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Comments on Proposed Rule: Risk Mitigation Techniques for Uncleared Security-Based Swaps

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Date Sort descending	Letter Type	Commenter Name
Dec. 13, 2019	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a December 3, 2019, telephone call with representatives of SIFMA
May 21, 2019	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 21, 2019, telephone call with representatives of Depository Trust & Clearing Corporation and ICE Trade Vault, LLC
May 20, 2019	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 20, 2019, telephone call with representatives of the Securities Industry and Financial Markets Association
April 16, 2019	Public Comment	Katherine Delp, Executive Director, The Depository Trust & Clearing Corporation, and Kara Dutta, General Counsel, ICE Trade Vault, LLC
April 16, 2019	Public Comment	Steven Kennedy, Global Head of Public Policy, ISDA, and Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-28-18

Release Number

34-84861

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