2019, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding December 4, 2019, meeting with representatives of Nomura Securities
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 19, 2019, meeting with representatives of HSBC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 19, 2019, meeting with representatives of HSBC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 16, 2019, meeting with representatives of the Securities Industry and Financial Markets Association and the Institute of International Bankers:
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 25, 2019, meeting with representatives of the European Banking Federation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 25, 2019, meeting with representatives of the European Banking Federation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 11, 2019, meeting with a representative of Morgan Stanley MUFG
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 18, 2019, meeting with representatives of Deutsche Bank
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 31, 2019, telephone call with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 9, 2019, meeting with representatives of Barclays
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 12, 2019, meeting with representatives of BNP Paribas
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 16, 2019, meeting with representatives of the Securities Industry and Financial Markets Association and the Institute of International Bankers
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 20, 2019, meeting with a representative of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 2, 2019, telephone call with a representative of Cleary Gottlieb
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 23, 2019, telephone call with representatives of BNP Paribas and Société Générale
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 3, 2019, telephone call with a representative of Cleary Gottlieb
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 23, 2019, meeting with representatives of the European Banking Federation and certain of its members
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 16, 2019, meeting with representatives of SIFMA and the Institute of International Bankers
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 6, 2019, meeting with representatives of the European Commission
Public Comment Tilman Lueder, Head of Unit, DG FISMA, Securities Markets, European Commission
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 26, 2019, telephone call with representative of the European Commission
Public Comment Americans for Financial Reform Education Fund

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-19
Release Number
34-85823
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