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Comments on Proposed Rule: Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail

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Date Sort descending	Letter Type	Commenter Name
Oct. 28, 2019	Public Comment	Christopher Bok, Director, Financial Information Forum (FIF)
Oct. 28, 2019	Public Comment	Christopher Iacovella, Chief Executive Officer, American Securities Association
Oct. 28, 2019	Public Comment	Dennis M. Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets, Inc.
Oct. 28, 2019	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an October 28, 2019, meeting with representatives of the Managed Funds Association
Oct. 28, 2019	Public Comment	Michael Simon, Chair, CAT NMS Plan Operating Committee
Oct. 28, 2019	Public Comment	Theodore R. Lazo, Managing Director and Associate General Counsel, and Ellen Greene, Managing Director, Financial Services Operations; SIFMA
Oct. 28, 2019	Public Comment	Thomas Tesauro, President, Fidelity Capital Markets
Oct. 3, 2019	Meeting with SEC Officials	Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 3, 2019, meeting with representatives of Nasdaq
May 1, 2018	Public Comment	Brett Redfearn, Director, Division of Trading and Markets, U.S. Securities and Exchange Commission

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-13-19

Release Number

34-86901

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