Proposed

Release Number SEC Issue Date File Number Details
IC-21217 S7-22-95 Money Market Fund Quarterly Reporting
Federal Register version (60 FR 38467)
33-7183 S7-13-95 Use of Abbreviated Financial Statements in Documents Delivered to Investors Pursuant to the Securities Act of 1933 and Securities Exchange Act of 1934
Federal Register version (60 FR 35604)
33-7184 S7-14-95 Streamlining and Consolidation of Executive and Director Compensation Disclosure
Comments Due: September 8, 1995
View Received Comments
See Also - 1995 Comments received electronically are available
Federal Register version (60 FR 35633)
33-7188 S7-18-95 Solicitations of Interest Prior to an Initial Public Offering
Federal Register version (60 FR 35648)
34-34923 S7-31-94 Disclosure Concerning Legal Proceedings Involving Management, Promoters, Control Persons and Others
Federal Register version
35-26312, 35-26826 S7-11-95 Exemption of Issuance and Sale of Securities By Public-Utility and Nonutility Subsidiary Companies of Registered Public-Utility Holding Companies
Federal Register version (60 FR 33640)
35-26313 S7-12-95 Exemption of Acquisition By Registered Public-Utility Holding Companies of Securities of Nonutility Companies Engaged in Certain Energy-Related and Gas-Related Businesses; Exemption of Capital Contributions and Advances to Such Companies
Federal Register version (60 FR 33642)
35-26312, 35-26826 S7-11-95 Exemption of Issuance and Sale of Securities By Public-Utility and Nonutility Subsidiary Companies of Registered Public-Utility Holding Companies
Federal Register version (60 FR 33640)
34-35375 S7-5-95 Disclosure by Investment Advisers Regarding Soft Dollar Practices
Federal Register version (60 FR 9750)
34-35323 S7-4-95 Unlisted Trading Privileges
Federal Register version (60 FR 7718)
33-7133 S7-3-95 Registration Fees for Certain Investment Companies
Federal Register version (60 FR 7146)
34-35040 S7-35-94 Proposed Amendments to the Transfer Agent Rules
Federal Register version
34-34903 S7-30-94 Internalized/Affiliate Practices, Payment for Order Flow and Order Routing Practices
Federal Register version
34-34753 S7-28-94 Customer Limit Orders
View Received Comments
See Also - S7-28-94 Comments received electronically are available
Federal Register version
34-26100 S7-20-88 Amendments to Municipal Securities Disclosure