Comments on Good Faith Determinations of Fair Value

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 16, 2020 meeting with Douglas Scheidt
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 5, 2020 meeting with representatives of the Investment Company Institute
Public Comment Carol J. Anderson
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 8, 2020 meeting with representatives of the Independent Directors Council
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 10, 2020, meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 15, 2020, meeting with representatives of the Independent Directors Council
Meeting with SEC Officials Memorandum from the Offices of Commissioners Peirce and Roisman regarding a September 4, 2020 meeting with representatives of Ropes & Gray
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an August 27, 2020 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 25, 2020 teleconference with representatives of The Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 26, 2020 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 14, 2020 meeting with representatives of Chapman and Cutler LLP
Public Comment Anthony Chereso, President & CEO, Institute for Portfolio Alternatives
Public Comment Catherine L. Newell, General Counsel and Executive Vice President, Dimensional Fund Advisors
Public Comment Harvest Investments, Ltd.
Public Comment Heidi W. Hardin, MFS Investment Management
Public Comment Jon Hunt and Joseph T. Grause, Trustee and Lead Non-Interested Trustee, Advisors' Inner Circle Funds Trusts
Public Comment Edward L. Arcara, President, New York State Society of Certified Public Accountants
Public Comment American Society of Appraisers
Public Comment Amy J. Lee, Deputy General Counsel, Guggenheim Investments
Public Comment Andrew G. Arnott, President and Chief Executive Officer, John Hancock Investment Management LLC, John Hancock Variable Trust Advisers LLC
Public Comment B. Salman Banaei, Executive Director, IHS Markit
Public Comment Barry P. Barbash, Chair, Committee on Investment Management Regulation, New York City Bar Association
Public Comment Benjamin Slavin, BNY Mellon, Global Head of ETFs & UITs, Asset Servicing
Public Comment Bob Grohowski, Fran Pollack-Matz, and Alan Dupski, T. Rowe Price Associates, Inc.
Public Comment Brett Palmer, President, Small Business Investor Alliance
Public Comment Brian C. Janssen, Vice President, Capital Research and Management Company and Nelson N. Lee, Senior Vice President & Senior Counsel, Capital Research and Management Company
Public Comment Charles E. Andrews, Audit Committee Chair, Washington Mutual Investors Fund Board Member and Advisor, MorganFranklin Consulting; Vanessa C. L. Chang, Audit Committee Chair, American Balanced Fund, American Funds Developing World Growth and Income Fund, The Income Fund of America, and International Growth and Income Fund Former Director, EL & EL Investments; John G. Freund, Audit Committee Chai, Capital Income Builder, Capital World Growth and Income Fund, and The New Economy Fund, Founder and Managing Director, Skyline Ventures; Christopher E. Stone, Audit Committee Chair, American Funds Fundamental Investors, The Growth Fund of America, and SMALLCAP World Fund, Inc. Professor of Practice of Public Integrity, University of Oxford, Blavatnik School of Government; James G. Ellis, Audit Committee Chair, American Funds Insurance Series, American Funds Target Date Retirement Series, American Funds Portfolio Series, American Funds College Target Date Series, American Funds Retirement Income Portfolio Series, The Fixed Income Funds of the American Funds, AMCAP Fund, American Mutual Fund, The Investment Company of America, and American Funds Global Balanced Fund Professor of Marketing and former Dean, Marshall School of Business University of Southern California; and Pablo R. González Guajardo, Audit Committee Chair, Capital Group Private Client Services Funds, Capital Group U.S. Equity Fund, American Funds Global Insight Fund, American Funds International Vantage Fund, Emerging Markets Growth Fund, Inc., New Perspective Fund, EuroPacific Growth Fund, and New World Fund, Inc., CEO, Kimberly-Clark de México, S.A.B de C.V.
Public Comment Craig S. Tyle, EVP/General Counsel, Franklin Resources, Inc.
Public Comment Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management & Research Company LLC
Public Comment David B Smith, General Counsel, Mutual Fund Directors Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-20
Release Number
IC-33845
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