Comments on Proposed Rule: Covered Investment Fund Research Reports
[Release Nos. 33-10498, 34-83307, IC-33106; File No. S7-11-18]
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(Click here for meetings with SEC officials)
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| Sep. 14, 2018 | Sean C. Davy, Managing Director, Capital Markets, and Timothy Cameron, Managing Director, Asset Management Group, SIFMA |
| Jul. 9, 2018 | Samara Cohen, Global Head of Public Policy, BlackRock ETF & Index Investing |
| Jul. 9, 2018 | Marc R. Bryant, Chief Legal Officer, Fidelity Management Research Company |
| Jul. 9, 2018 | Harry S. Pangas, Eversheds Sutherland (US) LLP |
| Jul. 9, 2018 | Susan Olson, General Counsel, Investment Company Institute |
| Jul. 9, 2018 | Sean C. Davy, Managing Director, Capital Markets, and Timothy Cameron, Managing Director, Asset Management Group; Securities Industry and Financial Markets Association |
| Jul. 5, 2018 | Aron Szapiro, Director of Policy Research, Morningstar, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Nov. 19, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 2, 2018, telephone call with representative of the Securities Industry and Financial Markets Association (SIFMA) |
