Comments on Proposed Rule: Regulation Best Interest

[Release No. 34-83062; File No. S7-07-18]

Submitted Comments

(Click here for meetings with SEC officials)
May 13, 2018 Robert Shaw, Owner, Shaw Financial Services
May 8, 2018 Anonymous
May 8, 2018 Anonymous
May 7, 2018 Anonymous
May 1, 2018 Julian Heron
Apr. 26, 2018 David John Marotta, Columnist and Registered Investment Advisor
Apr. 24, 2018 Sergeant Major Retired Jackson
Apr. 23, 2018 John Wahh
Apr. 20, 2018 Michael Kulis
Apr. 20, 2018 Peter Crowley
Apr. 19, 2018 Robert Rutowski
Apr. 19, 2018 Maxwell Patrick
Apr. 19, 2018 Charles K. Olson
Apr. 19, 2018 Jerry Vertal
Apr. 19, 2018 Kenneth M. Phillips
Apr. 19, 2018 Maxwell A. Coulliette, President, One Financial Advisors
Apr. 19, 2018 Elizabeth Copley, Esquire, FINRA Arbitrator

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 24, 2018 Memorandum from the Office of the Chairman regarding a May 24, 2018, meeting with representatives of the National Association of Insurance Commissioners
May 22, 2018 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab
May 18, 2018 Memorandum from the Office of the Investor Advocate regarding a May 18, 2018, telephone meeting with representatives of Donnelley Financial Solutions
May 18, 2018 Memorandum from the Division of Trading and Markets regarding a May 16, 2018, meeting with representatives of Empower Retirement
May 18, 2018 Memorandum from the Division of Trading and Markets regarding a May 16, 2018, meeting with representatives of SIFMA
May 11, 2018 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 9, 2018, meeting with representatives of AXA Equitable Life Insurance Company
May 10, 2018 Memorandum from the Office of the Chairman regarding a May 9, 2018, meeting with representatives of AXA Equitable Life Insurance Company
May 10, 2018 Memorandum from the Office of the Investor Advocate regarding a May 10, 2018, meeting with a representative of the Institute for the Fiduciary Standard
May 10, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO
May 10, 2018 Memorandum from the Division of Trading and Markets regarding an April 30, 2018, meeting with representatives of Primerica
May 10, 2018 Memorandum from the Division of Trading and Markets regarding a May 9, 2018, meeting with representatives of AIG
May 9, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 9, 2018, meeting with representatives of AARP
May 9, 2018 Memorandum from the Office of the Chairman regarding a May 7, 2018, meeting with representatives of AARP
Apr. 30, 2018 Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 30, 2018, meeting with representatives of the Institute for the Fiduciary Standard