Comments on Proposed Rule: Solicitations of Interest Prior to a Registered Public Offering

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a September 11, 2019, meeting with representatives of Better Markets
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an August 12, 2019, meeting with representatives of Better Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 20, 2019, meeting with representatives of Better Markets
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 31, 2019, meeting with representatives of Better Markets
Public Comment Cleary Gottlieb Steen & Hamilton LLP
Public Comment Peter J. Germain, Chief Legal Officer, Federated Investors, Inc.
Public Comment Cathy Scott, Director, Fixed Income Forum, On behalf of The Credit Roudtable
Public Comment Davis Polk & Wardwell LLP
Public Comment Dechert LLP
Public Comment Dennis Kelleher, President and CEO, et al., Better Markets
Public Comment John A. Zecca, Senior Vice President, General Counsel North Ameri, Nasdaq, Inc.
Public Comment Kenneth E. Bentsen, President and CEO, SIFMA
Public Comment Sullivan & Cromwell LLP
Public Comment Susan Olson, General Counsel, Investment Company Institute
Public Comment Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce
Public Comment Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment S. Lara Ameri, J.D. Candidate, Boston College Law School
Public Comment Austin J. Rahskopf
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding an April 10, 2019, meeting with representatives of The Credit Roundtable
Public Comment Cravath, Swaine & Moore LLP
Public Comment Raymond Kenneth Petry, CEO
Public Comment Brenda Hamilton, Esq., Hamilton & Associates Law Group, P.A.
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a March 6, 2019, telephone meeting with a representative of The Credit Roundtable
Public Comment Bayley Clark
Public Comment Clint Anderson
Public Comment Monica Stuchlik, Owner, Colorado Accounting and Consulting, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-19
Release Number
33-10607
Related Materials
How to submit comments