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Securities Topics

Topics of Current Interest at the SEC

  • Climate-Related Disclosures/ESG Investing
  • Cybersecurity
  • Crowdfunding
  • Initial Coin Offerings (ICOs)
  • Implementation of Dodd-Frank Act
  • Market Structure
  • Microcap Fraud
  • Ombudsman
  • Regulation Best Interest
  • Saving and Investing for Military Personnel
  • Teacher Investment Outreach
  • Whistleblower Awards

Modified: May 10, 2022

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