Comments on Proposed Rule: Market Data Infrastructure

[Release No. 34-88216; File No. S7-03-20]

Submitted Comments

(Click here for meetings with SEC officials)
Feb. 5, 2021 Paul S. Mishkin and Matthew A. Kelly, Davis Polk & Wardwell LLP et al.
Dec. 13, 2020 David Arkules, Arkules Family Trust
Oct. 13, 2020 Jeffrey T. Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab & Co., Inc.
Sep. 10, 2020 G. T. Spaulding
Aug. 18, 2020 Christopher Solgan, VP, Senior Counsel, Miami Exchange Group
Aug. 12, 2020 Doris Choi, Co-General Counsel, ICE Data Services
Aug. 10, 2020 Luc Burgun, President & CEO, NOVĪ›SPARKS
Jul. 27, 2020 Gerald D. O'Connell, SIG Compliance Coordinator, Susquehanna International Group LLP
Jul. 27, 2020 Tyler Gellasch, Executive Director, Healthy Markets Association
Jul. 22, 2020 Joan C. Conley Senior Vice President and Corporate Secretary, Nasdaq
Jul. 15, 2020 Emil R. Framnes, Global Head of Trading, Norges Bank Investment Management and Simon Emrich, Market Structure and Trading Research, Norges Bank Investment Management
Jun. 30, 2020 Kevin R. Edgar, Counsel, Baker Hostetler LLP and Counsel, Equity Markets Association
Jun. 26, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Jun. 18, 2020 Linda Moore, President and CEO, TechNet
Jun. 17, 2020 Tom Heffernan, Vice President, Trading Block
Jun. 15, 2020 Anthony J. Albanese, Chief Regulatory Officer, New York Stock Exchange LLC, et. al.
Jun. 12, 2020 James Angel, Ph.D., CFP, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business
Jun. 11, 2020 Kimberly Unger, CEO & Executive Director, Security Traders Association of New York, Inc.
Jun. 10, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Jun. 3, 2020 Joanna Mallers, Secretary, FIA Principal Traders Group
Jun. 3, 2020 Mehmet Kinak, Vice President & Global Head of Systematic Trading & Market Structure, T. Rowe Price and Jonathan D. Siegel, Vice President & Senior Legal Counsel - Legislative & Regulatory Affairs, T. Rowe Price
Jun. 2, 2020 Joe Wald, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group, and Ray Ross, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group
Jun. 2, 2020 Peter D. Stutsman, Global Equity Trading Manager, The Capital Group Companies, Inc.
Jun. 1, 2020 Roman Ginis, Founder, IntelligentCross
Jun. 1, 2020 Elizabeth K. King, Chief Regulatory Officer, ICE, General Counsel and Corporate Secretary, NYSE
Jun. 1, 2020 Joseph Kinahan, Managing Director, Client Advocacy and Market Structure, TD Ameritrade
May. 31, 2020 Jim Considine, Chief Financial Officer, McKay Brothers LLC
May. 29, 2020 Doris Choi, Co-General Counsel, ICE Data Services
May. 29, 2020 Jennifer Han, Associate General Counsel, Managed Funds Association
May 28, 2020 Stephen J. McNeany, Chief Executive Officer, ACTIV Financial Systems, Inc. and Frank W. Piasecki, President, ACTIV Financial Systems, Inc.
May 28, 2020 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company lnstitute
May 28, 2020 Tim Lang, Chief Executive Officer, ACS Execution Services, LLC
May 28, 2020 John Ramsay,Chief Market Policy Officer, IEX
May 27, 2020 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
May 27, 2020 Mark Garabedian, Manager, Trading Data and Analytics, Wellington Management Company LLP and Lisa Mahon Lynch, Associate Director, Global Trading, Wellington Management Company LLP
May 26, 2020 Robert W. Holthausen, Professor of Accounting and Finance, Nomura Securities Company Professor, Editor, Journal of Accounting and Economics, The Wharton School, University of Pennsylvania and Robert Zarazowski, Managing Director, Wharton Research Data Services, The Wharton School, University of Pennsylvania
May 26, 2020 Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
May 26, 2020 Alec Hanson, Founder, AHSAT LLC
May 26, 2020 Lev Bagramian, Senior Securities Policy Advisor, Better Markets
May 26, 2020 Kermit R. Kubitz, Individual investor
May 26, 2020 Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, BlackRock and Samantha DeZur, Director, Global Public Policy, BlackRock
May 26, 2020 Joseph J. Barry, Senior Vice Presielent and Global Heael of Regulatory, Industry anel Government Affairs, State Street
May 26, 2020 Tom C. W. Lin, Professor of Law, Temple University Beasley School of Law
May 26, 2020 Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA
May 26, 2020 Tyler Gellasch, Executive Director, Healthy Markets Association
May 26, 2020 Nandini Sukumar, Chief Executive Officer, World Federation of Exchanges
May 26, 2020 John Zecca, Executive Vice President and Chief Legal Officer, Nasdaq
May 26, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC
May 26, 2020 Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
May 26, 2020 Phil Mackintosh, Chief Economist, Nasdaq
May 26, 2020 Anders Franzon, General Counsel, MEMX LLC
May 26, 2020 Jeffrey T. Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab & Co., Inc.
May 26, 2020 Marcia E. Asquith, Executive Vice President, Board and External Relations, Financial Industry Regulatory Authority, Inc.
May 26, 2020 Patrick Sexton, EVP, General Counsel Corporate Secretary, Cboe Global Markets, Inc.
May 26, 2020 Michael Blasi, SVP, Enterprise Infrastructure, Fidelity Investments and Krista Ryan, VP, Associate General Counsel, Fidelity Investments
May 26, 2020 Makan Delrahim, Assistant Attorney General, U.S. Department of Justice, Antitrust Division, et al.
May 26, 2020 Jared Albert
May 22, 2020 Gary A. LaBranche, FASAE, CAE, President & CEO, National Investor Relations Institute
May. 21, 2020 Hitesh Mittal, Founder & CEO, BestEx Research
May. 20, 2020 Patrick J. Healy, Founder and CEO, Issuer Network
May 20, 2020 Institutional Traders Advisory Council on behalf of Buy-Side Institutions
May 20, 2020 R. T. Leuchtkafer
May 15, 2020 Elizabeth King, Chief Regulatory Officer, ICE, General Counsel and Corporate Secretary, NYSE
May 14, 2020 Kimberly Unger, CEO & Executive Director, Security Traders Association of New York
May 1, 2020 Allison Bishop, President of Proof Trading
Apr. 29, 2020 Linda Moore, President and CEO, TechNet
Apr. 24, 2020 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Apr. 23, 2020 John L. Thornton, Co-Chair, Committee on Capital Markets Regulation; Hal S. Scott, President, Committee on Capital Markets Regulation; and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation
Apr. 18, 2020 D. Daw
Apr. 7, 2020 John A. Zecca, Executive Vice President and Chief Legal Officer, Nasdaq
Feb. 28, 2020 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Feb. 17, 2020 Anthony H. Steinmetz

Meetings with SEC Officials

(Click here for submitted comments from the public)
Dec. 8, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 8, 2020, meeting with representatives of Healthy Markets Association
Dec. 7, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 7, 2020, meeting with representatives of Securities Industry and Financial Markets Association
Dec. 7, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 7, 2020, meeting with representatives of Data Boiler Technologies, LLC
Dec. 7, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a December 7, 2020 meeting with Citadel
Nov. 4, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 28, 2020, meeting with representatives of CBOE Global Markets
Nov. 4, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 5, 2020, meeting with representatives of NASDAQ
Nov. 4, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 9, 2020, meeting with representatives of RBC Capital Markets
Nov. 4, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 16, 2020, meeting with a representative of the Managed Funds Association
Oct. 23, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 23, 2020 telephone call with representatives of CBOE
Oct. 20, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 20, 2020 telephone call with representatives of Fidelity
Oct. 7, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 14, 2020, meeting with representatives of Healthy Markets Association
Oct. 7, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 17, 2020, meeting with representatives of SIFMA
Oct. 7, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 21, 2020, meeting with representatives of RBC Capital Markets
Sep. 20, 2020 Memorandum from the Division of Trading and Markets regarding an August 6, 2020 meeting with representatives of Managed Funds Association
Sep. 14, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 14, 2020, meeting with representatives of IEX
Sep. 10, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a September 10, 2020, meeting with representatives of Nasdaq
Sep. 9, 2020 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 2, 2020, meeting with representative of Data Boiler Technologies
Aug. 28, 2020 Memorandum from the Division of Trading and Markets regarding an August 26, 2020 meeting with representatives of RBC
Aug. 24, 2020 Memorandum from the Division of Trading and Markets regarding a July 28, 2020 meeting with representatives of Redline Trading Solutions
Aug. 21, 2020 Memorandum from the Division of Trading and Markets regarding an August 19, 2020 meeting with representatives of NYSE
Aug. 20, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 20, 2020 meeting with representatives of the Investment Company Institute
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding an August 4, 2020 meeting with representatives of ICE Data Services
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding an August 10, 2020 meeting with representatives of the McKay Brothers
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding a June 10, 2020 meeting with representatives of Virtu
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding a July 30, 2020 meeting with representatives of Activ Financial
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding a July 23, 2020 meeting with representatives of the McKay Brothers
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding a July 23, 2020 meeting with representatives of the Miami Stock Exchange
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding a July 22, 2020 meeting with representatives of Exegy
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding an August 5, 2020 meeting with representatives of Nasdaq
Aug. 12, 2020 Memorandum from the Division of Trading and Markets regarding a July 22, 2020 meeting with representatives of NovaSparks
Aug. 5, 2020 Memorandum from the Office of the Chairman regarding a July 24, 2020, telephone conference with representatives of the Managed Funds Association
Jul. 20, 2020 Memorandum from the Office of the Chairman regarding a June 18, 2020, telephone conference with representatives of the McKay Brothers LLC
Jul. 16, 2020 Memorandum from the Office of Chairman Clayton regarding a July 15, 2020, telephone conference with representatives of Data Boiler Technologies, LLC
Jul. 16, 2020 Memorandum from the Office of Chairman Clayton regarding a July 14, 2020, telephone conference with representatives of Investment Company Institute
Jul. 15, 2020 Memorandum from the Division of Trading and Markets regarding a July 8, 2020 meeting with representatives of the ICI
Jul. 15, 2020 Memorandum from the Division of Trading and Markets regarding a July 13, 2020 meeting with representatives of the SIFMA
Jul. 13, 2020 Memorandum from the Office of Commissioner Elad Roisman regarding a July 13, 2020, meeting with representatives of the Investment Company Institute
Jul. 13, 2020 Memorandum from the Office of Commissioner Elad Roisman regarding a June 18, 2020, meeting with representatives of Healthy Markets Association
Jul. 13, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 2, 2020, telephone call with representatives of TD Ameritrade
Jul. 9, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 12, 2020, meeting with representatives of Data Boiler Technologies Inc.
Jul. 9, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 29, 2020, meeting with representatives of the Royal Bank of Canada
Jul. 9, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 19, 2020, meeting with representatives of Healthy Markets
Jul. 9, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 19, 2020, meeting with representatives of Citadel Securities
Jul. 7, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a July 7, 2020, meeting with representatives of Data Boiler Technologi
Jul. 6, 2020 Memorandum from the Office of Chairman Clayton regarding a June 22, 2020, telephone conference with representatives of Nasdaq
Jul. 6, 2020 Memorandum from the Office of Chairman Clayton regarding a June 18, 2020, telephone conference with representatives of the Securities Industry and Financial Markets Association
Jul. 6, 2020 Memorandum from the Office of Chairman Clayton regarding a June 18, 2020, telephone conference with representatives of the McKay Brothers LLC
Jul. 6, 2020 Memorandum from the Office of Chairman Clayton regarding a June 29, 2020, telephone conference with representatives of Royal Bank of Canada and Buy-Side Firms
Jun. 30, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 30, 2020, meeting with representatives of TD Ameritrade
Jun. 29, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 29, 2020, meeting with representatives of Nasdaq
Jun. 29, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 29, 2020, meeting with representatives of SIFMA
Jun. 29, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 29, 2020, meeting with representatives of RBC
Jun. 26, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 26, 2020, meeting with representatives of the Managed Funds Association
Jun. 25, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 16, 2020 meeting with representatives of SIFMA
Jun. 22, 2020 Memorandum from the Division of Trading and Markets regarding a May 21, 2020 meeting with representatives of the Investment Company Institute
Jun. 19, 2020 Memorandum from the Division of Trading and Markets regarding a June 19, 2020 meeting with representatives of JP Morgan
Jun. 17, 2020 Memorandum from the Division of Trading and Markets regarding a June 17, 2020 meeting with representatives of Themis Trading
Jun. 15, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 15, 2020 meeting with representatives of Citadel
Jun. 15, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 15, 2020 meeting with representatives of MFA
Jun. 12, 2020 Memorandum from the Offices of Commissioner Elad Roisman and Commissioner Hester Peirce regarding a June 5, 2020 meeting with Representatives of McKay Brothers LLC
Jun. 11, 2020 Memorandum from the Division of Trading and Markets regarding a June 11, 2020 meeting with representatives of Exegy
Jun. 11, 2020 Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 11, 2020 meeting with representatives of MFA
Jun. 9, 2020 Memorandum from the Division of Trading and Markets regarding a June 9, 2020 meeting with representatives of Charles Schwab
Jun. 4, 2020 Memorandum from the Office of Commissioner Hester M. Peirce, regarding a March 18, 2020, telephone call with representatives of Royal Bank of Canada and Various Buy-Side Firms
Jun. 4, 2020 Memorandum from the Office of Commissioner Allison Herren Lee, regarding a June 4, 2020, meeting with representatives of CBOE
Jun. 1, 2020 Memorandum from the Division of Trading and Markets regarding a May 27, 2020 meeting with representatives of Investors Exchange
May 29, 2020 Memorandum from the Division of Trading and Markets regarding a May 29, 2020 meeting with representatives of TD Ameritrade
May 13, 2020 Memorandum from the Division of Trading and Markets regarding a May 13, 2020, meeting with representatives of SIFMA
Apr. 2, 2020 Memorandum from the Office of Commissioner Elad L. Roisman, regarding a March 30, 2020, meeting with representatives of RBC and Buy Side
Mar. 30, 2020 Memorandum from the Division of Trading and Markets regarding a March 11, 2020, call with the Equity Markets Advisory Committee of the Investment Company Institute
Feb. 27, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 4, 2020, meeting with representatives from T. Rowe Price