Submit Public Comments

The Securities and Exchange Commission seeks input on Commission proposals and other pertinent issues and topics. All comments received are posted publicly.

• How to Submit a Comment

Recent Commission Proposals or Requests for Comment

This compilation of proposed rules and other recent requests for public comment include links to submit a comment or view comments received on that item.
 

Amendment to Application for Registration as a Clearing Agency: CBOE Clear U.S. LLC

Comments Due: Oct. 30, 2026

• Notice of Filing of an Amendment to Application for Registration as a Clearing Agency
• Submit a Comment on CBOE Clear's Application
• View Public Comments Received on CBOE Clear's Application

Exemption of Debt Obligations Issued by the European Union Under the Exchange Act

Comments Due: Nov. 2, 2026

• Review the Proposed Rule: Exemption of Debt Obligations Issued by the European Union for Purposes of Trading Futures Contracts on Those Securities
• Submit a Comment About the Proposed Exemption of Debt Obligations Issued by the European Union
• View Public Comments Received About the Proposed Exemption of Debt Obligations Issued by the European Union

Transfer Agent Rules

Comments Due: Nov. 3, 2026

• Review the Proposed Rule: Modernizing Rules and Forms Applying to Registered Transfer Agents
• Submit a Comment About the Proposal to Modernize Transfer Agent Rules and Forms
• View Public Comments Received on the Proposal to Modernize Transfer Agent Rules and Forms 

Political Contributions by Investment Advisers

Comments Due: Nov. 9, 2026

• Review the Proposed Rule: Political Contributions by Certain Investment Advisers
• Submit a Comment on the Proposed Rule Regarding Political Contributions by Investment Advisers
• View Public Comments Received About the Proposed Rule Regarding Political Contributions by Investment Advisers

Rescission of Shareholder Proposal Rule

Comments Due: Nov. 20, 2026

• Review the Proposed Rule: Rescission of Rule 14a-8’s Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4
• Submit a Comment on the Proposed Rescission of the Shareholder Proposal Rule
• View Public Comments Received on the Proposed Rescission of the Shareholder Proposal Rule

Modernization of Proxy Solicitation Rules

Comments Due: Nov. 20, 2026

• Review the Proposed Rule: Proxy Solicitation Modernization
• Submit a Comment on the Proposed Modernization of Proxy Solicitation Rules
• View Public Comments Received on the Proposed Modernization of Proxy Solicitation Rules

Investment Adviser Performance-Based Compensation Modernization

Comments Due: Dec. 4, 2026

• Review the Proposed Rule: Investment Adviser Performance-Based Compensation Modernization
• Submit a Comment on Investment Adviser Performance-Based Compensation Modernization
• View Public Comments Received on Investment Adviser Performance-Based Compensation Modernization

Interval Fund Modernization

Comments Due: Dec. 4, 2026

• Review the Proposed Rule: Interval Fund Modernization
• Submit a Comment on Interval Fund Modernization
• View Public Comments Received on Interval Fund Modernization

Additional Ways to Qualify as an Accredited Investor

Comments Due: Dec. 4, 2026

• Review the Commission Notice: Potential Designation of Passage of an Accredited Investor Exam
• Submit a Comment on the Potential Designation of Passage of an Accredited Investor Exam
• View Public Comments Received on the Potential Designation of Passage of an Accredited Investor Exam
   
• Review the Commission Notice: Potential Designation of U.S. Certified Public Accountant License
• Submit a Comment on the Potential Designation of U.S. Certified Public Accountant License
• View Public Comments Received on the Potential Designation of U.S. Certified Public Accountant License
   
• Review the Commission Notice: Potential Designation of Chartered Financial Analyst Designation
• Submit a Comment on the Potential Designation of Chartered Financial Analyst Designation
• View Public Comments Received on the Potential Designation of Chartered Financial Analyst Designation
   
• Review the Commission Notice: Potential Designation of Certified Financial Planner Certification
• Submit a Comment on the Potential Designation of Certified Financial Planner Certification
• View Public Comments Received on the Potential Designation of Certified Financial Planner Certification
   
• Review the Commission Notice: Potential Designation of Series 79, Series 86, and Series 87 Licenses
• Submit a Comment on the Potential Designation of Series 79, Series 86, and Series 87 Licenses
• View Public Comments Received on the Potential Designation of Series 79, Series 86, and Series 87 Licenses

Investment Adviser and Regulated Fund Custody Rules; Crypto Custody Rules  

Comments Due: Dec. 7, 2026

• Review the Proposed Rule: Investment Adviser and Regulated Fund Custody; Crypto Custody
• Submit a Comment on Investment Adviser and Regulated Fund Custody; Crypto Custody
• View Public Comments Received on Investment Adviser and Regulated Fund Custody; Crypto Custody

Investment Company Cross Trading

Comments Due: Dec. 14, 2026

• Review the Proposed Rule: Investment Company Cross Trading
• Submit a Comment on Investment Company Cross Trading
• View Public Comments Received on Investment Company Cross Trading

"Innovation Exemption" to Facilitate Trading of Tokenized NMS Stock

Comments Due: No Closing Date

• Review the Order/Request for Comment Regarding Exemptive Relief for Trading of Tokenized NMS Stock on Tokenized Securities Venues
• Submit a Comment on Exemptive Relief for Trading of Tokenized NMS Stock on Tokenized Securities Venues
• View Public Comments Received on Exemptive Relief for Trading of Tokenized NMS Stock on Tokenized Securities Venues

Affiliations Between National Securities Exchanges and Broker-Dealers

Comments Due: No Closing Date

• Review the Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers
• Submit a Comment on Affiliations Between National Securities Exchanges and Broker-Dealers
• View Public Comments Received on Affiliations Between National Securities Exchanges and Broker-Dealers

Self-Regulatory Organization Filings

To submit a public comment on a Commission notice related to a self-regulatory organization (SRO) filing, access an SRO's filings through the SRO rulemaking webpage and find links to "submit a comment" in the Details column.