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Comments on Proposed Rule: Amendment to Single Issuer Exemption for Broker-Dealers

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Date Sort descending	Letter Type	Commenter Name
Oct. 24, 2018	Public Comment	Howard Feigenbaum, Sharemaster
Sept. 24, 2018	Public Comment	Amr A. Daoud

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-21-18

Release Number

34-84225

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Proposed Rule: Amendment to Single Issuer Exemption for Broker-Dealers

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Comments on Proposed Rule: Amendment to Single Issuer Exemption for Broker-Dealers

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