Comments on Proposed Rule: Investment Company Liquidity Disclosure

[Release No. IC-33046; File No. S7-04-18]

Submitted Comments

(Click here for meetings with SEC officials)
May 18, 2018 Herbert Y. Poon, Senior Vice President and Senior Counsel - Fund Business Management Group, and Matthew E. Knihtila, Assistant Vice President and Manager – Portfolio and Global Reporting Compliance; Capital Research and Management Company
May 18, 2018 Americans for Financial Reform Educational Fund
May 18, 2018 Timothy W. Cameron, Asset Management Group - Head, Securities Industry and Financial Markets Association
May 18, 2018 Monique Botkin, Associate General Counsel, Investment Adviser Association
May 18, 2018 Cynthia M. Clarke, General Counsel, Wellington Management Company LLP
May 18, 2018 David Oestreicher, Chief Legal Counsel, T. Rowe Price Associates, Inc.
May 18, 2018 Paul Schott Stevens, President and CEO, Investment Company Institute
May 18, 2018 Campbell Pryde, President and CEO, XBRL US, Inc.
May 18, 2018 David B. Smith, Executive Vice President General Counsel,, Mutual Fund Directors Forum
May 18, 2018 Meredith Jackson, General Counsel, TCW
May 18, 2018 Carlo Acerbi, Managing Director, Research, and Andras Bohak, Executive Director, Research; MSCI
May 18, 2018 Marc R. Bryant, Chief Legal Officer, Fidelity Management & Research Company
May 18, 2018 Stefan M. Gavell, Executive Vice President, Head of Regulatory, Indu, State Street Corporation
May 18, 2018 Mark Heckert, Vice President, Pricing and Analytics, ICE Data Services
May 18, 2018 George C.W. Gatch, Managing Director, J.P. Morgan Asset Management
May 18, 2018 Dennis Kelleher, President & CEO, et al., Better Markets
May 17, 2018 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
May 17, 2018 Robert Kane, CEO, BondView
May 17, 2018 Jiří Król, Deputy Chief Executive Officer, Alternative Investment Management Association Limited (AIMA)
May 17, 2018 Kristen Walters, Global Chief Operating Officer, Risk & Quantitative Analysis, et al., BlackRock Funds, BlackRock
May 17, 2018 Gregory Davis, Chief Investment Officer, Vanguard
May 15, 2018 Michael R. Granito, Chief Risk Officer, Federated Investors, Inc.
May 1, 2018 Ya Li, J.D. Candidate, Boston College Law School
Mar. 27, 2018 Todd Swain
Feb. 6, 2018 Michael R. Granito, Chief Risk Officer, Federated Investors, Inc.
Jan. 10, 2018 Dechert LLP
Nov. 22, 2017 John L. MacCarthy, Executive Vice President, Chief Legal Officer, Nuveen, LLC
Nov. 20, 2017 Michelle Beck, Executive Vice President, Chief Risk Officer, Nuveen, LLC
Nov. 17, 2017 Cynthia M. Clarke, General Counsel, Wellington Management Company LLP
Nov. 10, 2017 Phil Fontana, Head of Product Development & Investment Risk Over, Hancock Investments
Nov. 10, 2017 Christopher Edge, VP/Head of Investment Risk Management, T. Rowe Price Associates, Inc.
Nov. 8, 2017 Rodney Comegys, Principal, Global Head of IMG Risk, Vanguard Funds
Nov. 8, 2017 John M. Zerr, Managing Director, General Counsel, Wealth Managem, Invesco Management Group, Inc.
Nov. 3, 2017 Paul Schott Stevens, President and CEO, Investment Company Institute
Sep. 15, 2017 Meredith Jackson, General Counsel, The TCW Group, Inc.
Sep. 12, 2017 Timothy W. Cameron, Asset Management Group – Head, Securities Industry and Financial Markets Association
Jul. 20, 2017 Paul Schott Stevens, President and CEO, Investment Company Institute

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jun. 20, 2018 Memorandum from the Office of the Chairman regarding a June 20, 2018 meeting with representatives of the Boston Asset Management Association
Jun. 15, 2018 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab
May 22, 2018 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab
May 10, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO