Comments on Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles

[Release No. 34-83063; File No. S7-08-18]

Submitted Comments

(Click here for meetings with SEC officials)
May 25, 2018 Robert N. Veres, Publisher, Inside Information
May 1, 2018 Julian Heron
Apr. 28, 2018 Jennifer Lee
Apr. 28, 2018 Craig Martin, President, Family Wealth Consultants, Inc.
Apr. 26, 2018 David John Marotta, Columnist and Registered Investment Advisor
Apr. 25, 2018 Brandon Grundy
Apr. 23, 2018 John Wahh
Apr. 21, 2018 Matthew G. Ely
Apr. 20, 2018 Renee Hall, President, Registered Advisor Services
Apr. 19, 2018 Jay R.
Apr. 19, 2018 Sheri J. Mushel, Compliance Consultant

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 24, 2018 Memorandum from the Office of the Chairman regarding a May 24, 2018, meeting with representatives of the National Association of Insurance Commissioners
May 18, 2018 Memorandum from the Office of the Investor Advocate regarding a May 18, 2018, telephone meeting with representatives of Donnelley Financial Solutions
May 18, 2018 Memorandum from the Division of Trading and Markets regarding a May 16, 2018, meeting with representatives of Empower Retirement
May 11, 2018 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 9, 2018, meeting with representatives of AXA Equitable Life Insurance Company
May 10, 2018 Memorandum from the Office of the Chairman regarding a May 9, 2018, meeting with representatives of AXA Equitable Life Insurance Company
May 10, 2018 Memorandum from the Office of the Investor Advocate regarding a May 10, 2018, meeting with a representative of the Institute for the Fiduciary Standard
May 10, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO
May 10, 2018 Memorandum from the Division of Trading and Markets regarding an April 30, 2018, meeting with representatives of Primerica
May 10, 2018 Memorandum from the Division of Trading and Markets regarding a May 9, 2018, meeting with representatives of AIG
May 9, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 9, 2018, meeting with representatives of AARP
May 9, 2018 Memorandum from the Office of the Chairman regarding a May 7, 2018, meeting with representatives of AARP