The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate. No more than three Commissioners can be members of the same political party.
Divisions & Offices
The SEC’s tasks and responsibilities are allocated among divisions and offices with expertise in specific areas.
Regional Offices
The SEC has regional offices spread throughout the country to help with enforcement and examination functions.
Advisory Committees
The SEC’s advisory committees provide perspectives, advice, and recommendations to Commissioners and staff.
SEC Careers
Last Reviewed or Updated: Jan. 23, 2025