Comments on Proposed Rule and Concept Release: Publication or Submission of Quotations Without Specified Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 11, 2022 meeting with Tyler Gellasch, Healthy Markets Association
Public Comment Josh Gottheimer, Member of Congress et al.
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Justin M. Underwood, Executive Director, ABA Securities Association
Public Comment John Guerriero
Public Comment Jonathan Lichter
Public Comment Spiro Kalogeropoulos
Public Comment Brandon Cline
Public Comment Ted Haberfield, Chairman & President, MZCHI, LLC
Public Comment James Berns, Esq.
Public Comment John B. Lowy, P.C.
Public Comment Richard Revelins, Executive Director, Peregrine Corporate Limited
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 24, 2020 teleconference with Jim Mitchell of Mitchell Partners, L.P. and Ben Brown of Blue Ridge Law & Policy
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 12, 2020 teleconference with Blue Ridge Law & Policy
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 8, 2020, telephone call with representatives of the Financial Industry Regulatory Authority (FINRA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 29, 2020, telephone call with representatives of the OTC Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Roisman regarding an June 8, 2020, meeting with representatives of the OTC Markets Group
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 2, 2020 teleconference with OTC Markets Group
Public Comment Joseph Lucosky, Managing Partner, Lucosky Brookman LLP, Lawrence Metelitsa, Partner, Lucosky Brookman LLP and Scott E. Linsky, Counsel, Lucosky Brookman LLP
Public Comment Louis Taubman, Partner, Hunter Taubman Fischer & Li LLC
Public Comment Sara Hanks, CEO, CrowdCheck, Inc.
Public Comment David Menn, Chief Executive Officer, MCAP LLC
Public Comment Robin Sosnow, Esq., Managing Partner, Sosnow & Associates PLLC and Manuel Pesendorfer, Esq., Attorney, Sosnow & Associates PLLC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 22, 2020, meeting with representatives of OTC Markets Group, Inc.
Public Comment Peter Goldstein, Managing Partner, Exchange Listing, LLC
Public Comment R Cromwell Coulson, CEO, OTC Markets Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding an April 10 2020, meeting with representatives of the OTC Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 13, 2020, meeting with representatives of the OTC Markets
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 16, 2020 teleconference with OTC Markets Group

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-19
Release Number
34-87115
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