Comments on Proposed Rule: Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments

[Release No. 34-87193; File No. S7-15-19]

Submitted Comments

Dec. 12, 2019 Tyler Gellasch, Executive Director, Healthy Markets Association
Dec. 10, 2019 Ray Ross, Chief Technology Officer, Clearpool Group
Dec. 10, 2019 Derrick Chan, Head of Equities Trading and Sales, Fidelity Capital Markets
Dec. 10, 2019 Greg Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Dec. 10, 2019 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq
Dec. 10, 2019 Joanna Mallers, Secretary, FIA Principal Traders Group
Dec. 10, 2019 Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Dec. 10, 2019 Dennis M. Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets Inc.
Dec. 10, 2019 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Dec. 9, 2019 Howard Kramer and James Dombach, Murphy & McGonigle; Robert B. Wilcox, Jr. and Chris L. Bollinger, Schiff Hardin LLP
Dec. 6, 2019 Mark D. Epley, Executive Vice President & Managing Director, General Counsel, and Jennifer W. Han, Associate General Counsel; Managed Funds Association
Dec. 6, 2019 Theodore D. Lazo, Managing Director, Associate General Counsel, SIFMA
Dec. 5, 2019 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Nov. 3, 2019 Ruben Castro Medina, Student, Metropolitan State University of Denver

Meetings with SEC Officials

Dec. 17, 2019 Memorandum from the Office of the Investor Advocate regarding a December 10, 2019, meeting with representatives of Healthy Markets Association
Oct. 28, 2019 Memorandum from the Office of the Chairman regarding an October 28, 2019, meeting with representatives of the Managed Funds Association
Oct. 3, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 3, 2019, meeting with representatives of Nasdaq