33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10425, 34-81851, IA-4791, IC-32858
Oct. 11, 2017
S7-08-17
FAST Act Modernization and Simplification of Regulation S-K
Comments Due: January 2, 2018
View Received Comments
Federal Register version (82 FR 50988)
33-10390
July 14, 2017
S7-06-17
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Comments Due: August 21, 2017
View Received Comments
See Also -
33-10428.pdf
Federal Register version (82 FR 33839)
IA-4697
May 3, 2017
S7-05-17
Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act
Comments Due: June 8, 2017
View Received Comments
Federal Register version (82 FR 21487)
IA-4697
May 3, 2017
S7-05-17
Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act
Comments Due: June 8, 2017
View Received Comments
Federal Register version (82 FR 21487)
33-10323
March 1, 2017
S7-03-17
Inline XBRL Filing of Tagged Data
Comments Due: May 16, 2017
View Received Comments
Federal Register version (82 FR 14282)
33-10323
March 1, 2017
S7-03-17
Inline XBRL Filing of Tagged Data
Comments Due: May 16, 2017
View Received Comments
Federal Register version (82 FR 14282)
34-80130
March 1, 2017
S7-01-17
Proposed Amendments to Municipal Securities Disclosure
Comments Due: May 15, 2017
View Received Comments
Federal Register version (82 FR 13928)
34-80130
March 1, 2017
S7-01-17
Proposed Amendments to Municipal Securities Disclosure
Comments Due: May 15, 2017
View Received Comments
Federal Register version (82 FR 13928)
34-79164
Oct. 26, 2016
S7-24-16
Universal Proxy
Comments Due: January 9, 2017
View Received Comments
See Also -
34-93596.pdf
Federal Register version (81 FR 79122)
34-78962
Sept. 28, 2016
S7-22-16
Amendment to Securities Transaction Settlement Cycle
Comments Due: December 5, 2016
View Received Comments
Federal Register version (81 FR 69240)
34-78962
Sept. 28, 2016
S7-22-16
Amendment to Securities Transaction Settlement Cycle
Comments Due: December 5, 2016
View Received Comments
Federal Register version (81 FR 69240)
34-78963
Sept. 28, 2016
S7-23-16
Definition of Covered Clearing Agency
Comments Due: December 12, 2016
View Received Comments
Federal Register version (81 FR 70744)
34-78963
Sept. 28, 2016
S7-23-16
Definition of Covered Clearing Agency
Comments Due: December 12, 2016
View Received Comments
Federal Register version (81 FR 70744)
33-10220
Sept. 23, 2016
S7-15-16
Extension of Comment Period for Disclosure Update and Simplification
Comments Due: November 2, 2016
View Received Comments
See Also -
33-10110 , Release No. 33-10220 Demonstration Version
Federal Register version (81 FR 66898)
33-10201
Aug. 31, 2016
S7-19-16
Exhibit Hyperlinks and HTML Format
Comments Due: October 27, 2016
View Received Comments
See Also -
33-10322.pdf
Federal Register version (81 FR 62689)
33-10127
Aug. 23, 2016
S7-10-16
Extension of Comment Period for Modernization of Property Disclosures for Mining Registrants
Comments Due: September 26, 2016
View Received Comments
See Also -
Proposed Rule Rel. No. 33-10098
Federal Register version (81 FR 58877)
33-10110
July 13, 2016
S7-15-16
Disclosure Update and Simplification
Comments Due: October 3, 2016
View Received Comments
See Also -
Release No. 33-10220 Demonstration Version
Federal Register version (81 FR 51607)
33-10110
July 13, 2016
S7-15-16
Disclosure Update and Simplification
Comments Due: October 3, 2016
View Received Comments
See Also -
Release No. 33-10220 Demonstration Version
Federal Register version (81 FR 51607)
34-78309
July 13, 2016
S7-14-16
Disclosure of Order Handling Information
Comments Due: September 26, 2016
View Received Comments
Federal Register version (81 FR 49431)
34-78309
July 13, 2016
S7-14-16
Disclosure of Order Handling Information
Comments Due: September 26, 2016
View Received Comments
Federal Register version (81 FR 49431)
34-78309
July 13, 2016
S7-14-16
Disclosure of Order Handling Information
Comments Due: September 26, 2016
View Received Comments
Federal Register version (81 FR 49431)
IA-4439
June 28, 2016
S7-13-16
Adviser Business Continuity and Transition Plans
Comments Due: September 6, 2016
View Received Comments
Federal Register version (81 FR 43530)
33-10107
June 27, 2016
S7-12-16
Amendments to Smaller Reporting Company Definition
Comments Due: August 30, 2016
View Received Comments
Federal Register version (81 FR 43130)
33-10107
June 27, 2016
S7-12-16
Amendments to Smaller Reporting Company Definition
Comments Due: August 30, 2016
View Received Comments
Federal Register version (81 FR 43130)
33-10098
June 16, 2016
S7-10-16
Modernization of Property Disclosures for Mining Registrants
Comments Due: August 26, 2016
View Received Comments
Federal Register version (81 FR 41651)
34-77776
May 6, 2016
S7-07-16
Incentive-Based Compensation Arrangements
Comments Due: July 22, 2016
View Received Comments
Federal Register version (81 FR 37669)
34-77172
Feb. 18, 2016
S7-27-15
Transfer Agent Regulations; Extension of Comment Period
Comments Due: April 14, 2016
View Received Comments
Federal Register version (81 FR 8867)
34-77157
Feb. 17, 2016
S7-02-16
Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments Due: May 2, 2016
View Received Comments
Federal Register version (81 FR 10798)
34-77157
Feb. 17, 2016
S7-02-16
Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments Due: May 2, 2016
View Received Comments
Federal Register version (81 FR 10798)
34-76958
Jan. 21, 2016
S7-25-15
Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers
Comments Due: Initial comments are due on February 16, 2016
View Received Comments
See Also -
and 34-76620
Federal Register version (81 FR 4598)
34-76958
Jan. 21, 2016
S7-25-15
Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers
Comments Due: Initial comments are due on February 16, 2016
View Received Comments
See Also -
and 34-76620
Federal Register version (81 FR 4598)
34-76922
Jan. 15, 2016
S7-15-15
Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement
Comments Due: February 22, 2015
View Received Comments
See Also -
34-78716.pdf
Federal Register version (81 FR 3354)
34-76620
Dec. 11, 2015
S7-25-15
Disclosure of Payments by Resource Extraction Issuers
Comments Due: Initial comments are due on January 25, 2016
View Received Comments
See Also -
Proposed Rule Release Nos. 34-76958
Federal Register version (80 FR 80057)
34-76620
Dec. 11, 2015
S7-25-15
Disclosure of Payments by Resource Extraction Issuers
Comments Due: Initial comments are due on January 25, 2016
View Received Comments
See Also -
Proposed Rule Release Nos. 34-76958
Federal Register version (80 FR 80057)
34-76624
Dec. 11, 2015
S7-26-15
Establishing the Form and Manner with which Security-Based Swap Data Repositories Must Make Security-Based Swap Data Available to the Commission
Comments Due: February 22, 2016
View Received Comments
Federal Register version (80 FR 79757)
IC-31933
Dec. 11, 2015
S7-24-15
Use of Derivatives by Registered Investment Companies and Business Development Companies
Comments Due: March 28, 2016
View Received Comments
See Also -
ic-34084.pdf , Proposed Rules Rel. No. 34-87607 , Use of Derivatives by Registered Investment Companies
Federal Register version (80 FR 80883)
34-76474
Nov. 18, 2015
S7-23-15
Regulation of NMS Stock Alternative Trading Systems
Comments Due: February 26, 2016
View Received Comments
Federal Register version (80 FR 80997)
34-76474
Nov. 18, 2015
S7-15-16
Regulation of NMS Stock Alternative Trading Systems
Comments Due: February 26, 2016
View Received Comments
Federal Register version (80 FR 80997)
33-9973, 34-76319
Oct. 30, 2015
S7-22-15
Exemptions To Facilitate Intrastate and Regional Securities Offerings
Comments Due: January 11, 2016
View Received Comments
See Also -
2009-2014
Federal Register version (80 FR 69785)
33-9973, 34-76319
Oct. 30, 2015
S7-22-15
Exemptions To Facilitate Intrastate and Regional Securities Offerings
Comments Due: January 11, 2016
View Received Comments
See Also -
2009-2014
Federal Register version (80 FR 69785)
33-9973, 34-76319
Oct. 30, 2015
S7-22-15
Exemptions To Facilitate Intrastate and Regional Securities Offerings
Comments Due: January 11, 2016
View Received Comments
See Also -
2009-2014
Federal Register version (80 FR 69785)
33-9973, 34-76319
Oct. 30, 2015
S7-22-15
Exemptions To Facilitate Intrastate and Regional Securities Offerings
Comments Due: January 11, 2016
View Received Comments
See Also -
2009-2014
Federal Register version (80 FR 69785)
34-75976
Sept. 24, 2015
S7-18-15
Amendments to the Commission's Rules of Practice
Comments Due: December 4, 2015
View Received Comments
See Also -
34-78319.pdf
Federal Register version (80 FR 60091)
34-75977
Sept. 24, 2015
S7-19-15
Amendments to the Commission's Rules of Practice
Comments Due: December 4, 2015
View Received Comments
See Also -
Final Rule Rel. No. 34-90442
Federal Register version (80 FR 60082)
33-9922, IC-31835
Sept. 22, 2015
S7-16-15
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
File Nos.:
S7-16-15, S7-08-15
Comments Due: January 13, 2016
View Received Comments
See Also -
Liquidity and Flows of U.S. Mutual Funds
Federal Register version (80 FR 62273)
33-9922, IC-31835
Sept. 22, 2015
S7-16-15
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
File Nos.:
S7-16-15, S7-08-15
Comments Due: January 13, 2016
View Received Comments
See Also -
Liquidity and Flows of U.S. Mutual Funds
Federal Register version (80 FR 62273)
33-9922, IC-31835
Sept. 22, 2015
S7-16-15
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
File Nos.:
S7-16-15, S7-08-15
Comments Due: January 13, 2016
View Received Comments
See Also -
Liquidity and Flows of U.S. Mutual Funds
Federal Register version (80 FR 62273)
33-9922, IC-31835
Sept. 22, 2015
S7-16-15
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
File Nos.:
S7-16-15, S7-08-15
Comments Due: January 13, 2016
View Received Comments
See Also -
Liquidity and Flows of U.S. Mutual Funds
Federal Register version (80 FR 62273)
33-9922, IC-31835
Sept. 22, 2015
S7-16-15
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
File Nos.:
S7-16-15, S7-08-15
Comments Due: January 13, 2016
View Received Comments
See Also -
Liquidity and Flows of U.S. Mutual Funds
Federal Register version (80 FR 62273)
33-9922, IC-31835
Sept. 22, 2015
S7-16-15
Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release
File Nos.:
S7-16-15, S7-08-15
Comments Due: January 13, 2016
View Received Comments
See Also -
Liquidity and Flows of U.S. Mutual Funds
Federal Register version (80 FR 62273)
34-75845
Sept. 4, 2015
S7-15-15
Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement
Comments Due: October 29, 2015
View Received Comments
See Also -
Proposed Rule Release Nos. 34-76922
Federal Register version (80 FR 55181)
34-75845
Sept. 4, 2015
S7-15-15
Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement
Comments Due: October 29, 2015
View Received Comments
See Also -
Proposed Rule Release Nos. 34-76922
Federal Register version (80 FR 55181)
34-75612
Aug. 5, 2015
S7-14-15
Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps
Comments Due: October 26, 2015
View Received Comments
Federal Register version (80 FR 51683)
33-9861, 34-75342, IC-31702
July 1, 2015
S7-12-15
Listing Standards for Recovery of Erroneously Awarded Compensation
Comments Due: September 14, 2015
View Received Comments
Federal Register version (80 FR 41143)
33-9861, 34-75342, IC-31702
July 1, 2015
S7-12-15
Listing Standards for Recovery of Erroneously Awarded Compensation
Comments Due: September 14, 2015
View Received Comments
Federal Register version (80 FR 41143)
33-9861, 34-75342, IC-31702
July 1, 2015
S7-12-15
Listing Standards for Recovery of Erroneously Awarded Compensation
Comments Due: September 14, 2015
View Received Comments
Federal Register version (80 FR 41143)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
33-9776, 33-10231, 34-75002, IC-31610
May 20, 2015
S7-08-15
Investment Company Reporting Modernization
Comments Due: January 13, 2016
View Received Comments
See Also -
Proposed Rule Release No. 33-9922
Federal Register version (80 FR 33589)
IA-4091
May 20, 2015
S7-09-15
Amendments to Form ADV and Investment Advisers Act Rules
Comments Due: August 11, 2015
View Received Comments
See Also -
General Instructions , Instructions for Part 1A , Glossary of Terms , Part 1A
Federal Register version (80 FR 38050)
IA-4091
May 20, 2015
S7-09-15
Amendments to Form ADV and Investment Advisers Act Rules
Comments Due: August 11, 2015
View Received Comments
See Also -
General Instructions , Instructions for Part 1A , Glossary of Terms , Part 1A
Federal Register version (80 FR 38050)
34-74834
April 29, 2015
S7-06-15
Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent
Comments Due: July 13, 2015
View Received Comments
Federal Register version (80 FR 27443)
34-74834
April 29, 2015
S7-06-15
Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent
Comments Due: July 13, 2015
View Received Comments
Federal Register version (80 FR 27443)
34-74835
April 29, 2015
S7-07-15
Pay Versus Performance
Comments Due: July 6, 2015
View Received Comments
Federal Register version (80 FR 26329)
34-74581
March 25, 2015
S7-05-15
Exemption for Certain Exchange Members
Comments Due: June 1, 2015
View Received Comments
Federal Register version (80 FR 18035)
34-74245
Feb. 11, 2015
S7-34-10
Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Comments Due: May 4, 2015
View Received Comments
See Also -
and Administrative Notice
Federal Register version (80 FR 14739)
34-74245
Feb. 11, 2015
S7-03-15
Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Comments Due: May 4, 2015
View Received Comments
See Also -
and Administrative Notice
Federal Register version (80 FR 14739)
34-74245
Feb. 11, 2015
S7-03-15
Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Comments Due: May 4, 2015
View Received Comments
See Also -
and Administrative Notice
Federal Register version (80 FR 14739)
33-9723, 34-74232, IC-31450
Feb. 9, 2015
S7-01-15
Disclosure of Hedging by Employees, Officers and Directors
Comments Due: April 20, 2015
View Received Comments
Federal Register version (80 FR 8485)
33-9723, 34-74232, IC-31450
Feb. 9, 2015
S7-01-15
Disclosure of Hedging by Employees, Officers and Directors
Comments Due: April 20, 2015
View Received Comments
Federal Register version (80 FR 8485)
33-9723, 34-74232, IC-31450
Feb. 9, 2015
S7-01-15
Disclosure of Hedging by Employees, Officers and Directors
Comments Due: April 20, 2015
View Received Comments
Federal Register version (80 FR 8485)
33-9693, 34-73876, 33-10075A
Dec. 18, 2014
S7-12-14
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act
Comments Due: March 2, 2015
View Received Comments
Federal Register version (79 FR 78343)
33-9693, 34-73876, 33-10075A
Dec. 18, 2014
S7-12-14
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act
Comments Due: March 2, 2015
View Received Comments
Federal Register version (79 FR 78343)
33-9693, 34-73876, 33-10075A
Dec. 18, 2014
S7-12-14
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act
Comments Due: March 2, 2015
View Received Comments
Federal Register version (79 FR 78343)
33-9693, 34-73876, 33-10075A
Dec. 18, 2014
S7-12-14
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act
Comments Due: March 2, 2015
View Received Comments
Federal Register version (79 FR 78343)
33-9693, 34-73876, 33-10075A
Dec. 18, 2014
S7-12-14
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act
Comments Due: March 2, 2015
View Received Comments
Federal Register version (79 FR 78343)
33-9693, 34-73876, 33-10075A
Dec. 18, 2014
S7-12-14
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act
Comments Due: March 2, 2015
View Received Comments
Federal Register version (79 FR 78343)
33-9643
Sept. 8, 2014
S7-09-14
Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants
Comments Due: November 10, 2014
View Received Comments
Federal Register version (79 FR 54224)