Comments on Proposed Rule: Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets

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Comment
A: 286

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Date Received
Date Letter Type Commenter Name
Public Comment Andrew Vollmer and Brian Knight, Mercatus Center at George Mason University
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 28, 2020 meeting with Andrew Vollmer, Mercatus Center, George Mason University
Public Comment Lisa Hopkins, NASAA President and West Virginia Senior Deputy Securities Commissioner
Meeting with SEC Officials Memorandum from the Office of Chairman Clayton regarding an October 8, 2020, telephone conference with representatives of the North American Securities Administrators Association, Inc.
Public Comment Ken Linge, Executive Director, National Coalition for Community Capital
Public Comment Association of Online Investment Platforms
Public Comment Mark Jones, CEO, Sprowtt Inc.
Public Comment Kendrick Nguyen
Public Comment Andrew Vollmer, Mercatus Center, George Mason University
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an August 6, 2020, discussion with representatives of the Angel Capital Association
Public Comment Rutheford B. Campbell, Emeritus Professor of Law, Rosenberg College of Law, University of Kentucky
Public Comment Umair Shams
Public Comment Robert E. Buckholz, Chair, Federal Regulation of Securities Committee, ABA Business Law Section; Joshua Geffen, Chair, Private Equity and Venture Capital Committe, ABA Business Law Section; R. Marshall Grodner, Chair, Commercial Finance Committee, ABA Business Law Section
Public Comment Carlo Passeri, Director of Capital Markets and Financial Services Policy, Biotechnology Innovation Organization
Public Comment Youngro Lee, CEO, NextSeed Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 25, 2020, discussion with representatives of the CFA Institute
Public Comment Marshall Uzzle, Vezzit, Inc
Public Comment Anthony Chereso, President and CEO, Institute for Portfolio Alternatives
Public Comment Maxine Waters, Chairwoman, Committee on Financial Services, U.S. Congress
Meeting with SEC Officials Memorandum from the Office of Chairman Clayton regarding a July 8, 2020, telephone conference with representatives of the CFA Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 30, 2020, discussion with representatives of the CFA Institute
Public Comment Pat Toomey, U.S. Senator, Chairman, Subcommittee on Securities, Insurance, and Investment, U.S. Senate Committee on Banking, Housing, and Urban Affairs
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a June 30, 2020, telephone conference with representatives of the CFA Institute
Public Comment Zachary O. Fallon, Principal, Ketsal and James M. Blakemore, Principal, Ketsal
Public Comment David F. Connor, MIM Americas General Counsel, Macquarie Investment Management
Public Comment Anthony Chereso, President & CEO, Institute for Portfolio Alternatives
Public Comment Shearman & Sterling LLP
Public Comment Christian Bilger, Chief Operating Officer, Honeycomb Credit Inc.
Public Comment James L. Markus
Public Comment James C. Allen, CFA, Head, Capital Markets Policy - Americas, CFA Institute and Stephen Deane, CFA, Sr. Director, Capital Markets Policy - Americas, CFA Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-20
Release Number
33-10763
34-88321
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