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(Click here for meetings with SEC officials)
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| Jun. 16, 2022 | John Kennedy, United States Senator et al. |
| May 3, 2021 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Dec. 17, 2020 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Dec. 13, 2020 | David Arkules, Alex Victor And Associates, LLC |
| Dec. 13, 2020 | David Arkules |
| Dec. 11, 2020 | Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel & Corporate Secretary, NYSE |
| Dec. 4, 2020 | Howard Meyerson, Managing Director, Financial Information Forum |
| Dec. 4, 2020 | Micheal Simon, CAT NMS Plan Operating Committee Chair |
| Dec. 2, 2020 | Jeffrey S. Davis on behalf of Nasdaq, Inc., Senior Vice President, General Counsel, Nasdaq, Inc. |
| Dec. 2, 2020 | Shelly Bohlin, President Chief Operating Officer, FINRA CAT, LLC |
| Dec. 2, 2020 | Jennifer W. Han, Managing Director & Counsel, Regulatory Affairs, Managed Funds Association |
| Dec. 2, 2020 | Patrick Sexton,
Executive Vice President, General Counsel, Cboe Global Markets, Inc. and Greg D. Hoogasian, Senior Vice President, Chief Regulatory Officer, Cboe Global Markets, Inc. |
| Dec. 2, 2020 | Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel & Corporate Secretary, NYSE |
| Nov. 30, 2020 | Lev Bagramian, Senior Securities Policy Advisor, Better Markets |
| Nov. 30, 2020 | Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc. |
| Nov. 30, 2020 | Blair Anderson, Director, AWS Public Policy |
| Nov. 30, 2020 | Stephan Wolf, CEO, Global Legal Entity Identifier Foundation |
| Nov. 30, 2020 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Nov. 30, 2020 | Peter Salmon, Senior Director, Technology and Cybersecurity, Investment Company Institute |
| Nov. 30, 2020 | Thomas Tesauro, President, Fidelity Capital Markets, Fidelity Investments |
| Nov. 30, 2020 | Ellen Greene,
Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association |
| Nov. 30, 2020 | Kelvin To,
Founder and President, Data Boiler Technologies, LLC |
| Nov. 30, 2020 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Nov. 30, 2020 | Scott W. Bauguess, PhD, Clinical Associate Professor of Finance, McCombs School of Business, University of Texas at
Austin |
| Nov. 24, 2020 | Marcie Frost, Chief Executive Officer, California Public Employees Retirement System (CalPERS) |
| Oct. 5, 2020 | Peter Schwartz, Systemic Risk Regulator |
| Oct. 1, 2020 | Peter Schwartz |
| Aug. 22, 2020 | Gary Troyanowski |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 12, 2024 | Memorandum from the Division of Trading and Markets regarding a March 12, 2024 meeting with representatives of the Financial Industry Regulatory Authority ("FINRA") |
| Sep. 14, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 14, 2022 meeting with representatives of SIFMA |
| Aug. 16, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA |
| Jul. 22, 2022 | Memorandum from the Office of the Chair regarding a July 22, 2022 meeting with representatives of FINRA |
| Jul. 8, 2022 | Memorandum from the Office of the Chair regarding a May 18, 2022 meeting with representatives of CAT LLC and FINRACAT |
| Jun. 15, 2022 | Memorandum from the Office of the Chair regarding a June 15, 2022 meeting with representatives of the RAND Corporation |
| May 18, 2022 | Memorandum from the Office of the Chair regarding a May 18, 2022 meeting with representatives of CAT LLC and FINRACAT |
| Mar. 3, 2022 | Memorandum from the Policy Counsel for Trading and Markets, Office of the Chair regarding a March 3, 2022 meeting with representatives from Cboe |
| Mar. 1, 2022 | Memorandum from the Policy Counsel for Trading and Markets, Office of the Chair regarding a March 1, 2022 meeting with representatives from MayStreet |
| Jan. 26, 2022 | Memorandum from the Office of the Chairman regarding a January 26, 2022 meeting with Representatives of NYSE |
| Jan. 25, 2022 | Memorandum from the Office of the Chairman regarding a January 25, 2022 meeting with Representatives of Nasdaq |
| Dec. 14, 2021 | Memorandum from the Division of Trading and Markets regarding a December 10, 2021, meeting with representatives of FINRA |
| Nov. 18, 2021 | Memorandum from the Division of Trading and Markets regarding a November 18, 2021, meeting with representatives of FINRA |
| Oct. 22, 2021 | Memorandum from the Policy Counsel Office regarding an October 22, 2021, meeting with representatives from the Securities Industry and Financial Markets Association |
| Oct. 18, 2021 | Memorandum from the Division of Trading and Markets regarding an October 14, 2021, meeting with representatives of FINRA |
| Sep. 8, 2021 | Memorandum from the Division of Trading and Markets regarding a September 7, 2021, meeting with Representatives of FINRA |
| Aug. 4, 2021 | Memorandum from the Division of Trading and Markets regarding a June 24, 2021, meeting with Representatives of FINRA |
| Apr. 23, 2021 | Memorandum from the Office of the Investor Advocate regarding an April 23, 2021 meeting with the Council of Institutional Investors |
| Feb. 22, 2021 | Memorandum from the Office of Commissioner Elad Roisman regarding a February 8, 2021, meeting with Representatives of SIFMA |
| Feb. 8, 2021 | Memorandum from the Division of Trading and Markets regarding a February 3, 2021, meeting with Representatives of the Securities Industry and Financial Markets Association |
| Dec. 9, 2020 | Memorandum from the Division of Trading and Markets regarding a November 16, 2020, meeting with Representatives of Amazon Web Services, Inc. |
| Dec. 8, 2020 | Memorandum from the Division of Trading and Markets regarding a September 11, 2020, meeting with Representatives of the Securities Industry and Financial Markets Association |
