Comments on Proposed Rule: Risk Mitigation Techniques for Uncleared Security-Based Swaps
[Release No. 34-84861; File No. S7-28-18]
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| Apr. 16, 2019 | Steven Kennedy, Global Head of Public Policy, ISDA, and Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA |
| Apr. 16, 2019 | Katherine Delp, Executive Director, The Depository Trust & Clearing Corporation, and Kara Dutta, General Counsel, ICE Trade Vault, LLC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Dec. 13, 2019 | Memorandum from the Office of the Chairman regarding a December 3, 2019, telephone call with representatives of SIFMA |
| May 21, 2019 | Memorandum from the Division of Trading and Markets regarding a May 21, 2019, telephone call with representatives of Depository Trust & Clearing Corporation and ICE Trade Vault, LLC |
| May 20, 2019 | Memorandum from the Division of Trading and Markets regarding a May 20, 2019, telephone call with representatives of the Securities Industry and Financial Markets Association |
