ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: April 30, 2018	Respondents: Terracciano, Eugene Release No. AP-5706 File Number: 3-18414
Date: April 30, 2018	Respondents: Alcorn, David Release No. AP-5707 File Number: 3-18460
Date: April 27, 2018	Respondents: Senefeld, Tobin J. Release No. AP-5704 File Number: 3-18458
Date: April 27, 2018	Respondents: Present, Howard B. Release No. AP-5705 File Number: 3-18417
Date: April 26, 2018	Respondents: Oriental Dragon Corp. Release No. AP-5698 File Number: 3-18450
Date: April 26, 2018	Respondents: Wedbush Securities, Inc. Release No. AP-5699 File Number: 3-18411
Date: April 26, 2018	Respondents: Delaney Equity Group LLC Delaney, David C. Kass, Ian C. Release No. AP-5700 File Number: 3-17398
Date: April 26, 2018	Respondents: Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-5701 File Number: 3-18454
Date: April 26, 2018	Respondents: Gray, David Release No. AP-5702 File Number: 3-18404
Date: April 26, 2018	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5703 File Number: 3-18017
Date: April 25, 2018	Respondents: Huixin Waste Water Solutions, Inc. Release No. AP-5697 File Number: 3-18187
Date: April 24, 2018	Respondents: Marilynjean Interactive Inc. Release No. AP-5694 File Number: 3-18445
Date: April 24, 2018	Respondents: Present, Howard B. Release No. AP-5695 File Number: 3-18417
Date: April 24, 2018	Respondents: Pruitt, David, CPA Release No. AP-5696 File Number: 3-17950
Date: April 23, 2018	Respondents: Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5692 File Number: 3-17990
Date: April 23, 2018	Respondents: Mosshart, Joshua D. Release No. AP-5693 File Number: 3-18422
Date: April 20, 2018	Respondents: RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5688 File Number: 3-17342
Date: April 20, 2018	Respondents: Present, Howard B. Release No. AP-5689 File Number: 3-18417
Date: April 20, 2018	Respondents: Tuthill, Gregory John Release No. AP-5690 File Number: 3-18421
Date: April 20, 2018	Respondents: Crow, Michael W. Clug, Alexandre S. Aurum Mining, LLC Panam Terra, Inc. the Corsair Group, Inc. Release No. AP-5691 File Number: 3-16318
Date: April 18, 2018	Respondents: New Global Energy, Inc. Release No. AP-5686 File Number: 3-18405
Date: April 18, 2018	Respondents: Terracciano, Eugene Release No. AP-5687 File Number: 3-18414
Date: April 17, 2018	Respondents: Wallace, Jason A. Release No. AP-5685 File Number: 3-18438
Date: April 16, 2018	Respondents: Pruitt, David, CPA Release No. AP-5684 File Number: 3-17950
Date: April 13, 2018	Respondents: Pruitt, David, CPA Release No. AP-5683 File Number: 3-17950
Date: April 12, 2018	Respondents: Present, Howard B. Release No. AP-5682 File Number: 3-18417
Date: April 11, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5679 File Number: 3-18378
Date: April 11, 2018	Respondents: Gray, David Release No. AP-5680 File Number: 3-18404
Date: April 11, 2018	Respondents: Global Digital Solutions, Inc. Release No. AP-5681 File Number: 3-18325
Date: April 9, 2018	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5677 File Number: 3-18292
Date: April 9, 2018	Respondents: Black Diamond Asset Management LLC Wilson, Robert Release No. AP-5678 File Number: 3-18099
Date: April 6, 2018	Respondents: Mosshart, Joshua D. Release No. AP-5673 File Number: 3-18422
Date: April 6, 2018	Respondents: Pruitt, David, CPA Release No. AP-5674 File Number: 3-17950
Date: April 6, 2018	Respondents: Kon, Alexander Release No. AP-5675 File Number: 3-17674
Date: April 6, 2018	Respondents: Shkreli, Martin Release No. AP-5676 File Number: 3-18127
Date: April 5, 2018	Respondents: Pruitt, David, CPA Release No. AP-5671 File Number: 3-17950
Date: April 5, 2018	Respondents: Tuthill, Gregory John Release No. AP-5672 File Number: 3-18421
Date: April 4, 2018	Respondents: New Global Energy, Inc. Release No. AP-5669 File Number: 3-18405
Date: April 4, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5670 File Number: 3-17849
Date: April 3, 2018	Respondents: New Global Energy, Inc. Release No. AP-5667 File Number: 3-18405
Date: April 3, 2018	Respondents: Wedbush Securities, Inc. Release No. AP-5668 File Number: 3-18411
Date: April 2, 2018	Respondents: Gray, David Release No. AP-5666 File Number: 3-18404
Date: March 30, 2018	Respondents: Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-5665 File Number: 3-15514
Date: March 29, 2018	Respondents: Present, Howard B. Release No. AP-5664 File Number: 3-18417
Date: March 28, 2018	Respondents: Pruitt, David, CPA Release No. AP-5661 File Number: 3-17950
Date: March 28, 2018	Respondents: Shkreli, Martin Release No. AP-5662 File Number: 3-18127
Date: March 28, 2018	Respondents: Terracciano, Eugene Release No. AP-5663 File Number: 3-18414
Date: March 27, 2018	Respondents: Ambicom Holdings, Inc. Arrow Cars International, Inc. CDEX, Inc. EFactor Group Corp. iCoreConnect Inc. (a/k/a iMedicor Inc. or Vemics Inc.) Release No. AP-5659 File Number: 3-18336
Date: March 27, 2018	Respondents: Wedbush Securities, Inc. Release No. AP-5660 File Number: 3-18411
Date: March 26, 2018	Respondents: Snisky, Gary C. Release No. AP-5658 File Number: 3-17645
Date: March 23, 2018	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-5657 File Number: 3-17716
Date: March 22, 2018	Respondents: New Global Energy, Inc. Release No. AP-5656 File Number: 3-18405
Date: March 19, 2018	Respondents: New Global Energy, Inc. Release No. AP-5653 File Number: 3-18405
Date: March 19, 2018	Respondents: Shkreli, Martin Release No. AP-5654 File Number: 3-18127
Date: March 19, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5655 File Number: 3-17849
Date: March 16, 2018	Respondents: Herman, Rosalind Release No. AP-5650 File Number: 3-17828
Date: March 16, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5651 File Number: 3-18378
Date: March 16, 2018	Respondents: Gray, David Release No. AP-5652 File Number: 3-18404
Date: March 15, 2018	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5649 File Number: 3-17387
Date: March 14, 2018	Respondents: John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-5647 File Number: 3-15255
Date: March 14, 2018	Respondents: Gibson, Christopher M. Release No. AP-5648 File Number: 3-17184
Date: March 13, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5645 File Number: 3-18378
Date: March 13, 2018	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5646 File Number: 3-16509
Date: March 12, 2018	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5642 File Number: 3-17387
Date: March 12, 2018	Respondents: Longwei Petroleum Investment Holding Limited Release No. AP-5643 File Number: 3-17316
Date: March 12, 2018	Respondents: Moses, Michael S. Release No. AP-5644 File Number: 3-18361
Date: March 8, 2018	Respondents: Crow, Michael W. Clug, Alexandre S. Aurum Mining, LLC Panam Terra, Inc. the Corsair Group, Inc. Release No. AP-5641 File Number: 3-16318
Date: March 6, 2018	Respondents: Snisky, Gary C. Release No. AP-5639 File Number: 3-17645
Date: March 6, 2018	Respondents: Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5640 File Number: 3-18353
Date: March 5, 2018	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5638 File Number: 3-17387
Date: March 1, 2018	Respondents: Pruitt, David, CPA Release No. AP-5637 File Number: 3-17950
Date: Feb. 28, 2018	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5633 File Number: 3-16509
Date: Feb. 28, 2018	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5634 File Number: 3-18292
Date: Feb. 28, 2018	Respondents: Shkreli, Martin Release No. AP-5635 File Number: 3-18127
Date: Feb. 28, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5636 File Number: 3-17849
Date: Feb. 27, 2018	Respondents: Bank, Daryl G., Jones, Bobby D. Release No. AP-5631 File Number: 3-18175, 3-18236
Date: Feb. 27, 2018	Respondents: Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-5632 File Number: 3-18271
Date: Feb. 26, 2018	Respondents: Longwei Petroleum Investment Holding Limited Release No. AP-5628 File Number: 3-17316
Date: Feb. 26, 2018	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5629 File Number: 3-17387
Date: Feb. 26, 2018	Respondents: Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-5630 File Number: 3-16353
Date: Feb. 23, 2018	Respondents: RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5625 File Number: 3-17342
Date: Feb. 23, 2018	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5626 File Number: 3-18292
Date: Feb. 23, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5627 File Number: 3-18378
Date: Feb. 22, 2018	Respondents: California Mines Corp. Cindisue Mining Corp. Dune Energy, Inc. Release No. AP-5622 File Number: 3-18360
Date: Feb. 22, 2018	Respondents: Moses, Michael S. Release No. AP-5623 File Number: 3-18361
Date: Feb. 22, 2018	Respondents: Blacksands Petroleum, Inc. China Education Alliance, Inc. DoMark International, Inc. East Coast Diversified Corp. Release No. AP-5624 File Number: 3-18333
Date: Feb. 21, 2018	Respondents: Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5621 File Number: 3-18353
Date: Feb. 20, 2018	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5619 File Number: 3-16509
Date: Feb. 20, 2018	Respondents: Kon, Alexander Release No. AP-5620 File Number: 3-17674
Date: Feb. 16, 2018	Respondents: Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5611 File Number: 3-18353
Date: Feb. 16, 2018	Respondents: Longwei Petroleum Investment Holding Limited Release No. AP-5612 File Number: 3-17316
Date: Feb. 16, 2018	Respondents: China Precision Steel, Inc. Golden River Resources Corp. Release No. AP-5613 File Number: 3-18152
Date: Feb. 16, 2018	Respondents: Longwei Petroleum Investment Holding Limited Release No. AP-5614 File Number: 3-17316
Date: Feb. 16, 2018	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-5615 File Number: 3-16293
Date: Feb. 16, 2018	Respondents: Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5616 File Number: 3-17990
Date: Feb. 16, 2018	Respondents: Crow, Michael W. Clug, Alexandre S. Aurum Mining, LLC Panam Terra, Inc. the Corsair Group, Inc. Release No. AP-5617 File Number: 3-16318
Date: Feb. 16, 2018	Respondents: RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5618 File Number: 3-17342
Date: Feb. 15, 2018	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5601 File Number: 3-17387
Date: Feb. 15, 2018	Respondents: Herman, Rosalind Release No. AP-5602 File Number: 3-17828
Date: Feb. 15, 2018	Respondents: Pruitt, David, CPA Release No. AP-5603 File Number: 3-17950