(Click here for meetings with SEC officials)
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May 17, 2020 | Lembegue Verlaine Valery Yves |
Mar. 31, 2020 | Anonymous |
Dec. 10, 2019 | Yinan Ying |
Nov. 28, 2019 | Miles Brooks |
Nov. 6, 2019 | Jason Berkowitz, Chief Legal and Regulatory Affairs Officer, Insured Retirement Institute |
Nov. 5, 2019 | Bernard Mihayo |
Oct. 24, 2019 | Eric J. Johnson, President, Global Investment Markets, Donnelley Financial Solutions (DFIN) |
Mar. 15, 2019 | Marc Cadin, Chief Executive Officer, Association for Advanced Life Underwriting |
Mar. 15, 2019 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
Mar. 15, 2019 | Todd Solash, President, Individual Retirement, Life & Retirement, American International Group (AIG) |
Mar. 15, 2019 | Wayne Chopus, President & CEO, Insured Retirement Institute |
Mar. 15, 2019 | Robin Traxl, Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute |
Mar. 15, 2019 | David Certner, Legislative Counsel and Legislative Policy Director, AARP |
Mar. 15, 2019 | Dave Paulsen, Executive Vice President, Chief Distribution Officer, Transamerica |
Mar. 14, 2019 | Elizabeth Goldman, Clinical Professor of Law and Student Members, Cardozo School of Law Securities Arbitration Clinic |
Mar. 14, 2019 | Stephen T. Joyce, American Funds Distributors, Inc. and Erik A. Vayntrub, Vice President, Associate Counsel, Capital Research and Management Company |
Mar. 14, 2019 | Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors |
Mar. 13, 2019 | Campbell Pryde, President and CEO, XBRL US |
Mar. 12, 2019 | William W. Lester, President and Chief Executive Officer, Ameritas Life Insurance Corp. |
Mar. 12, 2019 | Eric J. Johnson, President, Global Investment Markets, Donnelley Financial Solutions (DFIN) |
Mar. 8, 2019 | Martha C. Chemas, Esq. |
Feb. 27, 2019 | Barbara Roper, Director of Investor Protection, and Micah Hauptman, Financial Services Counsel, Consumer Federation of America |
Feb. 21, 2019 | Naywin Maung |
Feb. 15, 2019 | Andrew J. Bowden, Senior Vice President and General Counsel, Jackson National Life |
Feb. 15, 2019 | Michele H. Abate, Lead Securities Products Attorney & Associate Gene, Brighthouse Financial |
Feb. 15, 2019 | Sharon A. Cheever, Senior Vice President and General Counsel, Pacific Life Insurance Company |
Feb. 15, 2019 | Susan Olson, General Counsel, Investment Company Institute |
Feb. 15, 2019 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities, American Council of Life Insurers |
Feb. 15, 2019 | Aneal Krishnamurthy, Director and Associate General Counsel, TIAA |
Feb. 15, 2019 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness |
Feb. 15, 2019 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
Feb. 14, 2019 | Stephen E. Roth and Dodie C. Kent, Eversheds Sutherland (US) LLP, on behalf of the Committee of Annuity Insurers |
Feb. 14, 2019 | Gary A. Sanders, Counsel and Vice President, Government Relations, National Association of Insurance and Financial Advisors |
Feb. 14, 2019 | Dennis M. Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets |
Feb. 13, 2019 | Will H. Fuller, Executive Vice President, President, Annuity Solutions, Lincoln Financial Group |
Feb. 13, 2019 | Benjamin G. Baldwin, Jr., BFA, LLC. CLU, ChFC, CFP, MSFS, MSM, AEP (Distinguished) |
Feb. 11, 2019 | Kristin Bowler |
Feb. 11, 2019 | Mark Bowler |
Feb. 8, 2019 | Gilberto Velazquez |
Jan. 27, 2019 | Jack Breacher, Sales Agent |
Jan. 22, 2019 | Stephen E. Roth, on behalf of the Committee of Annuity Insurers |
Jan. 17, 2019 | Barry Iris |
Jan. 2, 2019 | Jill Lydos |
Dec. 31, 2019 | Yassi Abdullah |
Dec. 28, 2018 | Anonymous |
Dec. 26, 2018 | Anonymous |
Dec. 20, 2018 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities, American Council of Life Insurers |
Dec. 12, 2018 | Anonymous |
Dec. 7, 2018 | Anthony Harrison |
Dec. 6, 2018 | Julie Naples |
Dec. 4, 2018 | VIP Working Group |
Dec. 4, 2018 | Christopher Viscomi |
Nov. 16, 2018 | Jeremy Topolski |
Nov. 14, 2018 | Tom Gilmour |
Nov. 11, 2018 | Anonymous |
Nov. 9, 2018 | Irene Boo SH |
Nov. 9, 2018 | Lisa LeRoy |
Nov. 6, 2018 | Betsy Nedar |
Nov. 5, 2018 | Jake Sleder |
Nov. 1, 2018 | Chris Tobe, CFA |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Nov. 14, 2019 | Memorandum from the Division of Investment Management regarding a November 14, 2019, meeting with representatives of the Investment Company Institute (ICI) |
Sep. 23, 2019 | Memorandum from the Office of the Chairman regarding a September 23, 2019, meeting with representatives of the Investment Company Institute |
Sep. 9, 2019 | Memorandum from the Division of Investment Management regarding a September 6, 2019, meeting with representatives of AXA Equitable Life Insurance Company |
Aug. 8, 2019 | Memorandum from the Division of Investment Management regarding an August 7, 2019, meeting with representatives of the Insured Retirement Institute (IRI) |
Jun. 12, 2019 | Memorandum from the Division of Investment Management regarding a June 7, 2019, meeting with representatives of AARP |
May 31, 2019 | Memorandum from the Division of Investment Management regarding a May 29, 2019, meeting with representatives of the Committee of Annuity Insurers |
May 17, 2019 | Memorandum from the Division of Investment Management regarding a May 15, 2019, meeting with representatives of Brighthouse Financial |