Comments on Proposed Rule: Solicitations of Interest Prior to a Registered Public Offering

[Release No. 33-10607; File No. S7-01-19]

Submitted Comments

Apr. 30, 2019 Cleary Gottlieb Steen & Hamilton LLP
Apr. 30, 2019 Peter J. Germain, Chief Legal Officer, Federated Investors, Inc.
Apr. 29, 2019 Dennis Kelleher, President and CEO, et al., Better Markets
Apr. 29, 2019 Kenneth E. Bentsen, President and CEO, SIFMA
Apr. 29, 2019 John A. Zecca, Senior Vice President, General Counsel North Ameri, Nasdaq, Inc.
Apr. 29, 2019 Dechert LLP
Apr. 29, 2019 Susan Olson, General Counsel, Investment Company Institute
Apr. 29, 2019 Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce
Apr. 29, 2019 Sullivan & Cromwell LLP
Apr. 29, 2019 Cathy Scott, Director, Fixed Income Forum, On behalf of The Credit Roudtable
Apr. 29, 2019 Davis Polk & Wardwell LLP
Apr. 26, 2019 S. Lara Ameri, J.D. Candidate, Boston College Law School
Apr. 26, 2019 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Apr. 18, 2019 Austin J. Rahskopf
Apr. 10, 2019 Cravath, Swaine & Moore LLP
Mar. 30, 2019 Raymond Kenneth Petry, CEO
Mar. 18, 2019 Brenda Hamilton, Esq., Hamilton & Associates Law Group, P.A.
Mar. 8, 2019 Bayley Clark
Mar. 4, 2019 Clint Anderson
Feb. 25, 2019 Monica Stuchlik, Owner, Colorado Accounting and Consulting, Inc.

Meetings with SEC Officials

(Click here for submitted comments from the public)
Apr. 11, 2019 Memorandum from the Office of the Investor Advocate regarding an April 10, 2019, meeting with representatives of The Credit Roundtable
Mar. 13, 2019 Memorandum from the Office of the Investor Advocate regarding a March 6, 2019, telephone meeting with a representative of The Credit Roundtable