Comments on Request for Comment on the Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers

[Release Nos. 34-93169; IC-34389; File No. S7-11-21]

Submitted Comments

 (Click here for meetings with SEC officials)
Jan. 10, 2022 Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs
Dec. 24, 2021 Sean Collins, Chief Economist, Investment Company Institute
Dec. 16, 2021 Nicholas Benes, CEO, The Board Director Training Institute of Japan
Dec. 14, 2021 Sean D. Reyes, Attorney General of Utah, Marlo M. Oaks, CFA, CAIA, Treasurer, State of Utah and John Dougall, Utah State Auditor
Dec. 14, 2021 Dylan H. Bruce, Financial Services Counsel, Consumer Federation of America
Dec. 14, 2021 James McRitchie, Shareholder Advocate and Publisher, Corporate Goverance
Dec. 14, 2021 Boris Khentov, Head of Sustainable Investing, Betterment LLC
Dec. 14, 2021 Brian Privor, Chief Regulatory Officer, Ultimus Fund Solutions
Dec. 14, 2021 Lorraine Kelly, Head of Governance Solutions, Institutional Shareholder Services Inc.
Dec. 14, 2021 Robert Stewart, Tax and Disclosure Advocate, Public Citizen
Dec. 14, 2021 Stephan Wolf, CEO, GLEIF
Dec. 14, 2021 Principles for Responsible Investment
Dec. 14, 2021 Nichol Garzon. SVP, General Counsel, Glass Lewis and John Wieck, Chief Operating Officer, Glass Lewis
Dec. 14, 2021 Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Dec. 14, 2021 Amy M. O’Brien, Executive Vice President, Head of Responsible Investment Division, Teachers Insurance and Annuities Association of America and Yves P. Denizé, Senior Managing Director, Division General Counsel, Teachers Insurance and Annuities Association of America
Dec. 14, 2021 Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Dec. 14, 2021 Jennifer W. Han, Executive Vice President, Chief Counsel& Head of Regulatory Affairs, Managed Funds Association
Dec. 14, 2021 Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Dec. 14, 2021 Jessica Burt, Managing Director, BlackRock Investment Stewardship and Elizabeth Kent, Managing Director, Global Public Policy Group
Dec. 14, 2021 Douglas B. Sieg, Managing Partner, Lord Abbett
Dec. 14, 2021 Steven M. Rothstein, Managing Director, Ceres Accelerator for Sustainable Capital Markets
Dec. 14, 2021 Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Jason Grimes, Senior Counsel, Better Markets, Inc.
Dec. 14, 2021 David B. Smith, Jr., General Counsel, Mutual Fund Directors Forum
Dec. 14, 2021 John Galloway, Principal and Investment Stewardship Officer, The Vanguard Group, Inc.
Dec. 14, 2021 Francis Garritt, RMA Director Securities Lending and Mark Whipple, RMA Chair Securities Lending
Dec. 14, 2021 Jiøí Król, Deputy CEO, Global Head of Government Affairs, AIMA
Dec. 14, 2021 Anne Kruczek, EVP, Head of Responsible Investing Office, Federated Hermes, Inc. and Jonathan Haymon, VP, Director of Proxy Voting, Federated Hermes, Inc.
Dec. 14, 2021 Melissa Walton, Executive Compensation & Say on Climate Associate, As You Sow
Dec. 14, 2021 Paul P. Andrews, Managing Director, Research, Advocacy and Standards, CFA Institute, Matt Orsagh, Senior Director, Policy Advocacy, CFA Institute and Jeff Mahoney, General Counsel, Council of Institutional Investors
Dec. 14, 2021 Gail C. Bernstein, General Counsel, Investment Adviser Association
Dec. 14, 2021 Campbell Pryde, President and CEO, XBRL US, Inc.
Dec. 14, 2021 Sarah Bessin, Associate General Counsel, and Susan Olson, General Counsel, Investment Company Institute
Dec. 13, 2021 James McRitchie, Shareholder Advocate and Publisher, Corporate Goverance
Dec. 13, 2021 James McRitchie, Shareholder Advocate and Publisher, Corporate Governance
Dec. 13, 2021 Gary Goldsholle, Executive Vice President, Chief Regulatory Officer & General Counsel, Long-Term Stock Exchange, Inc.
Dec. 13, 2021 Morningstar, Inc.
Dec. 13, 2021 Frederick Alexander, Chief Executive Officer, The Shareholder Commons and Holly Ensign-Barstow, Director of Stakeholder Governance and Policy, B Lab US/CAN
Dec. 13, 2021 Michelle Dunstan SVP, Global Head of Responsible Investment, and Diana Lee, Director of Corporate Governance, AllianceBernstein
Dec. 9, 2021 Scott Shepard, Director, Free Enterprise Project, National Center for Public Policy Research, The National Center
Dec. 7, 2021 Jeffrey S. Davis, Executive Director, Seattle City Employees’ Retirement System
Nov. 23, 2021 Mari-Anne Pisarri, Pickard Djinis and Pisarri LLP
Nov. 22, 2021 John C. Friess, University of Michigan Law School
Nov. 18, 2021 Heather Rhee
Nov. 11, 2021 Caleb N. Griffin, Assistant Professor, University of Arkansas School of Law, Brian R. Knight, Director and Senior Research Fellow, Program on Innovation and Governance, Mercatus Center at George Mason University and Andrew N. Vollmer, Senior Affiliated Scholar, Mercatus Center at George Mason University
Nov. 1, 2021 Martin Schmalz
Oct. 28, 2021 John A. Jensen, Retail Investor
Oct. 18, 2021 Alan Reid, Financial Services
Oct. 15, 2021 Kyle Ratcliff
Oct. 12, 2021 Ali-Reza Vahabzadeh, Vice President - Head of Membership, Chief of Staff, ESG Policy Co-Lead American Sustainable Business Council
Oct. 8, 2021 Ricardo Flores, Customer Service
Oct. 8, 2021 Christopher Pearce
Oct. 8, 2021 Anonymous
Oct. 8, 2021 Anonymous
Oct. 7, 2021 Jason Horein, Lead Marketing Agent
Oct. 7, 2021 Chad Allen Morrison, Middle Class Retail Investment
Oct. 7, 2021 Jordan, Hedge Fund Expose
Oct. 7, 2021 Brian, Retail Investor
Sep. 30, 2021 Robert Stewart, Individual Investor

Meetings with SEC Officials

 (Click here for submitted comments from the public)
Jun. 9, 2022 Memorandum from Division of Investment Management regarding a June 9, 2022 videoconference with representatives of BNY Mellon
May 25, 2022 Memorandum from the Division of Investment Management regarding a March 2, 2022 videoconference with representatives of Investment Company Institute
May 10, 2022 Memorandum from the Division of Investment Management: regarding a May 10, 2022 meeting with representatives of J.P. Morgan
May 3, 2022 Memorandum from the Division of Investment Management regarding a May 3, 2022 meeting with representatives of State Street
Mar. 25, 2022 Memorandum from the Office of Commissioner Hester Peirce regarding a March 14, 2022 meeting with representatives of the Investment Company Institute (ICI)
Feb. 9, 2022 Memorandum from the Division of Investment Management regarding a February 8, 2022, virtual meeting with representatives of the Managed Funds Association
Jan. 13, 2022 Memorandum from the Division of Investment Management regarding a January 13, 2022, teleconference with representatives of Morningstar
Nov. 8, 2021 Memorandum from the Office of Commissioner Allison Herren Lee regarding a November 8, 2021, virtual meeting with representatives from Betterment

Request for Comments on the Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers

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