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(Click here for meetings with SEC officials)
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(Click here for meetings with SEC officials)
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| Aug. 15, 2023 | N. Abanes |
| Aug. 15, 2023 | Brandon Smith |
| Aug. 15, 2023 | Dave Cazza |
| Apr. 18, 2022 | Crypto LlamaEsq |
| Feb. 2, 2022 | Renata K. Szkoda, Chairwoman, Global Digital Asset & Cryptocurrency Association, et al. |
| Mar. 22, 2021 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Mar. 15, 2021 | Robert Laorno, General Counsel, ICE Bonds Securities Corporation |
| Mar. 8, 2021 | Robert Laorno, General Counsel, ICE Bonds Securities Corporation |
| Mar. 2, 2021 | Robert E. Rutkowski |
| Mar. 1, 2021 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Mar. 1, 2021 | Vijay Kedia, President and CEO, FlexTrade Systems |
| Mar. 1, 2021 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| Mar. 1, 2021 | Marcia E.Asquith, Executive Vice President & Corporate Secretary, Financial Industry Regulatory Authority, Inc. |
| Mar. 1, 2021 | Elisabeth Kirby, Head of U.S. Market Structure, Tradeweb Markets Inc. |
| Mar. 1, 2021 | Americans for Financial Reform Education Fund |
| Mar. 1, 2021 | Jennifer W. Han, Chief Counsel & Head of Regulatory Affairs, Managed Funds Association |
| Mar. 1, 2021 | Sarah A. Bessin, Associate General Counsel, Investment Company Institute and Nhan Nguyen, Counsel, Investment Company Institute |
| Mar. 1, 2021 | Rob Toomey, Managing Director & Associate General Counsel, Securities Industry and Financial Mai·kets Association;
Chris Killian, Managing Director, Securitization and Credit, Securities Industry and Financial Mai·kets Association; and
Leslie Norwood, Managing Director, Associate General Counsel, Securities Industry and Financial Mai·kets Association |
| Mar. 1, 2021 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Mar. 1, 2021 | Edward J. Sisk, Chair, Municipal Securities Rulemaking Board |
| Mar. 1, 2021 | Stephan Wolf, CEO, Global Legal Entity Identifier Foundation |
| Mar. 1, 2021 | Michael Decker, Senior Vice President, Public Policy, Bond Dealers of America |
| Mar. 1, 2021 | Scott Pintoff, General Counsel, MarketAxess |
| Feb. 26, 2021 | Kathleen M. Cronin, Senior Managing Director, General Counsel and Corporate Secretary CME Group Inc. |
| Dec. 13, 2020 | David Arkules, Arkules Family Trust |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 26, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 26, 2023 meeting with TradeWeb |
| Oct. 14, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 13, 2022 meeting with representatives of Tradeweb Markets Inc. |
| Dec. 1, 2021 | Memorandum from the Division of Trading and Markets regarding a November 12, 2021 conference call with representatives from Managed Funds Association |
| Nov. 19, 2021 | Memorandum from the Division of Trading and Markets regarding a November 17, 2021 conference call with representatives from MarketAxess Holdings Inc.
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| Mar. 8, 2021 | Memorandum from the Division of Trading and Markets regarding a March 8, 2021 conference call with a representative from Security Traders Association |
| Oct. 30, 2020 | Memorandum from the Division of Trading and Markets regarding an October 30, 2020 Conference Call with Representatives from Nasdaq |
