(Click here for meetings with SEC officials)
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Jan. 15, 2020 | David A. Sirignano, Esquire, Partner, Morgan, Lewis Bockius, LLP |
Oct. 9, 2019 | Lourdes Peres |
Jul. 18, 2019 | Richard F. Morris, General Counsel, ProShare Advisors LLC |
Jul. 3, 2019 | Robert F. Buckholz, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association |
Jun. 26, 2019 | William Rhind, CEO, GraniteShares |
Jun. 21, 2019 | Katherine S. McKinley, General Counsel, State Street Global Advisors |
Jun. 13, 2019 | Gifford R. Zimmerman, Managing Director and Associate General Counsel, TIAA |
Jun. 12, 2019 | David B. Smith, Executive Vice President and General Counsel, Mutual Fund Directors Forum |
Jun. 10, 2019 | Joseph Glatt, Chairman, Coalition for Business Development |
Jun. 10, 2019 | John P. Love, President and Chief Executive Officer, United States Commodity Funds LLC |
Jun. 10, 2019 | Jeffrey H. Kupor, Head of Legal, Americas, Invesco Ltd. |
Jun. 10, 2019 | Dechert LLP |
Jun. 10, 2019 | Jirí Król, Deputy CEO, Global Head, Alternative Credit Council |
Jun. 10, 2019 | IRIS Business Services Limited |
Jun. 10, 2019 | Joseph R. Cavatoni, President, World Gold Council |
Jun. 10, 2019 | Susan Olson, General Counsel, Investment Company Institute |
Jun. 10, 2019 | Anthony Chereso, President & CEO, Institute for Portfolio Alternatives (IPA), |
Jun. 10, 2019 | Campbell Pryde, President and CEO, XBRL US |
Jun. 10, 2019 | Sidley Austin LLP |
Jun. 5, 2019 | Aseel M. Rabie, Managing Director and Associate General Counsel, Managing Director and Associate General Counsel |
May 13, 2019 | Pranav R. Ghai and Alexander M. Rapp, Co-Founders, Calcbench, Inc. |
Apr. 3, 2019 | Dale White |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Feb. 7, 2020 | Memorandum from the Office of Chairman Jay Clayton regarding a February 7, 2020, meeting with industry participants |
Feb. 4, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an January 16, 2020, meeting with representatives of World Gold Council |
Oct. 22, 2019 | Memorandum from the Division of Investment Management regarding an October 9, 2019, meeting with representatives of World Gold Council, et al. |