Comments on Proposed Rule: Securities Offering Reform for Closed-End Investment Companies

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Chairman Jay Clayton regarding a February 7, 2020, meeting with industry participants
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding an January 16, 2020, meeting with representatives of World Gold Council
Public Comment David A. Sirignano, Esquire, Partner, Morgan, Lewis Bockius, LLP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 9, 2019, meeting with representatives of World Gold Council, et al.
Public Comment Lourdes Peres
Public Comment Richard F. Morris, General Counsel, ProShare Advisors LLC
Public Comment Robert F. Buckholz, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
Public Comment William Rhind, CEO, GraniteShares
Public Comment Katherine S. McKinley, General Counsel, State Street Global Advisors
Public Comment Gifford R. Zimmerman, Managing Director and Associate General Counsel, TIAA
Public Comment David B. Smith, Executive Vice President and General Counsel, Mutual Fund Directors Forum
Public Comment Anthony Chereso, President & CEO, Institute for Portfolio Alternatives (IPA),
Public Comment Campbell Pryde, President and CEO, XBRL US
Public Comment Dechert LLP
Public Comment IRIS Business Services Limited
Public Comment Jeffrey H. Kupor, Head of Legal, Americas, Invesco Ltd.
Public Comment Jirí Król, Deputy CEO, Global Head, Alternative Credit Council
Public Comment John P. Love, President and Chief Executive Officer, United States Commodity Funds LLC
Public Comment Joseph Glatt, Chairman, Coalition for Business Development
Public Comment Joseph R. Cavatoni, President, World Gold Council
Public Comment Sidley Austin LLP
Public Comment Susan Olson, General Counsel, Investment Company Institute
Public Comment Aseel M. Rabie, Managing Director and Associate General Counsel, Managing Director and Associate General Counsel
Public Comment Pranav R. Ghai and Alexander M. Rapp, Co-Founders, Calcbench, Inc.
Public Comment Dale White

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-19
Release Number
33-10619
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