Comments on Proposed Rule: Regulation Best Interest

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,114
B: 251
C: 129
D: 1,121
E: 51
F: 11
G: 95
H: 11

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Knut A. Rostad, President, Institute for the Fiduciary Standard and Deborah S. Bosley, Ph.D, Founder and Principal, The Plain Language Group, LLC
Public Comment William Michael Cunningham
Public Comment William Michael Cunningham, Creative Investment Research
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 21, 2019, meeting with representatives of BNY Mellon/Pershing
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 8, 2019, meeting with representatives of Edelman Financial Engines
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a May 9, 2019, meeting with representatives of the American Council of Life Insurers
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 11, 2019, meeting with representatives of AFL-CIO, et al.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 28, 2019, telephone meeting with representatives of Edelman Financial Engines
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 20, 2019, meeting with representatives of TD Ameritrade
Public Comment Sharon Cheever, Senior Vice President and General Counsel, Pacific Life Insurance Company
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 20, 2019, meeting with a representative of the Institute for the Fiduciary Standard
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 8, 2019, meeting with representatives of the North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 10, 2019, meeting with representatives of the Institute for Portfolio Alternatives (IPA)
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 11, 2019, meeting with representatives of the Investment Adviser Association (IAA)
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 15, 2019, meeting with representatives of the National Association of Insurance and Financial Advisors (NAIFA)
Public Comment Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 13, 2019, meeting with representatives of the Florida International Bankers Association
Public Comment Steven W. Stone and Brian J. Baltz, Morgan, Lewis & Bockius LLP
Meeting with SEC Officials Memorandum from the Divisions of Trading and Markets and Investment Management regarding the April 4, 2019, SEC Investor Advocacy Clinic Summit
Public Comment Heather Slavkin Corzo, AFL-CIO, et al.
Public Comment Michael Pieciak, President, North American Securities Administrators Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an April 22, 2019, meeting with representatives of the North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an April 16, 2019, meeting with representatives of Janney Montgomery Scott
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding an April 3, 2019, phone meeting with Department of Labor economists
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an April 9, 2019, meeting with representatives of the Institute for Portfolio Alternatives (IPA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 11, 2019, meeting with representatives of the Investment Adviser Association (IAA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 9, 2019, meeting with representatives of the Institute for Portfolio Alternatives (IPA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson, Jr. regarding an April 8, 2019, meeting with representatives of the Institute for the Fiduciary Standard
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson, Jr. regarding an April 9, 2019, meeting with representatives of the Institute for Portfolio Alternatives
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson, Jr. regarding an April 4, 2019 meeting with representatives of the Investment Company Institute (ICI)

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-18
Release Number
34-83062
Related Materials
How to submit comments