(Click here for meetings with SEC officials)
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May 18, 2018 | Herbert Y. Poon, Senior Vice President and Senior Counsel - Fund Business Management Group, and Matthew E. Knihtila, Assistant Vice President and Manager – Portfolio and Global Reporting Compliance; Capital Research and Management Company |
May 18, 2018 | Americans for Financial Reform Educational Fund |
May 18, 2018 | Timothy W. Cameron, Asset Management Group - Head, Securities Industry and Financial Markets Association |
May 18, 2018 | Monique Botkin, Associate General Counsel, Investment Adviser Association |
May 18, 2018 | Cynthia M. Clarke, General Counsel, Wellington Management Company LLP |
May 18, 2018 | David Oestreicher, Chief Legal Counsel, T. Rowe Price Associates, Inc. |
May 18, 2018 | Paul Schott Stevens, President and CEO, Investment Company Institute |
May 18, 2018 | Campbell Pryde, President and CEO, XBRL US, Inc. |
May 18, 2018 | David B. Smith, Executive Vice President General Counsel,, Mutual Fund Directors Forum |
May 18, 2018 | Meredith Jackson, General Counsel, TCW |
May 18, 2018 | Carlo Acerbi, Managing Director, Research, and Andras Bohak, Executive Director, Research; MSCI |
May 18, 2018 | Marc R. Bryant, Chief Legal Officer, Fidelity Management & Research Company |
May 18, 2018 | Stefan M. Gavell, Executive Vice President, Head of Regulatory, Indu, State Street Corporation |
May 18, 2018 | Mark Heckert, Vice President, Pricing and Analytics, ICE Data Services |
May 18, 2018 | George C.W. Gatch, Managing Director, J.P. Morgan Asset Management |
May 18, 2018 | Dennis Kelleher, President & CEO, et al., Better Markets |
May 17, 2018 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
May 17, 2018 | Robert Kane, CEO, BondView |
May 17, 2018 | Jiří Król, Deputy Chief Executive Officer, Alternative Investment Management Association Limited (AIMA) |
May 17, 2018 | Kristen Walters, Global Chief Operating Officer, Risk & Quantitative Analysis, et al., BlackRock Funds, BlackRock |
May 17, 2018 | Gregory Davis, Chief Investment Officer, Vanguard |
May 15, 2018 | Michael R. Granito, Chief Risk Officer, Federated Investors, Inc. |
May 1, 2018 | Ya Li, J.D. Candidate, Boston College Law School |
Mar. 27, 2018 | Todd Swain |
Feb. 6, 2018 | Michael R. Granito, Chief Risk Officer, Federated Investors, Inc. |
Jan. 10, 2018 | Dechert LLP |
Nov. 22, 2017 | John L. MacCarthy, Executive Vice President, Chief Legal Officer, Nuveen, LLC |
Nov. 20, 2017 | Michelle Beck, Executive Vice President, Chief Risk Officer, Nuveen, LLC |
Nov. 17, 2017 | Cynthia M. Clarke, General Counsel, Wellington Management Company LLP |
Nov. 10, 2017 | Phil Fontana, Head of Product Development & Investment Risk Over, Hancock Investments |
Nov. 10, 2017 | Christopher Edge, VP/Head of Investment Risk Management, T. Rowe Price Associates, Inc. |
Nov. 8, 2017 | Rodney Comegys, Principal, Global Head of IMG Risk, Vanguard Funds |
Nov. 8, 2017 | John M. Zerr, Managing Director, General Counsel, Wealth Managem, Invesco Management Group, Inc. |
Nov. 3, 2017 | Paul Schott Stevens, President and CEO, Investment Company Institute |
Sep. 15, 2017 | Meredith Jackson, General Counsel, The TCW Group, Inc. |
Sep. 12, 2017 | Timothy W. Cameron, Asset Management Group – Head, Securities Industry and Financial Markets Association |
Jul. 20, 2017 | Paul Schott Stevens, President and CEO, Investment Company Institute |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jun. 20, 2018 | Memorandum from the Division of Investment Management regarding a June 20, 2018 meeting with representatives of MSCI |
Jun. 20, 2018 | Memorandum from the Office of the Chairman regarding a June 20, 2018 meeting with representatives of the Boston Asset Management Association |
Jun. 15, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab |
May 22, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab |
May 10, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO |