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(Click here for meetings with SEC officials)
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| Apr. 30, 2019 | Cleary Gottlieb Steen & Hamilton LLP |
| Apr. 30, 2019 | Peter J. Germain, Chief Legal Officer, Federated Investors, Inc. |
| Apr. 29, 2019 | Dennis Kelleher, President and CEO, et al., Better Markets |
| Apr. 29, 2019 | Kenneth E. Bentsen, President and CEO, SIFMA |
| Apr. 29, 2019 | John A. Zecca, Senior Vice President, General Counsel North Ameri, Nasdaq, Inc. |
| Apr. 29, 2019 | Dechert LLP |
| Apr. 29, 2019 | Susan Olson, General Counsel, Investment Company Institute |
| Apr. 29, 2019 | Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce |
| Apr. 29, 2019 | Sullivan & Cromwell LLP |
| Apr. 29, 2019 | Cathy Scott, Director, Fixed Income Forum, On behalf of The Credit Roudtable |
| Apr. 29, 2019 | Davis Polk & Wardwell LLP |
| Apr. 26, 2019 | S. Lara Ameri, J.D. Candidate, Boston College Law School |
| Apr. 26, 2019 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Apr. 18, 2019 | Austin J. Rahskopf |
| Apr. 10, 2019 | Cravath, Swaine & Moore LLP |
| Mar. 30, 2019 | Raymond Kenneth Petry, CEO |
| Mar. 18, 2019 | Brenda Hamilton, Esq., Hamilton & Associates Law Group, P.A. |
| Mar. 8, 2019 | Bayley Clark |
| Mar. 4, 2019 | Clint Anderson |
| Feb. 25, 2019 | Monica Stuchlik, Owner, Colorado Accounting and Consulting, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Sep. 11, 2019 | Memorandum from the Division of Corporation Finance regarding a September 11, 2019, meeting with representatives of Better Markets |
| Aug. 30, 2019 | Memorandum from the Office of the Chairman regarding an August 12, 2019, meeting with representatives of Better Markets |
| Aug. 27, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 20, 2019, meeting with representatives of Better Markets |
| May 31, 2019 | Memorandum from the Division of Corporation Finance regarding a May 31, 2019, meeting with representatives of Better Markets |
| Apr. 11, 2019 | Memorandum from the Office of the Investor Advocate regarding an April 10, 2019, meeting with representatives of The Credit Roundtable |
| Mar. 13, 2019 | Memorandum from the Office of the Investor Advocate regarding a March 6, 2019, telephone meeting with a representative of The Credit Roundtable |
