Comments on Proposed Rule: Use of Derivatives by Registered Investment Companies and Business Development Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 75
B: 235

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Chairman regarding a September 29, 2020, meeting with representatives of the Board of Governors of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 22, 2020 meeting with representatives of the Securities Industry and Financial Markets Association Asset Management Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 14, 2020, meeting with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 19, 2020 meeting with representatives of SIFMA-AAG
Public Comment Andrei Knight
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 16, 2020, meeting with representatives of the SIFMA-AMG
Public Comment Adam Palmer
Public Comment Almas Yousuf
Public Comment Andrew Wood
Public Comment Andy Petajan
Public Comment Anthony Esposito
Public Comment Anthony Thomas
Public Comment Baleshwara Indharapu
Public Comment Benjamin Leader
Public Comment Bernard Roller
Public Comment Bill Johnson
Public Comment Brett Morehouse
Public Comment Brian Dueber
Public Comment Brian Zajdel
Public Comment Callum Osborne
Public Comment Charles Cocks
Public Comment David Bierdeman
Public Comment David Byrnes
Public Comment David Sanders
Public Comment Dawn Osselmann
Public Comment E. Wilson
Public Comment Elesh Shah
Public Comment Eric Kanter
Public Comment Francis Anthony
Public Comment Frank Csar

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-24-15
Release Number
34-87607
IA-5413
IC-33704
Related Materials
How to submit comments