Comments on Proposed Rule: Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

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Date Received
Date Letter Type Commenter Name
Public Comment Occupy the SEC
Meeting with SEC Officials Memorandum from the Office of Commissioner Clayton regarding an April 10, 2020, meeting with representatives of the American Investment Council
Public Comment Charles Z. Silverman, Volunteer legal aid lawyer
Public Comment Angelina Mason, General Counsel & Vice-President, Legal, Canadian Bankers Association
Public Comment Bobby Franklin, President and CEO, National Venture Capital Association
Public Comment Christina Mitsopoulos, Securities Regulation Advisor, Shareholder Advocacy Forum
Public Comment Elliot Ganz, General Counsel, Loan Syndications and Trading Association
Public Comment Eric M. Varvel, Global Head, Asset Management, Credit Suisse
Public Comment Joseph R. Cisewski, Senior Derivatives Consultant and Special Counsel, Better Markets, Inc.
Public Comment Kieran J. Fallon, Senior Deputy General Counsel, Government, Regulatory Affairs & Enterprise Risk, The PNC Financial Services Group, Inc.
Public Comment Mark D. Epley, Executive Vice-President & Managing Director, General Counsel, Managed Funds Association and Benjamin Allensworth, Associate General Counsel, Managed Funds Association
Public Comment Mike Flood, Senior Vice President, CMF Policy & Member Engagement, Mortgage Bankers Association
Public Comment Richard Johns, Executive Director, Structured Finance Industry Group
Public Comment Sébastien de Brouwer, Chief Policy Officer, European Banking Federation
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Public Comment Tanguy van der Werve, Director General, European Fund and Asset Management Association
Public Comment Timothy E. Keehan, Vice President & Senior Counsel, American Bankers Association
Public Comment David Freeman, Arnold Porter Kaye Scholer LLP
Public Comment Japanese Bankers Association
Public Comment John F. W. Rogers, Executive Vice President, The Goldman Sachs Group, Inc.
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Public Comment Gregg Rozansky, Senior Vice President, Bank Policy Institute
Public Comment John L. Thorton, Co-Chair, Hal S. Scott, President, R. Glen Hubbard, Co-Chair, Committee on Capital Markets Regulation
Public Comment Briget Polichene, Institute of International Bankers
Public Comment Kenneth E. Bentsen, Jr., President and CEO, Securities Industry and Financial Markets Association
Public Comment Kevin Fromer, President and CEO, The Financial Services Forum
Public Comment Tom Curb

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-02-20
Release Number
BHCA-8
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