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Comments on Proposed Rule: Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940

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Date Sort descending	Letter Type	Commenter Name
Jan. 16, 2020	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a January 15, 2020, meeting with representatives of the Investment Company Institute
Dec. 21, 2019	Public Comment	Ed Snoke
Dec. 4, 2019	Public Comment	Michael W. Mundt, Partner, Stradley Ronon Stevens & Young, LLP
Nov. 29, 2019	Public Comment	Brett Palmer, President, Small Business Investor Alliance
Nov. 29, 2019	Public Comment	Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management Research Company
Nov. 29, 2019	Public Comment	John Smith
Nov. 27, 2019	Public Comment	Gail C. Bernstein, General Counsel, Investment Adviser Association
Nov. 27, 2019	Public Comment	Timothy W. Cameron, Head, SIFMA Asset Management Group
Nov. 26, 2019	Public Comment	Jason Mulvihill, Chief Operating Officer General Counsel, American Investment Council
Nov. 26, 2019	Public Comment	Michael J. Triessl, Senior Vice President and Senior Counsel, Capital Research and Management Company
Nov. 26, 2019	Public Comment	Susan M. Olson, General Counsel, Investment Company Institute
Nov. 14, 2019	Public Comment	Abigail Najera, Staff Accountant, Leverpoint Management
Nov. 6, 2019	Public Comment	Kathleen Crowley
Oct. 20, 2019	Public Comment	Diane Smith

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-19-19

Release Number

IC-33658

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