Comments on Proposed Rule: Amendments to the Commission’s Whistleblower Program Rules

[Release No. 34-83557; File No. S7-16-18]

Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type
A: 1,379
B: 2,198
C: 109,702
 
Sep. 21, 2020 Stephen M. Kohn, Michael D. Kohn, David K. Colapinto and Siri E. Nelson, Kohn, Kohn, and Colapinto, LLP
Sep. 17, 2020 Sherrod Brown, Jack Reed, Elizabeth Warren, Patrick Leahy, Chris Van Hollen and Christopher A. Coons, Members of Congress
Sep. 15, 2020 Hassan Nasori Tehrani, Professor of Economics
Sep. 10, 2020 Stephen M. Kohn, Michael D. Kohn, David K. Colapinto and Siri E. Nelson, Kohn, Kohn, and Colapinto, LLP
Sep. 9, 2020 Terry S. Davis
Sep. 8, 2020 Dennis and Susan Kepner
Sep. 3, 2020 Tracey Archer
Sep. 3, 2020 Marian Severt
Sep. 1, 2020 Roberta Parrish
Sep. 1, 2020 Mark Coates
Aug. 28, 2020 Madhuri Trivedi
Jun. 25, 2020 Anonymous
Jan. 16, 2020 Stephen M. Kohn, et al., Kohn, Kohn & Colapinto, LLP
Jan. 8, 2020 Stephen M. Kohn, et al., Kohn, Kohn & Colapinto, LLP
Dec. 23, 2019 Stephen M. Kohn, et al., Kohn, Kohn & Colapinto, LLP
Dec. 10, 2019 Stephen M. Kohn, et al., Kohn, Kohn & Colapinto, LLP
Nov. 22, 2019 Stephen M. Kohn, et al., Kohn, Kohn, and Colapinto, LLP
Nov. 18, 2019 Anonymous-136
Nov. 16, 2019 Terry Brown
Oct. 25, 2019 Scott Latham, CPA
Oct. 25, 2019 Sean X. McKessy, Partner, Phillips & Cohen LLP
Oct. 22, 2019 Anonymous-135
Oct. 22, 2019 Anonymous-134
Oct. 21, 2019 Stephen M. Kohn, et al., Kohn, Kohn, and Colapinto, LLP
Oct. 19, 2019 John Young
Oct. 19, 2019 Edward Main
Oct. 18, 2019 John Kostyak, Executive Director, National Whistleblower Center
Oct. 17, 2019 Commenter Anonymous-9
Oct. 16, 2019 Stephen M. Kohn, et al., Kohn, Kohn, and Colapinto, LLP
Oct. 11, 2019 Paul Steffen
Oct. 11, 2019 Janet Parker
Oct. 8, 2019 Stephen M. Kohn, Kohn, et al., Kohn & Colapinto, LLP
Oct. 3, 2019 John Kostyack, Executive Director, National Whistleblower Center
Oct. 3, 2019 Michele Shimizu
Sep. 12, 2019 Stephen M. Kohn, Kohn, Kohn & Colapinto, LLP
Sep. 5, 2019 Julia Buck
Aug. 29, 2019 Eileen Morrell
Aug. 21, 2019 Kathleen Drury
Aug. 21, 2019 Susan DeHart
Aug. 15, 2019 Sherron Watkins
Jun. 5, 2019 Richard Jansson
May 28, 2019 Amanda M. Rose, Professor of Law, Vanderbilt University
May 6, 2019 Stephen M. Kohn, et al., Kohn, Kohn & Colapinto, LLP
Feb. 24, 2019 Terry Davis
Jan. 4, 2019 Anonymous-133
Jan. 4, 2019 Anonymous-132
Jan. 2, 2019 Taylor S. Amarel
Dec. 18, 2018 Taylor Amarel
Dec. 14, 2018 Stephen M. Kohn, Executive Director, et al., National Whistleblower Center
Nov. 19, 2018 Per Krook
Nov. 16, 2018 Taylor S. Amarel
Nov. 9, 2018 Taylor S. Amarel
Nov. 4, 2018 Anonymous-124
Oct. 31, 2018 Anonymous-123
Oct. 29, 2018 Anonymous-122
Oct. 19, 2018 Joe Sanders
Oct. 17, 2018 Anonymous-121
Sep. 29, 2018 Mac Vineyard
Sep. 27, 2018 Joe Sanders
Sep. 19, 2018 Glenn Marcus
Sep. 18, 2018 Anat R. Admati, Faculty Director, Corporations and Society Initiative, and Graham Scott Steele, Director, Corporations and Society Initiative, Stanford University Graduate School of Business
Sep. 18, 2018 Liam Foster
Sep. 18, 2018 David Schwartz
Sep. 18, 2018 Robert M. Thomas, Jr., and Suzanne E. Durrell, Whistleblower Law Collaborative LLC
Sep. 18, 2018 Robert Patten, President and Chief Executive Officer, Taxpayers Against Fraud and the TAF Education Fund
Sep. 18, 2018 Anonymous-4
Sep. 18, 2018 Americans for Financial Reform Education Fund
Sep. 18, 2018 Stephen M. Kohn, Executive Director, National Whistleblower Center
Sep. 18, 2018 James H. Kaster, President, National Employment Lawyers Association
Sep. 18, 2018 Shanna Devine, Public Citizen
Sep. 18, 2018 Anonymous-9
Sep. 18, 2018 Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce, Center for Capital Markets Competitiveness
Sep. 18, 2018 Charles E. Grassley, Chairman, U.S. Senate Committee on the Judiciary
Sep. 18, 2018 Anonymous-12
Sep. 18, 2018 Dennis Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets
Sep. 18, 2018 Ira D. Hammerman, Executive Vice President and General Counsel, SIFMA
Sep. 18, 2018 Rae T. Vann, General Counsel, Center for Workplace Compliance
Sep. 18, 2018 Annie Bell, Pro Bono Weiquan
Sep. 17, 2018 Glen Anderson
Sep. 17, 2018 James Cunningham
Sep. 17, 2018 Stacy Rauch
Sep. 17, 2018 Linda Massey
Sep. 17, 2018 Harold Johnsen
Sep. 17, 2018 William A. Jacobson, Clinical Professor of Law, Cornell Law School and Director, Cornell Securities Law Clinic
Sep. 17, 2018 Gary L. Azorsky, Cohen Milstein Sellers & Toll PLLC
Sep. 17, 2018 Arthur "Two Sheds" Jackson
Sep. 17, 2018 Anonymous-20
Sep. 17, 2018 Richard Jansson (Note: redactions in original submission)
Sep. 17, 2018 Jane Turner, Chair of the Whistleblower Leadership Council, and Frederic Whitehurst, Chair of the Board, National Whistleblower Center
Sep. 17, 2018 Eileen Morrell, Senior Corporate Finance Professional
Sep. 15, 2018 Anonymous-24
Sep. 15, 2018 Anonymous-25
Sep. 15, 2018 Anonymous-26
Sep. 15, 2018 John Doe
Sep. 15, 2018 Anonymous-28
Sep. 15, 2018 Anonymous-29
Sep. 14, 2018 Atlee W. Wampler, III, Esq. and Ricardo A. Banciella, Esq., Wampler Buchanan Walker Chabrow Banciella & Stanley, P.A.
Sep. 14, 2018 Anonymous-31
Sep. 14, 2018 Peter Sivere
Sep. 14, 2018 Anonymous-33
Sep. 15, 2018 Anonymous-34
Sep. 14, 2018 Anonymous-35
Sep. 14, 2018 Harry Markopolos, Markopolos Research LLC
Sep. 14, 2018 Anonymous-37
Sep. 12, 2018 Bill Singer
Sep. 12, 2018 Taylor S. Amarel
Sep. 10, 2018 Joe Sanders
Sep. 10, 2018 Peter Sivere
Sep. 9, 2018 Anonymous-42
Sep. 9, 2018 Anonymous-43
Sep. 9, 2018 Anonymous-44
Sep. 9, 2018 Anonymous-45
Sep. 9, 2018 Anonymous-46
Sep. 9, 2018 Anonymous-47
Sep. 9, 2018 Anonymous-48
Sep. 9, 2018 Anonymous-49
Sep. 8, 2018 Anonymous-50
Sep. 8, 2018 Anonymous-51
Sep. 7, 2018 Anonymous-52
Sep. 3, 2018 Joe Sanders
Sep. 2, 2018 Peter Sivere
Sep. 2, 2018 Peter Sivere
Aug. 27, 2018 Peter Sivere
Aug. 27, 2018 Peter Sivere
Aug. 24, 2018 Anonymous-58
Aug. 23, 2018 Joe Sanders
Aug. 22, 2018 Mary Braud
Aug. 22, 2018 Terry Smith
Aug. 21, 2018 Peter Sivere
Aug. 21, 2018 Anonymous-63
Aug. 21, 2018 Anonymous-64
Aug. 21, 2018 Anonymous-65
Aug. 21, 2018 Anonymous-66
Aug. 21, 2018 Anonymous-67
Aug. 21, 2018 Anonymous-68
Aug. 20, 2018 Peter Sivere
Aug. 20, 2018 Anonymous-70
Aug. 20, 2018 Anonymous-71
Aug. 17, 2018 Anonymous-72
Aug. 17, 2018 Anonymous-73
Aug. 16, 2018 Peter Sivere
Aug. 16, 2018 Taylor S. Amarel
Aug. 15, 2018 Anonymous-76
Aug. 15, 2018 Anonymous-77
Aug. 14, 2018 Anonymous-78
Aug. 14, 2018 Peter Sivere
Aug. 9, 2018 Dom L. Laviola, StockShortData.com
Aug. 9, 2018 Joe Fischer
Aug. 2, 2018 Chris DiIorio
Jul. 31, 2018 Ben Wang
Jul. 30, 2018 Carrie Devorah
Jul. 30, 2018 David Addison
Jul. 29, 2018 Samantha Rondinelli
Jul. 29, 2018 G. Johnson
Jul. 28, 2018 Anonymous-88
Jul. 25, 2018 Anonymous-89
Jul. 24, 2018 Stephen M. Kohn, Stephen M. Kohn, and Michael D. Kohn David K. Colapinto, Kohn Kohn Colapinto, LLP
Jul. 20, 2018 Robert Anderson
Jul. 18, 2018 Glen Anderson
Jul. 18, 2018 Anonymous-92
Jul. 18, 2018 Richard Bentley
Jul. 17, 2018 Aaron Greenspan, President, Think Computer Foundation
Jul. 16, 2018 Clarence N. Daniels
Jul. 14, 2018 Che Ameer
Jul. 13, 2018 Peter Sivere
Jul. 12, 2018 Gayle Janzen
Jul. 12, 2018 Barbara
Jul. 11, 2018 T.J. Thompson
Jul. 11, 2018 William Moody
Jul. 11, 2018 Julia Malleck
Jul. 2, 2018 Chris DiIorio
Jun. 28, 2018 Dom Laviola

Meetings with SEC Officials

(Click here for submitted comments from the public)
Sep. 22, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 18, 2020 meeting with representatives from Kohn, Kohn & Colapinto, LLP and the National Whistleblower Center
Sep. 21, 2020 Memorandum from the Office of Commissioner Peirce regarding a September 18, 2020 meeting with attorneys from Kohn, Kohn & Colapinto, LLP
Sep. 18, 2020 Memorandum from the Office of Chairman Jay Clayton regarding a September 18, 2020 meeting with representatives from Kohn, Kohn & Colapinto, LLP
Sep. 17, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 17, 2020 meeting with Kohn, Kohn & Colapinto, LLP
Sep. 9, 2020 Memorandum from the of Office of the Chairman regarding a September 9, 2020 meeting with representatives of Kohn, Kohn & Colapinto, LLP
Sep. 8, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 1, 2020, meeting with representatives of the Government Accountability Project, Public Citizen, and Zuckerman Law Firm
Sep. 8, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 8, 2020, meeting with representatives of Kohn, Kohn and Colapinto and the National Whistleblower Center
Dec. 12, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding a December 11, 2019, meeting with representatives Public Citizen, et al.
Dec. 11, 2019 Memorandum from the Office of the General Counsel regarding a December 11, 2019, meeting with representatives of Kohn, Kohn & Colapinto, LLP
Dec. 9, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding a December 2, 2019, meeting with representatives of Public Citizen
Oct. 23, 2019 Memorandum from the Office of the Chairman regarding an October 23, 2019, meeting with representatives of Kohn, Kohn and Colapinto and the National Whistleblower Center
Oct. 23, 2019 Memorandum from the Office of the Chairman regarding an October 23, 2019, meeting with Jordan Thomas of Labaton Sucharow
Oct. 23, 2019 Memorandum from the Office of the Chairman regarding an October 23, 2019, meeting with Sean McKessy of Phillips & Cohen
Oct. 11, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 10, 2019, meeting with representatives of Kohn, Kohn and Colapinto and the National Whistleblower Center
Oct. 9, 2019 Memorandum from the Office of the General Counsel regarding an October 8, 2019, meeting with representatives of Kohn, Kohn and Colapinto and the National Whistleblower Center
Oct. 9, 2019 Memorandum from the Office of the Chairman regarding an October 8, 2019, meeting with Jordan Thomas and Sean McKessy
Oct. 8, 2019 Memorandum from the Office of Commissioner Robert Jackson regarding a October 2, 2019 meeting with Jordan Thomas and Sean X. McKessy
Oct. 2, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 27, 2019, meeting with Sean McKessy of Phillips & Cohen
Dec. 17, 2018 Memorandum from the Office of the General Counsel regarding a December 12, 2018, meeting with representatives of the National Whistleblower Center