Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Dharma Teja Nukarapu; SharkDreams, Inc.; D Dollar, Inc.
Release No. LR-26275
Cambridge Investment Research Advisors, Inc.
Release No. LR-26274
See Also: Final Judgment
Norman V. Meier; Treuhand, Inc.; Windeco Corporation; Texxon Oil Corp.; International Financial Services, Inc.
Release No. LR-26273
Morbex Automation LLC; Adrian Colon; Danilo Monzon; Joshua Smith
Release No. LR-26272
See Also: SEC Complaint
Glen Leibowitz
Release No. LR-26271
See Also: SEC Complaint
David Yow Shang Chiueh; Upright Financial Corp.
Release No. LR-26270
See Also: SEC Complaint
Leon Ali Parvizian a/k/a Alex Parvizian, Arcturus Corporation, and Aschere Energy, LLC
Release No. LR-26269
See Also: Final Judgment
Eamma Safi and Zhi Ge a/k/a Josh Ge
Release No. LR-26268
See Also: SEC Complaint
Jonathan Webb
Release No. LR-26267
See Also: SEC Complaint
Gauntlet Holdings, LLC; Darrell W. Rideaux; Ali Derakhshanfar
Release No. LR-26266
See Also: SEC Complaint
Stefano R. Carchedi; Marie L. Foegh Ramwell; and James G. Cullem
Release No. LR-26265
See Also: SEC Complaint
Ronald Pallek
Release No. LR-26264
See Also: SEC Complaint
Peter Stuart, et al.
Release No. LR-26263
See Also: SEC Complaint
George N. Demos
Release No. LR-26262
See Also: SEC Complaint
Rey D. Acosta
Release No. LR-26261
See Also: SEC Complaint , Final Judgment
Leonard Quartararo
Release No. LR-26260
Justinas Butkus, et al.
Release No. LR-26259
See Also: SEC Complaint
Roger Bendelac and Thomas Capellini
Release No. LR-26258
Sergii “Sergey” Grybniak and Opporty International, Inc.
Release No. LR-26257
See Also: SEC Complaint , Final Judgment
Alan Burak
Release No. LR-26256
See Also: SEC Complaint
Robert Allen Stanford; James Davis; Gilberto Lopez; Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management; Stanford Financial Group Company; The Stanford Financial Group Building, Inc.
Release No. LR-26255
See Also: Memorandum Opinion and Order
Elchonon Schwartz and Nightingale Properties, LLC
Release No. LR-26254
See Also: SEC Complaint
James B. Panther, Jr.
Release No. LR-26253
See Also: SEC Complaint
Thurman P. Bryant, III; Bryant United Capital Funding, Inc.; Arthur F. Wammel; Wammel Group, LLC
Release No. LR-26252
See Also: Final Judgment - Thurman P. Bryant, III , Final Judgment - Arthur F. Wammel , Final Judgment - Bryant United Capital Funding, Inc. and Wammel Group, LLC
Christopher Slaga a/k/a Keith Renko, Q4 Capital Group, LLC, and J4 Capital Advisors LLC
Release No. LR-26251
See Also: Judgment - Christopher Slaga , Judgment - Q4 Capital Group , Judgment - J4 Capital Advisers
Jonathan Wilcox; Jason Boucher; Karen Smith
Release No. LR-26250
See Also: SEC Complaint , Final Judgment - Jason Boucher , Final Judgment - Karen Smith , Final Judgment - Jonathan Wilcox
Phillip W. Offill, Jr. and Justin W. Herman
Release No. LR-26249
Harshad Shah; Virendra Parekh; Namah Wealth Creation & Preservation, L.P.
Release No. LR-26248
See Also: SEC Complaint
Charlie Jinan Chen
Release No. LR-26247
See Also: Memorandum And Order , Final Judgment
Michael A. Gramins
Release No. LR-26246
See Also: SEC Complaint , Final Judgment
Xiaosong Wang
Release No. LR-26245
See Also: SEC Complaint , Final Judgment - Jiali Wang , Final Judgment - Xiaosong Wang , Final Judgment - Wannian Investment, Inc.
Crystal World Holdings, Inc.; The New Sports Economy Institute; and Christopher Rabalais
Release No. LR-26244
See Also: SEC Complaint , Judgment
Anthony Marsico; Arthur P. Pizzello, Jr.; Robert Quattrocchi; and Timothy Carey
Release No. LR-26243
See Also: SEC Complaint
Airborne Wireless Network; Kalistratos Kabilafkas; Timoleon Kabilafkas; Tim Kabilafkas Revocable Trust; Magdaline Kablifafkas 1989 Trust
Release No. LR-26242
See Also: SEC Complaint
Raimund Gastauer
Release No. LR-26241
See Also: Final Judgment , Order
Frank T. Poerio, Jr.
Release No. LR-26240
See Also: SEC Complaint , Final Judgment
Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
Release No. LR-26239
See Also: SEC Complaint , Judgment
Joseph M. Laura and Anthony R. Sichenzio
Release No. LR-26238
See Also: Final Judgment , Final Judgment - Joseph M. Laura
Andre Wong
Release No. LR-26237
See Also: SEC Complaint , Final Judgment
John C. Lowe, Jr., JJL Capital LLC, Great South Bay Capital LLC, Randy Grewal, Kierland Capital LLC, Richard L. Ringel, BMEN Trading LLC, and David Cooper
Release No. LR-26236
See Also: SEC Complaint
Jamie Wilson and Justin Wall
Release No. LR-26235
See Also: Final Judgment - Jamie Wilson , Final Judgment - Justin Wall
Joseph A. Padilla, et al.
Release No. LR-26234
Max Infinity Management LLC d/b/a Max Infinity Fund; Max Infinity Venture Partners, Inc.; Elder Fund Management LLC; JJRP United Corp; Grand Level Consulting Inc.; John S. Cangialosi, Jr.; Peter N. Girgis; Gene “Jerry” Sarabella; Enrico A. “Ed” Carini; Caner “John” Otar; Chester E. “Chett” Scotland; and Franz H. Lambert
Release No. LR-26233
See Also: SEC Complaint
Alexander C. Beckman and Valerie H. Lau
Release No. LR-26232
See Also: SEC Complaint
Gabriel Rebeiz
Release No. LR-26231
See Also: SEC Complaint
Old South Trading Co., LLC; Brendan H. Church; Edwin N. (“Chuck”) Church
Release No. LR-26230
See Also: SEC Complaint
Nova Labs, Inc.
Release No. LR-26229
See Also: SEC Complaint
Arete Wealth Management LLC; Arete Wealth Advisors LLC; Joey Miller; Jeffrey Larson; Randall Scott Larson; UnBo Chung
Release No. LR-26228
See Also: SEC Complaint
Naufal Sanaullah
Release No. LR-26227
See Also: SEC Complaint
Quest Education L.L.C.; Daniel Blue; David Christopher White; Keitoh Jordan Spears
Release No. LR-26226
See Also: SEC Complaint
American Equities, Inc., American Eagle Mortgage Management, LLC, Ross C. Miles, and Maureen T. Wile
Release No. LR-26225
Scott Jeffrey Mason; Rubicon Wealth Management, LLC; Orchard Park Real Estate Holdings LLC
Release No. LR-26224
See Also: SEC Complaint
Eric Zhu
Release No. LR-26223
See Also: SEC Complaint
Andrew Hackett
Release No. LR-26222
See Also: SEC Complaint
Plutus Lending, LLC d/b/a Abra
Release No. LR-26221
See Also: Final Judgment
Morningview Financial, LLC, Miles M. Riccio, and Joseph M. Riccio, Jr.
Release No. LR-26220
Elon R. Musk
Release No. LR-26219
See Also: SEC Complaint
Alfred V. Tobia, Jr. and Elizabeth Lee
Release No. LR-26218
See Also: SEC Complaint
Joecool.com, LLC, Joseph Ariel Haber, and Robert Tye Cournoyer
Release No. LR-26216
See Also: SEC Complaint
Hari Prasad Sure, et al.
Release No. LR-26217
Ashford Inc
Release No. LR-26215
See Also: SEC Complaint
William K. Ichioka
Release No. LR-26214
Michael Caridi
Release No. LR-26213
See Also: SEC Complaint
Leena Jaitley
Release No. LR-26212
See Also: SEC Complaint
Christopher S. Kirchner
Release No. LR-26211
See Also: SEC Complaint , Final Judgment
Amit Dagar and Atul Bhiwapurkar
Release No. LR-26210
Joseph M. Dupont; Shawn P. Cronin; Stanley Kaplan; Paul Feldman; and Jarett G. Mendoza
Release No. LR-26209
See Also: Final Judgment - Shawn P. Cronin , Final Judgment - Joseph M. Dupont , Final Judgment - Paul Feldman , Final Judgment - Stanley Kaplan , Final Judgment - Jarett G. Mendoza
Theodore J. Farnsworth
Release No. LR-26208
See Also: SEC Complaint
Theodore J. Farnsworth, J. Mitchell Lowe, and Khalid Itum
Release No. LR-26207
See Also: SEC Complaint
Dale B. Chappell, et al.
Release No. LR-26206
See Also: SEC Complaint
City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
Release No. LR-26205
St. Julien et al.
Release No. LR-26204
See Also: Complaint
Dolphin Associates III, LLC and Donald T. Netter
Release No. LR-26203
See Also: SEC Complaint
Silver Point Capital, L.P.
Release No. LR-26202
See Also: SEC Complaint
Eric McKenzie Cobb
Release No. LR-26201
See Also: SEC Complaint
Curt L Dewitz
Release No. LR-26200
See Also: SEC Complaint
Ronald Bauer et al.
Release No. LR-26199
See Also: Final Judgment - Petar Dimitrov Mihaylov
Sai-Hong Ignatius Ou
Release No. LR-26198
See Also: SEC Complaint
Ken Peterman
Release No. LR-26197
See Also: Sec Complaint
Historic Asset Placement Services Global, LLC; Christopher W. Abshier; Billy W. Abshier; Frederic A. Gladle; Ronald Josh Pendley; Kevin E. Scannell; Sovereign Debt Solutions, LP; and Ocean Park Partners
Release No. LR-26196
See Also: SEC Complaint
Cast Your Nets Ministries; CYNM Consulting, LLC; Phillip Trujillo; Jeremy Hammonds
Release No. LR-26195
See Also: SEC Complaint
Chibuzo Augustine Onyeachonam, Stanley Chidubem Asiegbu, and Chukwuebuka Martin Newke-Eze
Release No. LR-26194
See Also: SEC Complaint
John S. Clayton; First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; Chesapeake Group, Inc.
Release No. LR-26193
See Also: SEC Complaint
Frederick Tayton Dencer, et al.
Release No. LR-26192
See Also: SEC Complaint
Christopher Booth Kennedy
Release No. LR-26191
Guosheng Qi; Gridsum Holding Inc.; and Relief Defendant Huijie He
Release No. LR-26190
Ian G. Bell
Release No. LR-26189
See Also: Complaint , Press Release
Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc.
Release No. LR-26188
See Also: SEC Complaint
David Banister, et al.
Release No. LR-26187
See Also: SEC Complaint , Investor Alert
Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
Release No. LR-26186
Dow Rockwell LLC and Richard Dow Rockwell
Release No. LR-26185
See Also: Final Judgment - Dow Rockwell, LLC , Final Judgment - Richard Dow Rockwell
Maurizio Chiriva-Internati
Release No. LR-26184
See Also: Complaint
Stephen Kenneth Leech
Release No. LR-26183
See Also: SEC Complaint
Eng Taing and Touzi Capital, LLC
Release No. LR-26182
See Also: SEC Complaint
Brad Hare; Mammoth West Corporation
Release No. LR-26181
See Also: SEC Complaint
Mikhail Kokorich
Release No. LR-26180
See Also: Final Judgment
Edward S. Walczak
Release No. LR-26179
See Also: Judgment
James Burleson
Release No. LR-26178
See Also: SEC Complaint
Gautam Adani, Sagar Adani, and Cyril Cabanes
Release No. LR-26177
See Also: SEC Complaint - Gautam Adani and Sagar Adani , SEC Complaint - Cyril Cabanes
David Kushner and La Mancha Funding Corp.
Release No. LR-26176
See Also: SEC Complaint
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