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(Click here for meetings with SEC officials)
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| Dec. 13, 2019 | Kenneth E. Bentsen, President and CEO, SIFMA |
| Nov. 26, 2019 | Shirley A. Jones, Managing Associate General Counsel, Government Accountability Office |
| Aug. 27, 2019 | Members of the Marketplace Lending Association |
| Jul. 26, 2019 | Briget Polichene, Chief Executive Officer, Institute of International Bankers |
| Jun. 6, 2019 | David F. Freeman, Arnold Porter Kaye Scholer LLP |
| May 31, 2019 | Jeffrey A. Merkley, Unites States Senator |
| May 9, 2019 | Ajay Khanna |
| Mar. 9, 2019 | Ajav Khanna, PhD |
| Jan. 29, 2019 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Oct. 26, 2018 | J. Robert Kelly, Executive Vice President, Arvest Bank |
| Oct. 23, 2018 | Kurt N. Schacht, CFA, Managing Director, and James Allen, CFA, Head, Capital Markets Policy; CFA Institute Advocacy |
| Oct. 17, 2018 | Frank Pignanelli, Executive Director, National Association of Industrial Bankers |
| Oct. 17, 2018 | Patrick J. Morris, President & CEO, Association for Corporate Growth |
| Oct. 17, 2018 | Lisa Pendergast, Executive Director, CRE Finance Council |
| Oct. 17, 2018 | Commercial Real Estate Finance Council, Mortgage Bankers Association, and The Real Estate Roundtable |
| Oct. 17, 2018 | Bruce C. Bennett, Covington & Burling LLP |
| Oct. 17, 2018 | Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce |
| Oct. 17, 2018 | David F. Freeman, Jr., Arnold & Porter Kaye Scholer LLP, on behalf of Federated Investors, Inc. |
| Oct. 17, 2018 | Brian Chin, CEO, Global Markets Division, Credit Suisse |
| Oct. 17, 2018 | Eric M. Varvel, Global Head, Asset Management, Credit Suisse |
| Oct. 17, 2018 | Thomas T. Kim, Senior Vice President, Commercial Real Estate Finance, Mortgage Bankers Association |
| Oct. 17, 2018 | Eli K. Peterson, Managing Director, Head of Regulatory Policy and Government Affairs, Bank of New York Mellon; Dale K. Nichols, Senior Vice President, Deputy General Counsel, Northern Trust Corporation; and Stefan M. Gavell, Executive Vice President Head of Regulatory, Industry, and Government Affairs, State Street Corporation |
| Oct. 17, 2018 | Americans for Financial Reform Education Fund |
| Oct. 17, 2018 | James Kemp, Global Financial Markets Association, Managing Director |
| Oct. 17, 2018 | Mark W. Midkiff, Chief Risk Officer, KeyCorp |
| Oct. 17, 2018 | Walt L. Lukken, President and Chief Executive Officer, Futures Industry Association |
| Oct. 17, 2018 | Kristin Dittmer, Executive Vice President & Chief Financial Officer, EnerBank USA |
| Oct. 17, 2018 | John L. Thornton, Co-Chair; Hal S. Scott, Director; and R. Glenn Hubbard, Co-Chair; Committee on Capital Markets Regulation |
| Oct. 17, 2018 | Stefan M. Gavell, Executive Vice President and Head of Regulatory, I, State Street Corporation |
| Oct. 17, 2018 | Sheila C. Bair, Former Chairman, Federal Deposit Insurance Corporation, and Gaurav Vasisht, SVP and Director, Financial Regulation, The Volcker Alliance |
| Oct. 17, 2018 | James T. Brett, President & CEO, The New England Council |
| Oct. 17, 2018 | Mark R. Hutchison, Managing Director and General Counsel, HSBC Securities (USA) Inc. |
| Oct. 17, 2018 | Jason Mulvihill, Chief Operating Officer and General Counsel, American Investment Council |
| Oct. 17, 2018 | Bobby Franklin, President and CEO, National Venture Capital Association |
| Oct. 17, 2018 | Michael Decker, Managing Director, SIFMA |
| Oct. 17, 2018 | Timothy E. Keehan, VP, Senior Counsel, Center for Securities Trusts & Investments, American Bankers Association |
| Oct. 17, 2018 | Scott O'Malia, Chief Executive Officer, International Swaps and Derivatives Association, Inc. |
| Oct. 17, 2018 | Atlantic Capital Bank, et al. |
| Oct. 17, 2018 | Brett Palmer, President, Small Business Investor Alliance (SBIA) |
| Oct. 17, 2018 | Dennis M. Kelleher, President and CEO, and Joseph Cisewski, Senior Derivatives Consultant and Special Counsel, Better Markets, Inc. |
| Oct. 17, 2018 | Richard Johns, Executive Director, Structured Finance Industry Group |
| Oct. 17, 2018 | Wim Mijs, Chief Executive Officer, European Banking Federation |
| Oct. 17, 2018 | Elise J. Bean, Former Staff Director and Chief Counsel, U.S. Senate Permanent Subcommittee on Investigations |
| Oct. 17, 2018 | John F.W. Rogers, Executive Vice President, Chief of Staff and Secretary to the Board, The Goldman Sachs Group, Inc. |
| Oct. 17, 2018 | Kenneth E. Bentsen, President and CEO, SIFMA |
| Oct. 17, 2018 | John R. Dearie, Founder and President, Center for American Entrepreneurship |
| Oct. 17, 2018 | Susan M. Olson, General Counsel, Investment Company Institute |
| Oct. 17, 2018 | Kevin Fromer, President and CEO, Financial Services Forum |
| Oct. 17, 2018 | Public Citizen |
| Oct. 17, 2018 | Gregg Rozansky, Senior Vice President, Senior Associate General Counsel, Bank Policy Institute |
| Oct. 17, 2018 | Briget Polichene, Chief Executive Officer, Institute of International Bankers |
| Oct. 17, 2018 | Daniela O'Leary-Gill, Chief Operating Officer, BMO Financial Corp. |
| Oct. 17, 2018 | Angelina Mason, General Counsel & Vice-President, Legal, Canadian Bankers Association |
| Oct. 17, 2018 | Coalition for Derivatives End-Users |
| Oct. 17, 2018 | Japanese Bankers Association |
| Oct. 16, 2018 | Rep. Jeb Hensarling, Chairman, Committee on Financial Services, et al., U.S. House of Representatives |
| Oct. 16, 2018 | R. Patrick Quinn, Chief Corporate Governance Officer and Corporate S, New York Community Bank |
| Oct. 16, 2018 | Occupy the SEC |
| Oct. 16, 2018 | Gail C. Bernstein, General Counsel, Investment Adviser Association |
| Oct. 16, 2018 | Elliot Ganz, General Counsel, Loan Syndications and Trading Association |
| Oct. 16, 2018 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Oct. 16, 2018 | Meredith Fuchs, Senior Vice President, Chief Counsel, Regulatory Advisory, Capital One Financial Corporation, et al. |
| Oct. 12, 2018 | Gregg Gelzinis, Research Associate, Economic Policy, Center for American Progress |
| Oct. 12, 2018 | Ryozo Himino, Vice Minister for International Affairs, Financial Services Agency, and Kimihiro Etoh, Executive Director, Bank of Japan |
| Oct. 5, 2018 | Carrie R. Hunt, EVP Government Affairs, General Counsel, National Association of Federally-Insured Credit Unions |
| Oct. 1, 2018 | Senator Mike Crapo, Chairman, Committee on Banking, Housing and Urban Affairs, et al., United States Senate |
| Oct. 1, 2018 | Alistair Fyfe, Principal, B&F Capital Markets, Inc., and Sam Tortorici, CEO, Cadence Bank, N.A. |
| Sep. 16, 2018 | Lori Gayle Nuckolls, Esq. |
| Sep. 16, 2018 | Eric Mills |
| Sep. 4, 2018 | Douglas Holtz-Eakin, President, and Thomas Wade, Director, Financial Services Policy, American Action Forum |
| Aug. 31, 2018 | Sushant Kumar |
| Aug. 6, 2018 | Sens. Sherrod Brown and Jeffrey A. Merkley, United States Senate |
| Aug. 3, 2018 | Sen. Jeffrey A. Merkley, United States Senate |
| Aug. 2, 2018 | Sen. Jeffrey A. Merkley, et al, United States Senate |
| Jul. 31, 2018 | Sam Singh, Ph.D. |
| Jul. 28, 2018 | Peter Park |
| Jul. 25, 2018 | Andrew Morris, Regulatory Affairs Counsel, National Association of Federally-Insured Credit Unions |
| Jul. 17, 2018 | David F. Freeman, Jr., Arnold & Porter Kaye Scholer LLP, on behalf of Federated Investors, Inc. |
| Jul. 10, 2018 | Dennis M. Kelleher, Better Markets; Marcus Stanley, Americans for Financial Reform; Bartlett Naylor, Public Citizen; and Gregg Gelzinis, Center for American Progress |
| Jul. 6, 2018 | Randy Hutlgren, Member of Congress, U.S. House of Representatives |
| Jun. 30, 2018 | Zia Khan |
| Jun. 22, 2018 | B. Dan Berger, President and Chief Executive Officer, National Association of Federally-Insured Credit Unions |
| Jun. 19, 2018 | Eric Denney |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Dec. 18, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 5, 2019, meeting with representatives of Goldman Sachs |
| Sep. 23, 2019 | Memorandum from the Office of the Chairman regarding a September 23, 2019, meeting with representatives of the Investment Company Institute |
| Aug. 29, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 27, 2019, meeting with representatives of Public Citizen |
| May 21, 2019 | Memorandum from the Division of Investment Management regarding a May 21, 2019, meeting with representatives of the American Investment Council |
| Apr. 12, 2019 | Memorandum from the Division of Trading and Markets regarding an April 12, 2019, meeting with representatives of the Bank Policy Institute |
| Dec. 17, 2018 | Memorandum from the Division of Trading and Markets regarding a December 17, 2018, meeting with representatives of the Institute of International Bankers |
| Dec. 3, 2018 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a November 27, 2018, meeting with representatives of Goldman Sachs |
| Nov. 28, 2018 | Memorandum from the Division of Investment Management regarding a November 16, 2018, meeting with representatives of Goldman Sachs Group, Inc. |
| Oct. 24, 2018 | Memorandum from the Division of Trading and Markets regarding an October 24, 2018, meeting with a representative of Data Boiler Technologies, LLC |
| Oct. 22, 2018 | Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 22, 2018, meeting with representatives of SIFMA |
| Oct. 3, 2018 | Memorandum from Division of Trading and Markets regarding an October 3, 2018, meeting with representatives of Goldman Sachs Group, Inc. |
| Oct. 2, 2018 | Memorandum from the Division of Investment Management regarding an October 1, 2018, meeting with representatives of the Investment Company Institute |
| Sep. 6, 2018 | Memorandum from the Office of the Chairman regarding a September 5, 2018, meeting with representatives of the AFL-CIO |
| Aug. 7, 2018 | Memorandum from the Division of Investment Management regarding an August 7, 2018, meeting with representatives of the Investment Company Institute |
| Jun. 27, 2018 | Memorandum from the Division of Investment Management regarding a June 27, 2018, meeting with representatives of Goldman Sachs Group, Inc. |
| Jun. 27, 2018 | Memorandum from the Division of Trading and Markets regarding a June 27, 2018, meeting with representatives of Goldman Sachs Group, Inc. |
