Comments on Proposed Rule: Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

[Release Nos. BHCA-8; File No. S7-02-20]

Submitted Comments

(Click here for meetings with SEC officials)
Apr. 29, 2020 Occupy the SEC
Apr. 3, 2020 Charles Z. Silverman, Volunteer legal aid lawyer
Apr. 1, 2020 Christina Mitsopoulos, Securities Regulation Advisor, Shareholder Advocacy Forum
Apr. 1, 2020 S├ębastien de Brouwer, Chief Policy Officer, European Banking Federation
Apr. 1, 2020 Mike Flood, Senior Vice President, CMF Policy & Member Engagement, Mortgage Bankers Association
Apr. 1, 2020 Mark D. Epley, Executive Vice-President & Managing Director, General Counsel, Managed Funds Association and Benjamin Allensworth, Associate General Counsel, Managed Funds Association
Apr. 1, 2020 Tanguy van der Werve, Director General, European Fund and Asset Management Association
Apr. 1, 2020 Kieran J. Fallon, Senior Deputy General Counsel, Government, Regulatory Affairs & Enterprise Risk, The PNC Financial Services Group, Inc.
Apr. 1, 2020 Angelina Mason, General Counsel & Vice-President, Legal, Canadian Bankers Association
Apr. 1, 2020 Timothy E. Keehan, Vice President & Senior Counsel, American Bankers Association
Apr. 1, 2020 Elliot Ganz, General Counsel, Loan Syndications and Trading Association
Apr. 1, 2020 Susan M. Olson, General Counsel, Investment Company Institute
Apr. 1, 2020 Eric M. Varvel, Global Head, Asset Management, Credit Suisse
Apr. 1, 2020 Joseph R. Cisewski, Senior Derivatives Consultant and Special Counsel, Better Markets, Inc.
Apr. 1, 2020 Richard Johns, Executive Director, Structured Finance Industry Group
Apr. 1, 2020 Bobby Franklin, President and CEO, National Venture Capital Association
Mar. 31, 2020 John F. W. Rogers, Executive Vice President, The Goldman Sachs Group, Inc.
Mar. 31, 2020 Japanese Bankers Association
Mar. 31, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Mar. 31, 2020 David Freeman, Arnold Porter Kaye Scholer LLP
Mar. 27, 2020 Gregg Rozansky, Senior Vice President, Bank Policy Institute
Mar. 25, 2020 John L. Thorton, Co-Chair, Hal S. Scott, President, R. Glen Hubbard, Co-Chair, Committee on Capital Markets Regulation
Mar. 23, 2020 Briget Polichene, Institute of International Bankers
Mar. 11, 2020 Kevin Fromer, President and CEO, The Financial Services Forum
Mar. 11, 2020 Kenneth E. Bentsen, Jr., President and CEO, Securities Industry and Financial Markets Association
Jan. 30, 2020 Tom Curb

Meetings with SEC Officials

(Click here for submitted comments from the public)
Apr. 13, 2020 Memorandum from the Office of Commissioner Clayton regarding an April 10, 2020, meeting with representatives of the American Investment Council