Comments on Proposed Rule: Universal Proxy

[Release No. 34-79164; File No. S7-24-16]

Submitted Comments

Sep. 7, 2017 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Jun. 28, 2017 Anonymous
Feb. 27, 2017 David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum
Feb. 9, 2017 John Endean, President, American Business Conference
Feb. 3, 2017 Ronald D. Mass, Managing Principal, Almitas Capital
Jan. 12, 2017 J. Scott Miller, Managing Partner, Blue Bell Private Wealth Management
Jan. 11, 2017 Michael P. McCauley, Senior Officer, Investment Programs and Governance, Florida State Board of Administration
Jan. 11, 2017 Ellen Greene, Managing Director, SIFMA
Jan. 10, 2017 Darla C. Stuckey, President and CEO, Society for Corporate Governance
Jan. 9, 2017 James Allen, CFA, Head, Capital Markets Policy, and Matt Orsagh, CFA, Director, Capital Markets Policy; CFA Institute
Jan. 9, 2017 Stephen W. Hall, Legal Director & Securities Specialist, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets
Jan. 9, 2017 Marcie Frost, Chief Executive Officer, CalPERS
Jan. 9, 2017 Thomas P. DiNapoli, State Comptroller, State of New York
Jan. 9, 2017 The Ad Hoc Coalition of Institutional Investors in Closed-End Funds
Jan. 9, 2017 Brian L. Schorr, Chief Legal Officer and Partner, Trian Fund Management, L.P.
Jan. 9, 2017 Charles V. Callan, Chief Regulatory Officer, Broadridge Financial Solutions, Inc.
Jan. 9, 2017 Anne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement System
Jan. 9, 2017 Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments
Jan. 9, 2017 Edward J. Durkin, Director, Corporate Affairs Department, United Brotherhood of Carpenters
Jan. 9, 2017 Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Jan. 9, 2017 Corporate Governance Coalition for Investor Value
Jan. 9, 2017 Gregory W. Smith, Executive Director, Colorado PERA
Jan. 9, 2017 Steve Wolosky, Partner, Olshan Frome Wolosky LLP
Jan. 9, 2017 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Jan. 9, 2017 John A. Hayes, Chair, Corporate Governance Committee, Business Roundtable
Jan. 6, 2017 Steven Kreisberg, Director, Department of Research and Collective Bargaining Services, American Federation of State, County and Municipal Employees
Jan. 6, 2017 Brandon Rees, Deputy Director, Office of Investment, AFL-CIO
Jan. 5, 2017 Carl T. Hagberg, Managing Partner, CT Hagberg LLC
Jan. 5, 2017 Theresa Whitmarsh, Executive Director, Washington State Investment Board
Jan. 4, 2017 Karen Carraher, Executive Director, and Patti Brammer, Interim Corporate Governance and Employer Services Officer, Ohio Public Employees Retirement System
Jan. 4, 2017 Davis Polk & Wardwell LLP
Jan. 3, 2017 Ken Daly, Chief Executive Officer; Peter R. Gleason, President; and Dr. Karen Horn, Chair; National Association of Corporate Directors
Dec. 28, 2016 Ken Bertsch, Executive Director, Council of Institutional Investors
Dec. 27, 2016 Lance Fair Child, Fair-Child Associates
Dec. 23, 2016 Tim Goodman, Director, Hermes Equity Ownership Services Limited
Dec. 23, 2016 Jack Thomas
Dec. 19, 2016 Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute
Dec. 7, 2016 Thomas J. Groden, South Bend, Indiana
Dec. 5, 2016 Phillip Goldstein, Member, Bulldog Investors, LLC, Saddle Brook, New Jersey

Meetings with SEC Officials

Nov. 2, 2016 Memorandum from the Division of Corporation Finance regarding a November 2, 2016, meeting with representatives of Broadridge Steering Committee