Comments on Proposed Rule and Concept Release: Publication or Submission of Quotations Without Specified Information

[Release No. 34-87115; File No. S7-14-19]

Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type
A: 12
Jan. 24, 2020 James J. Angel, Associate Professor, McDonough School of Business, Georgetown University
Jan. 13, 2020 Sherwood E. Neiss, Co-Founder, GUARDD and Principal, Crowdfund Capital Advisors; Douglas Ellenoff, Esq., Co-Founder, GUARDD and Founding Partner, Ellenoff Grossman & Schole LLP; James P. Dowd, CPA, CFA, Co-Founder, GUARDD and CEO North Capital Private Securities Corporation
Jan. 2, 2020 Richard Krejcarek
Dec. 31, 2020 Peter Hayman
Dec. 30, 2020 Leonard W. Burningham, Esquire
Dec. 30, 2020 Ariel Ozick
Dec. 30, 2020 Dan Kanter, President, and Craig Carlino, Chief Compliance Officer, Monroe Financial Partners
Dec. 30, 2020 Leonard W. Burningham, Esquire
Dec. 30, 2020 Erik S. Nelson, President, Coral Capital Partners, Inc.
Dec. 30, 2020 Daniel Zinn, General Counsel, and Cass Sanford, Associate General Counsel, OTC Markets Group Inc.
Dec. 30, 2020 Steven Barber, PhD, Professor of Finance, Keuka College
Dec. 30, 2020 William F. Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts
Dec. 30, 2020 Dennis M. Kelleher, President and CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets
Dec. 29, 2020 Jean-Paul Tres
Dec. 27, 2019 Franklin Antonio
Dec. 27, 2019 Stephen M. Brophy, President, Aztec Land and Cattle Company, Ltd.
Dec. 27, 2019 Christopher Gerold, President, North American Securities Administrators Association, Inc. (NASAA)
Dec. 26, 2019 James Duade
Dec. 26, 2019 Erik Nelson, President, Sterling Holdings Investments, LLC
Dec. 23, 2019 Darian B. Andersen, General Counsel, PC
Dec. 23, 2019 Aseel Rabie, Managing Director and Associate General Counsel, and Bernard V. Canepa, Vice President and Assistant General Counsel; SIFMA
Dec. 24, 2019 Joseph Helmer, CFA, Caldwell Sutter
Dec. 21, 2019 Debby Valentijn
Dec. 18, 2019 Carlton A. Getz, Winter Harbor Advisors, L.L.C
Dec. 16, 2019 David W. Wright
Dec. 16, 2019 Michael K. Goode, Managing Member, MorningLightMountain, LLC
Dec. 16, 2019 Dan Canter, President, and Craig Carlino, Chief Compliance Officer, Monroe Financial Partners, Inc.
Dec. 15, 2019 Joep vd Berg
Dec. 13, 2019 F. Mark Reuter, Partner, Keating, Muething & Klekamp
Dec. 10, 2019 Larry E. Bergmann, Partner, Murphy McGonigle, P.C.
Dec. 10, 2019 Robert E. Schermer, CEO, Meritage Hospitality
Dec. 9, 2019 S. Van den Hoogenhoff
Dec. 8, 2019 Al Gonzalez, President, Beacon Redevelopment Industrial Corp.
Dec. 7, 2019 Brandon Cline
Dec. 7, 2019 Eric Schleien, Investment Manager, Granite State Capital Management
Dec. 3, 2019 Franklin Urdaneta
Dec. 1, 2019 Kyle M. Peeples
Nov. 27, 2019 Eric Speron
Nov. 26, 2019 Philip H. Milner, Norberg Capital Management, LLC
Nov. 26, 2019 Christian Gabis
Nov. 25, 2019 Matthew Kerch, Terravoir Venture
Nov. 25, 2019 Tyler Black
Nov. 25, 2019 Daniel Zinn, General Counsel, OTC Markets Group Inc. and Cass Sanford, Associate General Counsel, OTC Markets Group Inc.
Nov. 24, 2019 Alan S. Cameron, Private Investor
Nov. 23, 2019 Brett Dorendorf
Nov. 21, 2019 Douglas Raymond, Drinker Biddle & Reath LLP
Nov. 19, 2019 Jonathan Norberg
Nov. 18, 2019 Douglas DiSanti
Nov. 16, 2019 J.H. Broekhoven
Nov. 15, 2019 Hans Brost
Nov. 11, 2019 Ron Lefton
Nov. 10, 2019 Frank Danna, III
Nov. 8, 2019 Doug Mohn
Nov. 7, 2019 Laura B. Coffman
Nov. 7, 2019 Barry Gleicher
Nov. 6, 2019 Logan Kemper
Nov. 5, 2019 Robert Schmidt
Nov. 5, 2019 Connor Davis, Principal and Founder, Lake Highlands Capital Management
Nov. 1, 2019 Gary Huscher
Nov. 1, 2019 Peter Quagliano
Oct. 31, 2019 Reid McKenzie
Oct. 30, 2019 Thomas Schiessling
Oct. 28, 2019 Matt Geiger, Managing Partner, MJG Capital Fund, LP
Oct. 27, 2019 Raymond Balser
Oct. 26, 2019 Duane DeYoung
Oct. 25, 2019 James Gibson
Oct. 25, 2019 Chris Girand
Oct. 25, 2019 Anthony Perala
Oct. 25, 2019 Michael E. Reiss
Oct. 24, 2019 William E. Mitchell
Oct. 24, 2019 Hank Armested
Oct. 23, 2019 Tom H. Sleeter, Chief Investment Officer, Total Clarity Wealth Management
Oct. 23, 2019 Michael A. Zgayb
Oct. 23, 2019 Lucas H. Selvidge
Oct. 23, 2019 Steven Erickson, Anbec Partners, LP
Oct. 23, 2019 Tom Amenda
Oct. 22, 2019 David Schiff, Founder and Editor, Schiff's Insurance Observer
Oct. 21, 2019 Michael Tofias
Oct. 16, 2019 Paul Lucot
Oct. 16, 2019 Dave Peirce
Oct. 16, 2019 Andy Summers
Oct. 16, 2019 Brenda Hamilton, Hamilton Associates Law Group, P.A.
Oct. 15, 2019 John Sheehy
Oct. 15, 2019 Gaurang Merani
Oct. 15, 2019 Mark Schepers
Oct. 15, 2019 Han Han
Oct. 14, 2019 Alex Toppan
Oct. 13, 2019 Ronald Ringelberg
Oct. 12, 2019 Peter Kniffin
Oct. 12, 2019 Aharon Levy
Oct. 11, 2019 James E. Mitchell, General Partner, Mitchell Partners, L.P.
Oct. 11, 2019 Braxton Gann
Oct. 10, 2019 Dana Blanc
Oct. 10, 2019 Alexandra Elliott
Oct. 10, 2019 Michael Milchen
Oct. 10, 2019 Chris Soule
Oct. 10, 2019 Michael P. Kruger, CFA
Oct. 10, 2019 David Sanders
Oct. 10, 2019 Bradley J. Grasl, Chief Investment Officer, Tiercel Capital Texas
Oct. 9, 2019 James E. Mitchell, General Partner, Mitchell Partners, L.P.
Oct. 9, 2019 Todd Blue
Oct. 9, 2019 David I. Waters, President, Alluvial Capital Management, LLC
Oct. 9, 2019 Tim Bergin
Oct. 9, 2019 Lucas Elliott
Oct. 9, 2019 Robert Ringelberg
Oct. 8, 2019 Leonard Marx
Oct. 8, 2019 Kevin Ward
Oct. 8, 2019 Jason Hirschman
Oct. 8, 2019 Matt Jester
Oct. 8, 2019 Richard Kogut
Oct. 8, 2019 Anonymous
Oct. 8, 2019 Ralf Erz
Oct. 8, 2019 David J. Flood
Oct. 7, 2019 Raymond Webb
Oct. 7, 2019 Dan Schum
Oct. 5, 2019 Samuel J. Yake
Oct. 4, 2019 John Guerriero
Oct. 4, 2019 Amenda M. Thomas
Oct. 4, 2019 Joshua Marino
Oct. 3, 2019 Brad Christensen
Oct. 3, 2019 R. Berkvens
Oct. 2, 2019 Dan Raider
Oct. 1, 2019 David Aldridge
Oct. 1, 2019 Charles M. Rardon
Oct. 1, 2019 Philippe Goodwill
Sep. 30, 2019 Tracy Michaels
Sep. 30, 2019 Steven Gereau, Mayfair Plastics Inc
Sep. 30, 2019 Tom Prenger
Sep. 29, 2019 Lawrence J. Goldstein, President, Santa Monica Partners LP
Sep. 29, 2019 Jim Rivest
Sep. 29, 2019 Don C. Whitaker
Sep. 27, 2019 Michael Hess

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jan. 22, 2020 Memorandum from the Office of the Chairman regarding a January 22, 2020, meeting with representatives of Mitchell Partners, LP
Jan. 21, 2020 Memorandum from the Division of Trading and Markets regarding a January 21, 2020, meeting with representatives of Mitchell Partners, LP
Dec. 9, 2019 Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 14, 2019, meeting with representatives of OTC Markets
Nov. 26, 2019 Memorandum from the Office of the Chairman regarding a November 15, 2019, meeting with representatives of OTC Markets Group, Inc.
Nov. 15, 2019 Memorandum from the Division of Trading and Markets regarding a November 15, 2019, meeting with representatives of OTC Markets Group
Nov. 6, 2019 Memorandum from the Division of Trading and Markets regarding a November 6, 2019, call with representatives of Monroe Financial Partners: