The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Unregistered Soliciting Entities

These are entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors.

In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply. In an effort to warn the public about these entities, the SEC is publishing information it has learned in reviewing these complaints.

For each of the entities listed, the SEC has determined that there is no US registered securities firm with this name. Where applicable, the "Note" section for each entity provides additional relevant information we have learned. The SEC will regularly update this list.

Fictitious Regulators

These are entities that falsely claim to be a regulator, governmental agency, or international organization that do not exist.

In many cases, SEC investigation reveals that the so-called governmental agencies or international organizations claimed to have lent support to these solicitations do not exist. Where applicable, the "Note" section for each entity provides additional relevant information we have learned. The SEC will regularly update this list.

Impersonators of Genuine Firms

These are legitimate entities/firms whose information were wrongfully appropriated. This information may include legitimate entity’s name, address, registration number, and website likeness.

The information was wrongfully appropriated from publicly available databases such as EDGAR and FINRA’s BrokerCheck, and set up phony websites in order to confuse and deceive investors. In other cases, these “spoofer” entities have appropriated the registration information of legitimate firms that recently terminated their registration with the SEC and FINRA or did so years ago. Similarly, representatives of the impersonating entities who cold-call investors often claim to be licensed employees of the legitimate firms being impersonated or of other legitimate firms.

The SEC has determined that the impersonators have no connection with, and are not to be confused with, the genuine firms, whether active or defunct. The SEC will regularly update this list.

 
Name
Category
Name: 12 West Capital Management
Category: Impersonators of Genuine Firms
Name: 1st American Securities
Category: Unregistered Soliciting Entities
Name: 1st New York Financial Corporation
Category: Unregistered Soliciting Entities
Name: 247 Options Trade
Category: Unregistered Soliciting Entities
Name: 365Tradeposition
Category: Unregistered Soliciting Entities
Name: 503 Fifth Avenue New York, NY Website: http://www.alliancetransferinc.com/
Category: Unregistered Soliciting Entities
Name: Accer Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Access Broker.com Inc
Category: Impersonators of Genuine Firms
Name: Accrescent Holdings Inc.
Category: Impersonators of Genuine Firms
Name: Acquisition & Development Consulting, Inc.
Category: Impersonators of Genuine Firms
Name: Acquisition & Development Consulting, Inc.
Category: Fictitious Regulators
Name: ACT Transfer Services
Category: Unregistered Soliciting Entities
Name: ADG Capital LLC
Category: Impersonators of Genuine Firms
Name: Advance Partners LLC
Category: Impersonators of Genuine Firms
Name: Advanced Global Securities Corporation
Category: Impersonators of Genuine Firms
Name: Advisors Group, Inc.
Category: Impersonators of Genuine Firms
Name: Affinity Group
Category: Unregistered Soliciting Entities
Name: AIA Capital Markets, LLC
Category: Impersonators of Genuine Firms
Name: AJ Nelson Consultants, LLC
Category: Unregistered Soliciting Entities
Name: Alderbrook Capital Management
Category: Unregistered Soliciting Entities
Name: Alexander Capital Management
Category: Unregistered Soliciting Entities
Name: Allen Brothers M&A
Category: Unregistered Soliciting Entities
Name: Alliance Group, Inc. Alliance Insurance Agency
Category: Unregistered Soliciting Entities
Name: Alliance Transfer Inc.
Category: Unregistered Soliciting Entities
Name: Alliant Holdings I Inc.
Category: Impersonators of Genuine Firms
Name: Alpha Consulting Group
Category: Unregistered Soliciting Entities
Name: Alpha Corporate Consultants
Category: Unregistered Soliciting Entities
Name: Alpha Investment Management LLC
Category: Impersonators of Genuine Firms
Name: Alta Paramount Ltd.
Category: Unregistered Soliciting Entities
Name: Alter Management LLC
Category: Unregistered Soliciting Entities
Name: American Financial Group
Category: Fictitious Regulators
Name: American Financial Group, Inc.
Category: Impersonators of Genuine Firms
Name: American First City Corporation
Category: Unregistered Soliciting Entities
Name: American First Securities
Category: Unregistered Soliciting Entities
Name: American Taxation Incorporated
Category: Unregistered Soliciting Entities
Name: AMK Trust Ltd.
Category: Unregistered Soliciting Entities
Name: Andersen Mergers
Category: Unregistered Soliciting Entities
Name: Anderson & Scott LLP
Category: Unregistered Soliciting Entities
Name: Anderson Ford Financial
Category: Unregistered Soliciting Entities
Name: Anderson, Franklin, Sullivan Partners Ltd., a.k.a. AFS Partners Ltd.
Category: Unregistered Soliciting Entities
Name: Anoli Capital International, Inc.
Category: Unregistered Soliciting Entities
Name: Anti Cyber Crime & Financial
Category: Fictitious Regulators
Name: Apex Capital Acquisition Group
Category: Unregistered Soliciting Entities
Name: Apex Stock Transfer Inc.
Category: Impersonators of Genuine Firms
Name: Apollo Global Securities LLC. (sic)
Category: Unregistered Soliciting Entities
Name: Arcadia Trading Group, Ltd. Arcadia Oil & Gas, LLC
Category: Unregistered Soliciting Entities
Name: Ardea Capital L.P.
Category: Unregistered Soliciting Entities
Name: Ardent Asset Advisors LP
Category: Impersonators of Genuine Firms
Name: Ares Acquisitions
Category: Unregistered Soliciting Entities
Name: Arista Capital Ventures
Category: Unregistered Soliciting Entities
Name: Arlington Securities Group
Category: Impersonators of Genuine Firms
Name: Arron Copeland
Category: Unregistered Soliciting Entities
Name: Ashley Partners M&A
Category: Unregistered Soliciting Entities
Name: Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc.
Category: Impersonators of Genuine Firms
Name: Asset Recovery Solutions
Category: Unregistered Soliciting Entities
Name: Asset Trust Management, LLC
Category: Unregistered Soliciting Entities
Name: Association of Securities Transfer Companies (ASTC)
Category: Unregistered Soliciting Entities
Name: ATG Capital Solutions, Inc.
Category: Unregistered Soliciting Entities
Name: Atlantic Capital Trust Management, LLC
Category: Unregistered Soliciting Entities
Name: Atlantis Capital Partners, Inc.
Category: Unregistered Soliciting Entities
Name: Atlas Consultancy
Category: Unregistered Soliciting Entities
Name: Atlas Stock Transfer
Category: Impersonators of Genuine Firms
Name: Aton Capital Invest
Category: Unregistered Soliciting Entities
Name: Austin Claymore LP
Category: Unregistered Soliciting Entities
Name: Bainbridge Management
Category: Unregistered Soliciting Entities
Name: Baker Hamlin
Category: Unregistered Soliciting Entities
Name: Bank Guarantee Funding
Category: Unregistered Soliciting Entities
Name: Banner Commodities
Category: Unregistered Soliciting Entities
Name: Banner Partners
Category: Unregistered Soliciting Entities
Name: Baros and Ronaldo Associates
Category: Unregistered Soliciting Entities
Name: Barton Advisors, LLC
Category: Impersonators of Genuine Firms
Name: Bayside Equity Group, Inc.
Category: Unregistered Soliciting Entities
Name: Beacon Capital Management Inc.
Category: Impersonators of Genuine Firms
Name: Beacon Global Management, Inc.
Category: Unregistered Soliciting Entities
Name: Belmont Capital Holdings
Category: Impersonators of Genuine Firms
Name: Belmont Shaw and Associates Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Benchmark International Trading Group, Inc.
Category: Unregistered Soliciting Entities
Name: Benson Hill Advisors
Category: Unregistered Soliciting Entities
Name: Benton Wells & Associates, LLC
Category: Unregistered Soliciting Entities
Name: Berdon Law Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Berger Aron Macey
Category: Unregistered Soliciting Entities
Name: Berkley Liquidation & Administration
Category: Unregistered Soliciting Entities
Name: Berkshire Financial Management, LLC
Category: Unregistered Soliciting Entities
Name: Bernstein & Younge Asset Management Group, Ltd.
Category: Unregistered Soliciting Entities
Name: Berrscott, Elliott & Associates
Category: Unregistered Soliciting Entities
Name: Best Investors Group, Inc.
Category: Impersonators of Genuine Firms
Name: Betterlife Investment Group
Category: Unregistered Soliciting Entities
Name: Bingham Consulting Group
Category: Impersonators of Genuine Firms
Name: BL Trading Group
Category: Unregistered Soliciting Entities
Name: Black Water Investment Group, L.L.P.
Category: Unregistered Soliciting Entities
Name: BlackBox Traders
Category: Impersonators of Genuine Firms
Name: Blackstone Royalty Corporation
Category: Unregistered Soliciting Entities
Name: Blackswan Morgan
Category: Unregistered Soliciting Entities
Name: Blackwell & Associates
Category: Unregistered Soliciting Entities
Name: Blake Morgan Financials
Category: Unregistered Soliciting Entities
Name: Bloomfield Trust Management, LLC
Category: Unregistered Soliciting Entities
Name: Blue Bayou Prospect Management
Category: Unregistered Soliciting Entities
Name: Blue Ridge Financial Group
Category: Unregistered Soliciting Entities
Name: BNY Trading Services
Category: Impersonators of Genuine Firms
Name: Board of International Equities
Category: Fictitious Regulators
Name: Board of Securities Trading Commission
Category: Fictitious Regulators
Name: Boesch Haufmann Asset Management, Inc.
Category: Unregistered Soliciting Entities
Name: Boston Acquisition Group
Category: Unregistered Soliciting Entities
Name: Boston Capital Management Inc.
Category: Unregistered Soliciting Entities
Name: Boston Management & Research
Category: Impersonators of Genuine Firms
Name: Boston Private Equity
Category: Unregistered Soliciting Entities
Name: Bowman & Malone LLP
Category: Unregistered Soliciting Entities
Name: Bradford Securities LLC
Category: Impersonators of Genuine Firms
Name: Bradley & Nowell
Category: Unregistered Soliciting Entities
Name: Bradley & Rogers
Category: Unregistered Soliciting Entities
Name: Brady & Bell Acquisition Ltd.
Category: Unregistered Soliciting Entities
Name: Bramwell & Kent Consultants, LLC.
Category: Unregistered Soliciting Entities
Name: Brant Fletcher Trust Management
Category: Unregistered Soliciting Entities
Name: Breakthrough Incorporated
Category: Unregistered Soliciting Entities
Name: Bremer Financial Ltd.
Category: Unregistered Soliciting Entities
Name: Brentcliffe Limited
Category: Unregistered Soliciting Entities
Name: Brentwood Capital Ventures
Category: Unregistered Soliciting Entities
Name: Bristol Financial Offshore
Category: Unregistered Soliciting Entities
Name: Brixton Business Consultants
Category: Unregistered Soliciting Entities
Name: Brookdale Management Consultancy, Inc.
Category: Unregistered Soliciting Entities
Name: Brookdale West Capital Management
Category: Unregistered Soliciting Entities
Name: Brookstone Group Transfer Agents
Category: Unregistered Soliciting Entities
Name: Brown and Wenger Consultancy Firm
Category: Unregistered Soliciting Entities
Name: Bureau of Compliance and Regulatory Board
Category: Fictitious Regulators
Name: Bureau of Financial & Protection Services
Category: Fictitious Regulators
Name: Bureau of Financial Trading
Category: Fictitious Regulators
Name: Bureau of International Securities Trading
Category: Fictitious Regulators
Name: Burgess, Cooper & Reynolds
Category: Unregistered Soliciting Entities
Name: Burton Capital Partners
Category: Unregistered Soliciting Entities
Name: C&O Fund Distributor, Inc.
Category: Impersonators of Genuine Firms
Name: Cabbot Law Group
Category: Unregistered Soliciting Entities
Name: Cadwell Capital Partners
Category: Unregistered Soliciting Entities
Name: Cain Capital LLC
Category: Impersonators of Genuine Firms
Name: CAIS Capital LLC
Category: Impersonators of Genuine Firms
Name: Cambridge Equity Corporation
Category: Impersonators of Genuine Firms
Name: Cambridge Financial Partners LLC
Category: Impersonators of Genuine Firms
Name: Cameron McDonald & Co.
Category: Unregistered Soliciting Entities
Name: Cameron Poe & Associates Inc.
Category: Unregistered Soliciting Entities
Name: Cannon Corporate Consultants
Category: Unregistered Soliciting Entities
Name: Cantata Equity Management
Category: Unregistered Soliciting Entities
Name: Capgemini Law Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Capital Advisory Partners New York
Category: Impersonators of Genuine Firms
Name: Capital Arc Holdings
Category: Unregistered Soliciting Entities
Name: Capital Insurance Group Ltd.
Category: Unregistered Soliciting Entities
Name: Capital M & A
Category: Unregistered Soliciting Entities
Name: Capital One Management Inc.
Category: Impersonators of Genuine Firms
Name: Capital Securities International
Category: Unregistered Soliciting Entities
Name: Capital Transfer Consolidated
Category: Unregistered Soliciting Entities
Name: Capital Trust Management, LLC
Category: Unregistered Soliciting Entities
Name: Capital Union Partners
Category: Unregistered Soliciting Entities
Name: Carlson and Clarke
Category: Unregistered Soliciting Entities
Name: Carlson Group Consultancy
Category: Unregistered Soliciting Entities
Name: Carlsson and Capehart Group, Ltd.
Category: Unregistered Soliciting Entities
Name: Carlton Capital Inc.
Category: Unregistered Soliciting Entities
Name: Cartwright & Keating, Inc.
Category: Unregistered Soliciting Entities
Name: Cartwright Financial
Category: Unregistered Soliciting Entities
Name: Cartwright Law Specialist Boston
Category: Unregistered Soliciting Entities
Name: Casey McCormick Private Equity
Category: Unregistered Soliciting Entities
Name: Caspian Trading, Inc., a.k.a. Caspian Investments
Category: Unregistered Soliciting Entities
Name: CC Ltd
Category: Unregistered Soliciting Entities
Name: CC Wealth Ltd.
Category: Unregistered Soliciting Entities
Name: CDN Law
Category: Unregistered Soliciting Entities
Name: Celivox Alliance
Category: Unregistered Soliciting Entities
Name: Centaur Global Advisors
Category: Unregistered Soliciting Entities
Name: Center for Securities Investigation Department
Category: Fictitious Regulators
Name: Center Point Financial Regulatory Board
Category: Fictitious Regulators
Name: Centrade Management Corp.
Category: Unregistered Soliciting Entities
Name: Central Equities Administrators
Category: Fictitious Regulators
Name: Central Finance Regulatory Commission
Category: Fictitious Regulators
Name: Central Stock Regulators
Category: Fictitious Regulators
Name: Century Holdings Ltd
Category: Unregistered Soliciting Entities
Name: Century Management Division, Inc.
Category: Unregistered Soliciting Entities
Name: Chadwick & Co.
Category: Unregistered Soliciting Entities
Name: Charles Pearson Investments International
Category: Unregistered Soliciting Entities
Name: Charlton Hayfield and Company
Category: Unregistered Soliciting Entities
Name: Chartered Capital Management
Category: Unregistered Soliciting Entities
Name: Chicago Division of Securities
Category: Fictitious Regulators
Name: Chicago Trading Regulatory Board
Category: Fictitious Regulators
Name: Chopper Securities
Category: Impersonators of Genuine Firms
Name: Christian, Bradford and Cohen Legal Group
Category: Unregistered Soliciting Entities
Name: CIG LLC, a.k.a. Commerce Investments Group LLC
Category: Unregistered Soliciting Entities
Name: CitiWealth Asset Management
Category: Unregistered Soliciting Entities
Name: City Capital Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Clarkson Black Associates
Category: Unregistered Soliciting Entities
Name: Clarus Capital Group Management
Category: Unregistered Soliciting Entities
Name: Clayton Capital Ventures, Inc.
Category: Unregistered Soliciting Entities
Name: CLC Acquisition Corp
Category: Unregistered Soliciting Entities
Name: Clifton Capital Partners LLC
Category: Unregistered Soliciting Entities
Name: Clydesdale Securities, LLC
Category: Impersonators of Genuine Firms
Name: Cohen & Partners
Category: Unregistered Soliciting Entities
Name: Cohen Corporate Consulting
Category: Unregistered Soliciting Entities
Name: Colbert & Welling LLP
Category: Unregistered Soliciting Entities
Name: Colby Mergers
Category: Unregistered Soliciting Entities
Name: Coleman Brothers
Category: Unregistered Soliciting Entities
Name: Coleman, Peterson & Associates
Category: Unregistered Soliciting Entities
Name: Collett Quinlan M&A
Category: Unregistered Soliciting Entities
Name: Colonial Square Acquisition LLC
Category: Impersonators of Genuine Firms
Name: Colonial Trust Transfer Agency LLC
Category: Unregistered Soliciting Entities
Name: Coltin Securities LLC
Category: Impersonators of Genuine Firms
Name: Commission on Financial & Securities Compliance
Category: Fictitious Regulators
Name: Commission on International Trade and Economics (COITE)
Category: Fictitious Regulators
Name: Commodity Compliance Services, Inc.
Category: Unregistered Soliciting Entities
Name: Condor Securities
Category: Impersonators of Genuine Firms
Name: Connelly Peterson Ltd.
Category: Unregistered Soliciting Entities
Name: Connolly Thomas Law
Category: Unregistered Soliciting Entities
Name: Continental American Group
Category: Unregistered Soliciting Entities
Name: Continental Private Equity LLC
Category: Unregistered Soliciting Entities
Name: Cooper Company Management
Category: Unregistered Soliciting Entities
Name: Coreen Bradford Insurance
Category: Unregistered Soliciting Entities
Name: Corestone Distributors
Category: Impersonators of Genuine Firms
Name: Cornerstone Financial Services
Category: Impersonators of Genuine Firms
Name: Corporate Mergers & Acquisition Group
Category: Unregistered Soliciting Entities
Name: Costello & Rubin Attorneys at Law
Category: Unregistered Soliciting Entities
Name: Cotton Wood Stock Transfer
Category: Impersonators of Genuine Firms
Name: Cover Capital Partners
Category: Unregistered Soliciting Entities
Name: CPI International
Category: Unregistered Soliciting Entities
Name: Crawford Clarke M&A
Category: Unregistered Soliciting Entities
Name: Crawford Stanley Advisors LLC
Category: Unregistered Soliciting Entities
Name: Crest Equity Partners, LP
Category: Impersonators of Genuine Firms
Name: Crest Trust Management, LLC
Category: Unregistered Soliciting Entities
Name: Cromwell and Goodwin
Category: Unregistered Soliciting Entities
Name: Crossley Acquisitions
Category: Unregistered Soliciting Entities
Name: Crown Corporate Consultants
Category: Unregistered Soliciting Entities
Name: Crown Will Escrow and Clearing
Category: Unregistered Soliciting Entities
Name: CSA Financial Group
Category: Unregistered Soliciting Entities
Name: CT Lambson and Associates, LLC
Category: Unregistered Soliciting Entities
Name: Cunningham, Austin, Wheeler & Associates
Category: Unregistered Soliciting Entities
Name: Dailey Securities, Inc.
Category: Impersonators of Genuine Firms
Name: Danford Capital Group
Category: Unregistered Soliciting Entities
Name: Darwin Acquisition Group
Category: Unregistered Soliciting Entities
Name: David W. Jones, Attorney at Law
Category: Impersonators of Genuine Firms
Name: David, Scott & Allen PLLC
Category: Unregistered Soliciting Entities
Name: Davidson Capital Partners
Category: Unregistered Soliciting Entities
Name: Davis & Rudell LLC
Category: Unregistered Soliciting Entities
Name: Davis and Company LLC
Category: Unregistered Soliciting Entities
Name: DB Yates & Associates
Category: Unregistered Soliciting Entities
Name: Dean Witter Consultancy
Category: Impersonators of Genuine Firms
Name: Delta West Financial Management
Category: Unregistered Soliciting Entities
Name: Dempsey Bingham
Category: Unregistered Soliciting Entities
Name: Department of Financial Compensation
Category: Fictitious Regulators
Name: Department of Financial Regulators
Category: Fictitious Regulators
Name: Department of Financial Trading
Category: Fictitious Regulators
Name: Department of Global Pacific Mergers & Acquisitions
Category: Fictitious Regulators
Name: Department of Interagency Protection Bureau
Category: Fictitious Regulators
Name: Department of International Financial Trading
Category: Fictitious Regulators
Name: Department of Law and Public Safety
Category: Fictitious Regulators
Name: Department of Orderly Liquidation
Category: Fictitious Regulators
Name: Department of Regulation in Washington
Category: Fictitious Regulators
Name: Department of Securities and Exchange Regulation
Category: Fictitious Regulators
Name: Department of Securities Liquidations
Category: Fictitious Regulators
Name: Department of Securities Trading
Category: Fictitious Regulators
Name: Dial Mergers
Category: Unregistered Soliciting Entities
Name: Diversified Global Equities Group
Category: Unregistered Soliciting Entities
Name: Diversified Portfolio Management Invest, a.k.a. DPM Invest
Category: Unregistered Soliciting Entities
Name: Diversified Private Capital Group
Category: Unregistered Soliciting Entities
Name: Division of Securities
Category: Fictitious Regulators
Name: Division of Securities for the District of Columbia (DOSDC)
Category: Fictitious Regulators
Name: Dixon Associates
Category: Unregistered Soliciting Entities
Name: DMR Consulting, LLC
Category: Unregistered Soliciting Entities
Name: Dragon International, a.k.a. Dragon Mergers
Category: Unregistered Soliciting Entities
Name: Drexel Lambert Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: DreyfusMeyer & Co., Inc.
Category: Unregistered Soliciting Entities
Name: Drobium Associates
Category: Unregistered Soliciting Entities
Name: Duke & Bremmer Law Firm LP
Category: Unregistered Soliciting Entities
Name: Duke Smythe Associates
Category: Unregistered Soliciting Entities
Name: Dukes Merger & Acquisitions, Inc.
Category: Unregistered Soliciting Entities
Name: Dumont Private Equity
Category: Unregistered Soliciting Entities
Name: DurdanHeyer Ltd.
Category: Unregistered Soliciting Entities
Name: East Coast Law Florida
Category: Unregistered Soliciting Entities
Name: East Financial Group Incorporated
Category: Unregistered Soliciting Entities
Name: East International Transfer
Category: Unregistered Soliciting Entities
Name: East West Financial & Securities Compliance
Category: Fictitious Regulators
Name: Eastern Security Trading Commission
Category: Fictitious Regulators
Name: Eastman Pierce Partners Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm
Category: Unregistered Soliciting Entities
Name: Eastwest Management Group Ltd.
Category: Unregistered Soliciting Entities
Name: Ebond Securities L.L.C.
Category: Impersonators of Genuine Firms
Name: Economic and Financial Services Commission
Category: Fictitious Regulators
Name: Edison Transfer Agency
Category: Unregistered Soliciting Entities
Name: Edward Collins and Associates
Category: Unregistered Soliciting Entities
Name: Elliot Private Equity
Category: Unregistered Soliciting Entities
Name: Ellipse Trading
Category: Unregistered Soliciting Entities
Name: Emerald Point Capital
Category: Impersonators of Genuine Firms
Name: Empire Capital Partners
Category: Impersonators of Genuine Firms
Name: Empire Financial Management Incorporated
Category: Unregistered Soliciting Entities
Name: Endeavor Capital Partners
Category: Impersonators of Genuine Firms
Name: Endeavour Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Equities Trading Commission
Category: Fictitious Regulators
Name: Equity Law Group
Category: Unregistered Soliciting Entities
Name: Equity Trust Management, LLC
Category: Unregistered Soliciting Entities
Name: Europa Commodities, a.k.a. Europa Capital LLC
Category: Impersonators of Genuine Firms
Name: Everett Capital Partners
Category: Unregistered Soliciting Entities
Name: Faber Landau
Category: Unregistered Soliciting Entities
Name: Factor Private Equity LLC
Category: Unregistered Soliciting Entities
Name: Fairchild Holdings & Advisory Firm Corporation
Category: Unregistered Soliciting Entities
Name: FAP USA, L.P.
Category: Impersonators of Genuine Firms
Name: Farrel, Thornton, Lloyd & Brown
Category: Unregistered Soliciting Entities
Name: FCM Advisory Services, Inc.
Category: Unregistered Soliciting Entities
Name: Federal Asset Management
Category: Unregistered Soliciting Entities
Name: Federal Capital, Inc.
Category: Unregistered Soliciting Entities
Name: Federal Division Of Securities, NY
Category: Fictitious Regulators
Name: Federal Equities Corporation
Category: Unregistered Soliciting Entities
Name: Federal Financial Regulatory Board
Category: Fictitious Regulators
Name: Federal Financial Services Commission
Category: Fictitious Regulators
Name: Federal Recapitalization Fund
Category: Fictitious Regulators
Name: Federal Regulatory Board
Category: Fictitious Regulators
Name: Federal Securities and Investments Regulatory Commission (FSIRC)
Category: Fictitious Regulators
Name: Federal Securities Commission
Category: Fictitious Regulators
Name: Federal Securities Regulatory Agency
Category: Fictitious Regulators
Name: Federal Security Trading Regulatory Board
Category: Fictitious Regulators
Name: Federal Stock Commission
Category: Fictitious Regulators
Name: Feinler Management Group
Category: Unregistered Soliciting Entities
Name: Ferguson Hathaway Consulting, Ltd./FH Consulting
Category: Unregistered Soliciting Entities
Name: FinAllianz
Category: Unregistered Soliciting Entities
Name: Finance Regulation Bureau
Category: Fictitious Regulators
Name: Financial & Regulatory Oversight Board
Category: Fictitious Regulators
Name: Financial Action Task Force
Category: Fictitious Regulators
Name: Financial Advisors KMG
Category: Unregistered Soliciting Entities
Name: Financial Affairs Corporation
Category: Unregistered Soliciting Entities
Name: Financial Asset Management, Inc.
Category: Impersonators of Genuine Firms
Name: Financial Compensation Authority
Category: Fictitious Regulators
Name: Financial Fraud Enforcement Task Force
Category: Fictitious Regulators
Name: Financial Fraud Examiners
Category: Unregistered Soliciting Entities
Name: Financial Protection Commission
Category: Fictitious Regulators
Name: Financial Protection Intelligence Unit
Category: Fictitious Regulators
Name: Financial Securities and Equities Bureau (FSEB)
Category: Fictitious Regulators
Name: Financial Securities and Investments Commission
Category: Fictitious Regulators
Name: Financial Soultions (sic)
Category: Unregistered Soliciting Entities
Name: Financial Trading Board
Category:
Name: FinSolve Inc.
Category: Unregistered Soliciting Entities
Name: FinTrade Advisors Inc.
Category: Unregistered Soliciting Entities
Name: First Axis Group
Category: Unregistered Soliciting Entities
Name: First Escrow Trust
Category: Unregistered Soliciting Entities
Name: First Financial Management
Category: Unregistered Soliciting Entities
Name: First Independent Accounting & Management Services Inc.
Category: Unregistered Soliciting Entities
Name: First Investment Securities
Category: Impersonators of Genuine Firms
Name: First Liberty Transfer Agency, LLC
Category: Unregistered Soliciting Entities
Name: First National Reliance Inc.
Category: Unregistered Soliciting Entities
Name: First National Stock Transfer Inc.
Category: Impersonators of Genuine Firms
Name: First Prime Corporations, a.k.a. First Prime Corp.
Category: Unregistered Soliciting Entities
Name: First Private Equity Group
Category: Unregistered Soliciting Entities
Name: First Trade Securities
Category: Unregistered Soliciting Entities
Name: Forensic Accounting and Financial Fraud Investigator
Category: Fictitious Regulators
Name: Fortis IM Trade
Category: Unregistered Soliciting Entities
Name: FORTRESS Investment Group
Category: Impersonators of Genuine Firms
Name: Foster & White Acquisition Group
Category: Unregistered Soliciting Entities
Name: Franklin Law Office
Category: Unregistered Soliciting Entities
Name: Franklin Rankin, LLC
Category: Unregistered Soliciting Entities
Name: Frazer White Group
Category: Unregistered Soliciting Entities
Name: Frost Capital Partners
Category: Unregistered Soliciting Entities
Name: Fund Investors, Inc.
Category: Impersonators of Genuine Firms
Name: Fundamental Trading Inc.
Category: Unregistered Soliciting Entities
Name: G&L Partners, Inc.
Category: Impersonators of Genuine Firms
Name: Gardner Financial Trading
Category: Impersonators of Genuine Firms
Name: Garrett Hopkins Associates
Category: Unregistered Soliciting Entities
Name: Gemini M&A
Category: Unregistered Soliciting Entities
Name: GFC Worldwide, a.k.a. Global Financial Corp.
Category: Unregistered Soliciting Entities
Name: Giles and Hochman Consulting
Category: Unregistered Soliciting Entities
Name: Glendale Management Group
Category: Unregistered Soliciting Entities
Name: Global Alliance Insurance Company
Category: Unregistered Soliciting Entities
Name: Global Asset Management Inc.
Category: Unregistered Soliciting Entities
Name: Global Capital Group Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Global Capital Management, Inc.
Category: Impersonators of Genuine Firms
Name: Global Capital Markets Worldwide
Category: Impersonators of Genuine Firms
Name: Global Compliance Agency
Category: Fictitious Regulators
Name: Global Corporate Partners
Category: Unregistered Soliciting Entities
Name: Global Direct Asset Management
Category: Unregistered Soliciting Entities
Name: Global Direct Equities LLC
Category: Impersonators of Genuine Firms
Name: Global Direct Financial Inc.
Category: Unregistered Soliciting Entities
Name: Global Equities, Inc.
Category: Impersonators of Genuine Firms
Name: Global Financial Corp. Worldwide, a.k.a. GFC Worldwide
Category: Unregistered Soliciting Entities
Name: Global Financial Group Advisors
Category: Impersonators of Genuine Firms
Name: Global Financial Protection Commission
Category: Fictitious Regulators
Name: Global Financial Tree
Category: Unregistered Soliciting Entities
Name: Global Growth Acquisition Corporation
Category: Impersonators of Genuine Firms
Name: Global Investments Compliance Center
Category: Fictitious Regulators
Name: Global Partners Securities
Category: Impersonators of Genuine Firms
Name: Global Quest Consultancy Services, Inc.
Category: Unregistered Soliciting Entities
Name: Global Quest Emerging Fund LP
Category: Impersonators of Genuine Firms
Name: Global Re-Insurance Services
Category: Unregistered Soliciting Entities
Name: Global Securities Crime Investigators
Category: Fictitious Regulators
Name: Global Securities Protection Agency
Category: Fictitious Regulators
Name: Global Securities Regulatory Commission
Category: Fictitious Regulators
Name: Global Securities Service Group
Category: Unregistered Soliciting Entities
Name: Global Security Transfer
Category: Unregistered Soliciting Entities
Name: Global Trading Group
Category: Impersonators of Genuine Firms
Name: Gloucester & Stern Inc.
Category: Unregistered Soliciting Entities
Name: GMA Advisory Services, Inc.
Category: Unregistered Soliciting Entities
Name: Golden Medallion Trading
Category: Unregistered Soliciting Entities
Name: Goldman Capital Management
Category: Impersonators of Genuine Firms
Name: Goldman Phillips
Category: Unregistered Soliciting Entities
Name: Goldsmith & Harris
Category: Impersonators of Genuine Firms
Name: Goldstein & Bradley
Category: Unregistered Soliciting Entities
Name: Goodwin William Inc.
Category: Unregistered Soliciting Entities
Name: Gordon Group Services
Category: Unregistered Soliciting Entities
Name: Gordon, Tait & Co. LLC
Category: Unregistered Soliciting Entities
Name: Graham Morrison Wilson
Category: Unregistered Soliciting Entities
Name: Grant Group LLC
Category: Unregistered Soliciting Entities
Name: Great Harbor Compliance Regulatory Board
Category: Fictitious Regulators
Name: Great Southern Investment
Category: Impersonators of Genuine Firms
Name: Green & Book LLC
Category: Unregistered Soliciting Entities
Name: Green Bay Ventures LLC
Category: Unregistered Soliciting Entities
Name: Green Wave Corporation
Category: Impersonators of Genuine Firms
Name: Green Wave Corporation
Category: Unregistered Soliciting Entities
Name: Greenberg International Law & Tax Advisory
Category: Unregistered Soliciting Entities
Name: Greenfield and Associates
Category: Unregistered Soliciting Entities
Name: Greenfield Insurance Services
Category: Unregistered Soliciting Entities
Name: Greenfield Securities Ltd.
Category: Unregistered Soliciting Entities
Name: Greentree Financial Advisors
Category: Impersonators of Genuine Firms
Name: Greenway Consultancy
Category: Unregistered Soliciting Entities
Name: Greenwood Capital Advisors
Category: Unregistered Soliciting Entities
Name: Grenfell and Blackrock Associates
Category: Unregistered Soliciting Entities
Name: Greyson Consulting Group
Category: Unregistered Soliciting Entities
Name: Greystone Asset Management
Category: Impersonators of Genuine Firms
Name: Griffin Advisors Limited
Category: Impersonators of Genuine Firms
Name: Griffin Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Gruber and Green, Inc.
Category: Unregistered Soliciting Entities
Name: GS Global Asset Management LLC
Category: Impersonators of Genuine Firms
Name: Guardian Creative Tax Planners
Category: Unregistered Soliciting Entities
Name: Guardian International
Category: Unregistered Soliciting Entities
Name: Gultsara Trading Ltd.
Category: Unregistered Soliciting Entities
Name: H. Taft Private Equity
Category: Unregistered Soliciting Entities
Name: Hamilton and Pricehouse Consultancy
Category: Unregistered Soliciting Entities
Name: Hammond Global Solutions LLC
Category: Unregistered Soliciting Entities
Name: Hampton Capital Management
Category: Unregistered Soliciting Entities
Name: Hamza and Associates
Category: Unregistered Soliciting Entities
Name: Hanworth Weir Ltd.
Category: Unregistered Soliciting Entities
Name: Harbor Light Securities Inc.
Category: Impersonators of Genuine Firms
Name: Harris James Associates
Category: Unregistered Soliciting Entities
Name: HCC Global Financial Group
Category: Impersonators of Genuine Firms
Name: Heale Financial LLC
Category: Unregistered Soliciting Entities
Name: Heckart Associates, LLC
Category: Unregistered Soliciting Entities
Name: Hedges Capital Group
Category: Unregistered Soliciting Entities
Name: Hedges Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Heinz Hokkaido International
Category: Unregistered Soliciting Entities
Name: Hendricks & Hurst
Category: Unregistered Soliciting Entities
Name: Henrickson Dickson LLC
Category: Unregistered Soliciting Entities
Name: Hermann Brothers Group
Category: Unregistered Soliciting Entities
Name: Hillton Stock Investment Limited, a.k.a. Hillton Stocks Investments
Category:
Name: Hobart & Roth, LLC
Category: Unregistered Soliciting Entities
Name: Hobdell and Williamson
Category: Unregistered Soliciting Entities
Name: Hogan, Case & Polk
Category: Unregistered Soliciting Entities
Name: Holland Capital Management
Category: Impersonators of Genuine Firms
Name: Hopewood and Company
Category: Unregistered Soliciting Entities
Name: Howard Gary & Company, Inc.
Category: Impersonators of Genuine Firms
Name: Howard, James & Watson LLC
Category: Unregistered Soliciting Entities
Name: Howell and Johnson Associates
Category: Unregistered Soliciting Entities
Name: Howland Law
Category: Unregistered Soliciting Entities
Name: Hudson Munroe Transfer Agents
Category: Unregistered Soliciting Entities
Name: Humphrey ETS LTD.
Category: Unregistered Soliciting Entities
Name: IBG and Associates
Category: Unregistered Soliciting Entities
Name: ICSID Lawyers
Category: Fictitious Regulators
Name: IDA Consultancy
Category: Unregistered Soliciting Entities
Name: Impact Finance
Category: Unregistered Soliciting Entities
Name: Imperial Quest Ventures, Ltd.
Category: Unregistered Soliciting Entities
Name: Institutional Equity Partners
Category: Unregistered Soliciting Entities
Name: Integrated Financial Regulatory Board
Category: Fictitious Regulators
Name: Integrated Tax
Category: Unregistered Soliciting Entities
Name: Interactive Taxation Consultants
Category: Unregistered Soliciting Entities
Name: Intercapital Equity Partners
Category: Unregistered Soliciting Entities
Name: Intercapital Venture Group
Category: Unregistered Soliciting Entities
Name: Intercontinental Financial Protection Commission
Category: Fictitious Regulators
Name: InterContinental Financial Regulatory Board
Category: Fictitious Regulators
Name: InterGlobal Financial Registrar
Category: Fictitious Regulators
Name: International Association of Transfer Agents
Category: Fictitious Regulators
Name: International Board of Mergers & Acquisitions
Category: Fictitious Regulators
Name: International Board of Trade Commission
Category: Fictitious Regulators
Name: International Claims Commission
Category: Fictitious Regulators
Name: International Commission of Securities
Category: Fictitious Regulators
Name: International Compliance Assistance Center
Category: Fictitious Regulators
Name: International Corporate Advisors
Category: Unregistered Soliciting Entities
Name: International Divestment Services IR Ltd
Category: Unregistered Soliciting Entities
Name: International Equities Administrators
Category: Fictitious Regulators
Name: International Exchange Commission
Category: Fictitious Regulators
Name: International Financial & Regulatory Commission
Category: Fictitious Regulators
Name: International Financial Forensics Organization
Category: Fictitious Regulators
Name: International Financial Market Regulatory Agency
Category: Fictitious Regulators
Name: International Financial Oversight Commission
Category: Fictitious Regulators
Name: International Financial Securities Regulatory Commission
Category: Fictitious Regulators
Name: International Financial Trading Commission
Category: Fictitious Regulators
Name: International Fraud Alert
Category: Fictitious Regulators
Name: International Fraud Assessment Agency
Category: Fictitious Regulators
Name: International Information Exchange
Category: Fictitious Regulators
Name: International Investments and Securities Commission
Category: Fictitious Regulators
Name: International Investor Protection Coalition, a.k.a. IIP Coalition
Category: Fictitious Regulators
Name: International Mergers
Category: Unregistered Soliciting Entities
Name: International Network for Investor Action and Protection
Category: Fictitious Regulators
Name: International Organization of Registrar and Clearing Agents (IORACA)
Category: Fictitious Regulators
Name: International Organization of Transfer and Registrar Agents
Category: Fictitious Regulators
Name: International Regulators Board
Category: Fictitious Regulators
Name: International Securities Accreditation Authority
Category: Fictitious Regulators
Name: International Securities Administrators
Category: Fictitious Regulators
Name: International Securities and Equities Board
Category: Fictitious Regulators
Name: International Securities Authority
Category: Fictitious Regulators
Name: International Securities Board
Category: Fictitious Regulators
Name: International Securities Commission
Category: Fictitious Regulators
Name: International Securities Regulators
Category: Fictitious Regulators
Name: International Securities Regulatory Agency
Category: Fictitious Regulators
Name: International Securities Regulatory Division
Category: Fictitious Regulators
Name: International Securities Validation Division
Category: Fictitious Regulators
Name: International Share Verification Department
Category: Fictitious Regulators
Name: International Shareholders Compliance Department
Category: Fictitious Regulators
Name: International Stock Regulators
Category: Fictitious Regulators
Name: International Stock Transfer Administration (ISTA)
Category: Fictitious Regulators
Name: International Trading Board
Category: Fictitious Regulators
Name: International Trading Commission
Category: Fictitious Regulators
Name: International Transfer Services Limited
Category: Unregistered Soliciting Entities
Name: Intertrade Compliance Board
Category: Fictitious Regulators
Name: Investment and Security Fraud Protection Agency Two Prudential Plaza
Category: Fictitious Regulators
Name: Investor Protect Bureau
Category: Fictitious Regulators
Name: Investor Protection Enforcement Council
Category: Fictitious Regulators
Name: Investors Advisory Services, LLC
Category: Impersonators of Genuine Firms
Name: IPO Securities Litigation
Category: Unregistered Soliciting Entities
Name: Isaac Paige Group
Category:
Name: Itaxation Corporation Ltd.
Category: Unregistered Soliciting Entities
Name: J. Rowan Associates
Category: Unregistered Soliciting Entities
Name: J. Streicher & Co LLC
Category: Impersonators of Genuine Firms
Name: Jackson Bernstein Associates
Category: Unregistered Soliciting Entities
Name: Jacob Stuart & Knight Inc.
Category: Unregistered Soliciting Entities
Name: Jacobson Group
Category: Unregistered Soliciting Entities
Name: Janco Lazard Transfer Company
Category: Unregistered Soliciting Entities
Name: JD Trading
Category: Unregistered Soliciting Entities
Name: Jefferson Clark Associates
Category: Unregistered Soliciting Entities
Name: Jeremy Fleming International
Category: Unregistered Soliciting Entities
Name: Johnson McQuade Acquisitions Corp.
Category: Unregistered Soliciting Entities
Name: JPR Capital Corp.
Category: Impersonators of Genuine Firms
Name: JSM Financial
Category: Unregistered Soliciting Entities
Name: JT Limited Partnership
Category: Unregistered Soliciting Entities
Name: Kaplan Mergers
Category: Unregistered Soliciting Entities
Name: Karum Group LLC Law Firm
Category: Unregistered Soliciting Entities
Name: Keep Clearing Corporation LLC
Category: Unregistered Soliciting Entities
Name: Kenilworth Mergers & Acquisitions Inc.
Category: Unregistered Soliciting Entities
Name: Kennedy, Anderson & Lang
Category: Unregistered Soliciting Entities
Name: Kensington Advisory & Investment Group
Category: Impersonators of Genuine Firms
Name: Keswick Group
Category: Unregistered Soliciting Entities
Name: Keystone Corporate Group
Category: Unregistered Soliciting Entities
Name: Keystone Global Marketing
Category: Unregistered Soliciting Entities
Name: Kiefer Business Services LLC
Category: Unregistered Soliciting Entities
Name: Kinetic Escrow Trust
Category: Unregistered Soliciting Entities
Name: Kingsley Capital Partners Inc.
Category: Unregistered Soliciting Entities
Name: Kipling Mercer & Co. LLC
Category: Unregistered Soliciting Entities
Name: Kirkland Gray Acquisitions
Category: Unregistered Soliciting Entities
Name: Kirkland Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Kobe Asset Management
Category: Unregistered Soliciting Entities
Name: KPH Consulting Group
Category: Unregistered Soliciting Entities
Name: Kramer & Associates Management Group LLC
Category: Unregistered Soliciting Entities
Name: Kravitz Roth, Ltd.
Category: Unregistered Soliciting Entities
Name: Krust Global Financials
Category: Unregistered Soliciting Entities
Name: Lakeshore Private Equity LLP
Category: Unregistered Soliciting Entities
Name: Lambert McMillan Corporation
Category: Unregistered Soliciting Entities
Name: Landmark M&A, Inc.
Category: Unregistered Soliciting Entities
Name: Lansley, Everett & Moore, LLC
Category: Unregistered Soliciting Entities
Name: Law Experts of New York
Category: Unregistered Soliciting Entities
Name: Lawrence James and Associates
Category: Unregistered Soliciting Entities
Name: Lead Capital Partners
Category: Unregistered Soliciting Entities
Name: Lead Global Ltd.
Category: Unregistered Soliciting Entities
Name: Lee Grant Morrison
Category: Unregistered Soliciting Entities
Name: Legacy Capital Management, LLC
Category: Impersonators of Genuine Firms
Name: Legal Management Consultants
Category: Unregistered Soliciting Entities
Name: Legal Recovery Consultants
Category: Unregistered Soliciting Entities
Name: Legg and Berman Acquisitions Management
Category: Unregistered Soliciting Entities
Name: Leo Equities
Category: Unregistered Soliciting Entities
Name: Levine & Levine Law Specialist
Category: Unregistered Soliciting Entities
Name: Liberty Investors Protection Agency
Category: Unregistered Soliciting Entities
Name: Liberty Transfer Co.
Category: Impersonators of Genuine Firms
Name: Liberty Ventures Holding Inc.
Category: Unregistered Soliciting Entities
Name: Lincoln & Rutherford Trust Management
Category: Unregistered Soliciting Entities
Name: Lincoln Equity Partners
Category: Unregistered Soliciting Entities
Name: Lincoln International Fund LP
Category: Impersonators of Genuine Firms
Name: Lincoln Trust Transfer Agency LLC
Category: Unregistered Soliciting Entities
Name: Lindenberg Asset Management
Category: Unregistered Soliciting Entities
Name: Litmus Capital Management Group LLC
Category: Impersonators of Genuine Firms
Name: Livingston Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Lloyd Brown Investments, Inc.
Category: Unregistered Soliciting Entities
Name: Lloyd Morgan Company
Category: Unregistered Soliciting Entities
Name: Lloyds & Lambert Capital Ventures Inc.
Category: Unregistered Soliciting Entities
Name: Lloyds Commercial Finance
Category: Unregistered Soliciting Entities
Name: Logan Acquisitions
Category: Unregistered Soliciting Entities
Name: Lombard Grand Financials
Category: Unregistered Soliciting Entities
Name: Longworth and Richman Law Group
Category: Unregistered Soliciting Entities
Name: Lubater Consulting
Category: Unregistered Soliciting Entities
Name: Lynx Mackenzie, Inc.
Category: Unregistered Soliciting Entities
Name: M&A Securities Group
Category: Impersonators of Genuine Firms
Name: M&A Securities Group
Category: Unregistered Soliciting Entities
Name: Macallaster Pitfield Mackay Inc.
Category: Impersonators of Genuine Firms
Name: Macellum Capital Management, LLC
Category: Impersonators of Genuine Firms
Name: MacMillian Escrow Trust
Category: Unregistered Soliciting Entities
Name: Macro Acquisitions LLC
Category: Unregistered Soliciting Entities
Name: Macros Investment, Inc.
Category: Impersonators of Genuine Firms
Name: Madden Group Inc. (MGI)
Category: Unregistered Soliciting Entities
Name: Maddisson Jardine Associates
Category: Unregistered Soliciting Entities
Name: Madison Avenue Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: MAGV Securities
Category: Impersonators of Genuine Firms
Name: Maitland Bell & Co.
Category: Unregistered Soliciting Entities
Name: Mallary & Company, LLC
Category: Unregistered Soliciting Entities
Name: Mandolin Resources
Category: Unregistered Soliciting Entities
Name: Manhasset Capital Management Group
Category: Impersonators of Genuine Firms
Name: Manhattan Acquisition Corp.
Category: Impersonators of Genuine Firms
Name: Manhattan Corporate Transfers
Category: Unregistered Soliciting Entities
Name: Manning Capital Inc.
Category: Unregistered Soliciting Entities
Name: Mannix M&A
Category: Unregistered Soliciting Entities
Name: Manor Private Capital, LLC
Category: Impersonators of Genuine Firms
Name: Marcus & Company Inc.
Category: Unregistered Soliciting Entities
Name: Marcus KPO Services, LLC
Category: Unregistered Soliciting Entities
Name: Marsh & Reede Capital
Category: Unregistered Soliciting Entities
Name: Marshall Security & Transfer Inc.
Category: Unregistered Soliciting Entities
Name: Martin Curtis Smith Group Limited Global Law
Category: Unregistered Soliciting Entities
Name: Mason Securities LLC
Category: Impersonators of Genuine Firms
Name: Massaki, Lane and Associates
Category: Unregistered Soliciting Entities
Name: Mathisen Financial
Category: Unregistered Soliciting Entities
Name: Maxwell Consultancy Limited
Category: Unregistered Soliciting Entities
Name: Maxwell Financial Services
Category: Impersonators of Genuine Firms
Name: Maxwell Financial Services
Category: Unregistered Soliciting Entities
Name: Maxwell Mergers & Acquisitions Group Inc.
Category: Unregistered Soliciting Entities
Name: Mayer and Connolly LLP
Category: Unregistered Soliciting Entities
Name: MBC Finance Group
Category: Unregistered Soliciting Entities
Name: MBR Asset Management
Category: Unregistered Soliciting Entities
Name: MC Capital Markets LLC
Category: Impersonators of Genuine Firms
Name: McCarthy & Bennett M&A
Category: Unregistered Soliciting Entities
Name: McKinney Capital Partners
Category: Unregistered Soliciting Entities
Name: Mclintock Greer
Category: Unregistered Soliciting Entities
Name: McMillan Consulting
Category: Unregistered Soliciting Entities
Name: McPherson Gordon Ltd.
Category: Unregistered Soliciting Entities
Name: MCT International Investments
Category: Unregistered Soliciting Entities
Name: Meister VI - Meister Ventures Inc.
Category: Unregistered Soliciting Entities
Name: MEL International Ltd.
Category: Unregistered Soliciting Entities
Name: Melrose & Greystone
Category: Unregistered Soliciting Entities
Name: Mendelson & Associates
Category: Unregistered Soliciting Entities
Name: Menden Hall Law Office
Category: Unregistered Soliciting Entities
Name: Mercury Global Acquisition Inc.
Category: Unregistered Soliciting Entities
Name: Mergers & Acquisitions Law Group
Category: Unregistered Soliciting Entities
Name: Metcap Securities
Category: Impersonators of Genuine Firms
Name: Metropolitan Financial Institutions Supervisory
Category: Fictitious Regulators
Name: Micro Global Management Inc.
Category: Unregistered Soliciting Entities
Name: Midal Consulting Co.
Category: Unregistered Soliciting Entities
Name: Miller & Cohen
Category: Unregistered Soliciting Entities
Name: Miller & Parker Consulting Group
Category: Unregistered Soliciting Entities
Name: Miller & Ross
Category: Unregistered Soliciting Entities
Name: Miller Consulting Group
Category: Unregistered Soliciting Entities
Name: Miller Winston
Category: Unregistered Soliciting Entities
Name: Minemora Investment Group
Category: Unregistered Soliciting Entities
Name: Minor Group Incorporated
Category: Unregistered Soliciting Entities
Name: MIT Associates Incorporated
Category: Impersonators of Genuine Firms
Name: Mitchell Bloch Law Firm
Category: Unregistered Soliciting Entities
Name: MKL Business Services, LLC
Category: Unregistered Soliciting Entities
Name: Montgomery Roth International LLP
Category: Unregistered Soliciting Entities
Name: Morgan Consultancy Group
Category: Unregistered Soliciting Entities
Name: Morgan Premier Group
Category: Unregistered Soliciting Entities
Name: Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy
Category: Unregistered Soliciting Entities
Name: Morisson Ventures Inc.
Category: Unregistered Soliciting Entities
Name: Mulvey & Hanson, LLP
Category: Unregistered Soliciting Entities
Name: Myers and Baker Associates
Category: Unregistered Soliciting Entities
Name: National Compliance Regulatory Board
Category: Fictitious Regulators
Name: National Financial Commission
Category: Fictitious Regulators
Name: National Financial Supervision Authority
Category: Fictitious Regulators
Name: National Securities Authority
Category: Fictitious Regulators
Name: NBI Energy
Category: Impersonators of Genuine Firms
Name: Nevada Transfer Agent
Category: Unregistered Soliciting Entities
Name: New Alliance Securities, Inc.
Category: Impersonators of Genuine Firms
Name: New England Private Equity, LLC
Category: Unregistered Soliciting Entities
Name: New York Board of Regulators
Category: Fictitious Regulators
Name: New York City Investment Fund Inc.
Category: Impersonators of Genuine Firms
Name: New York Finance Company
Category: Unregistered Soliciting Entities
Name: New York Global Group, Inc.
Category: Impersonators of Genuine Firms
Name: New York Law Specialist
Category: Unregistered Soliciting Entities
Name: New York Regulatory Division
Category: Fictitious Regulators
Name: New York Securities Division
Category: Fictitious Regulators
Name: Newcastle Distributors
Category: Impersonators of Genuine Firms
Name: Newcastle Trust, Ltd.
Category: Unregistered Soliciting Entities
Name: Norsk Financial
Category: Unregistered Soliciting Entities
Name: North American Securities Transfer
Category: Unregistered Soliciting Entities
Name: North Pacific Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Northern Alliance Group
Category: Unregistered Soliciting Entities
Name: NorthPoint M&A Advisors NorthPoint M&A Advisors LLC
Category: Unregistered Soliciting Entities
Name: Northwest Global Management, Inc.
Category: Unregistered Soliciting Entities
Name: Northwest Mergers and Acquisitions, Inc.
Category: Unregistered Soliciting Entities
Name: Nortia Account Management
Category: Unregistered Soliciting Entities
Name: NT Financial Services
Category: Unregistered Soliciting Entities
Name: NW Advisors LLC
Category: Impersonators of Genuine Firms
Name: NY Finance Ltd.
Category: Unregistered Soliciting Entities
Name: O'Coone, McCormack & Button Ltd.
Category: Impersonators of Genuine Firms
Name: Oasis Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Obrien & Shepard Inc.
Category: Impersonators of Genuine Firms
Name: Office of Financial Affairs
Category: Fictitious Regulators
Name: Offshore Securities Commission
Category: Fictitious Regulators
Name: Offshore Taxation
Category: Unregistered Soliciting Entities
Name: Offutt Securities Inc.
Category: Impersonators of Genuine Firms
Name: One Global Management
Category: Unregistered Soliciting Entities
Name: One Global Venture Group
Category: Unregistered Soliciting Entities
Name: One New York Financial Services
Category: Unregistered Soliciting Entities
Name: Orient Acquisitions Group Inc.
Category: Unregistered Soliciting Entities
Name: Osprey Partners LLC
Category: Impersonators of Genuine Firms
Name: Overseas Financial & Regulatory Oversight Board
Category: Fictitious Regulators
Name: Overseas Financial Authority
Category: Fictitious Regulators
Name: Overseas Investors Information Network
Category: Fictitious Regulators
Name: Overseas Security Trading Protection Commission
Category: Fictitious Regulators
Name: P.A.N. Securities LP
Category: Impersonators of Genuine Firms
Name: P.J. Solomon Securities LLC, a.k.a. P.J. Solomon LLC
Category: Impersonators of Genuine Firms
Name: Pacific American Securities
Category: Impersonators of Genuine Firms
Name: Pacific Capital Management LLC
Category: Impersonators of Genuine Firms
Name: Pacific Capital Management LLC
Category: Unregistered Soliciting Entities
Name: Pacific Ventures Consultancy
Category: Unregistered Soliciting Entities
Name: Pan American Acquisition Group
Category: Unregistered Soliciting Entities
Name: Paragon Capital Group, Inc.
Category: Impersonators of Genuine Firms
Name: Park Avenue Mergers and Acquisitions LLC
Category: Unregistered Soliciting Entities
Name: Parkbrook Capital Inc. aka Parkbrook Inc.
Category: Impersonators of Genuine Firms
Name: Parker & Masters LLC
Category: Unregistered Soliciting Entities
Name: Parker & Mckenzie, Inc.
Category: Unregistered Soliciting Entities
Name: PDH Transfers LLC
Category: Unregistered Soliciting Entities
Name: Pegasus Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Pelican Trading Group
Category: Unregistered Soliciting Entities
Name: Pennsylvania Division of Securities
Category: Fictitious Regulators
Name: Performance Equity Inc.
Category: Unregistered Soliciting Entities
Name: Perkins Consultancy Group
Category: Unregistered Soliciting Entities
Name: Permanent Fund LLC
Category: Unregistered Soliciting Entities
Name: Peter Hamilton Law Firm & Consultancy
Category: Unregistered Soliciting Entities
Name: Peterson Advisors Limited, a.k.a. Peterson Consultancy
Category: Unregistered Soliciting Entities
Name: Peterson Capital Partners, Inc., a.k.a. Peterson Capital Partnership Inc.
Category: Unregistered Soliciting Entities
Name: Pex Global Inc.
Category: Impersonators of Genuine Firms
Name: PFS Investments
Category: Impersonators of Genuine Firms
Name: Phenix Digital Solutions
Category: Unregistered Soliciting Entities
Name: Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management
Category: Unregistered Soliciting Entities
Name: Pinicle Registry
Category: Unregistered Soliciting Entities
Name: Pinnacle Invest Group Ltd.
Category: Unregistered Soliciting Entities
Name: Platinum Group International
Category: Unregistered Soliciting Entities
Name: Plutus Private Equity LLP
Category: Unregistered Soliciting Entities
Name: Pointe Atlantic
Category: Impersonators of Genuine Firms
Name: Pointe Capital Partners Inc.
Category: Unregistered Soliciting Entities
Name: Portfolio Investment Co. Ltd.
Category: Impersonators of Genuine Firms
Name: Powell Financial Services
Category: Unregistered Soliciting Entities
Name: Premier Consultancy Group (PCG)
Category: Unregistered Soliciting Entities
Name: Premier Mergers
Category: Unregistered Soliciting Entities
Name: Premium Direct Capital Partners
Category: Unregistered Soliciting Entities
Name: Prime Acquisitions Group, Inc.
Category: Unregistered Soliciting Entities
Name: Prime Group of Companies
Category: Unregistered Soliciting Entities
Name: Prime Risk Solutions
Category: Unregistered Soliciting Entities
Name: Prime Solutions, Inc.
Category: Unregistered Soliciting Entities
Name: Princeton Capital Investments, Inc.
Category: Impersonators of Genuine Firms
Name: Private Capital Venture Group
Category: Unregistered Soliciting Entities
Name: Private Fund Management S.A.
Category: Unregistered Soliciting Entities
Name: Private Trading Acquisitions
Category: Unregistered Soliciting Entities
Name: Progress Investments LLC
Category: Impersonators of Genuine Firms
Name: Provident Capital Management
Category: Impersonators of Genuine Firms
Name: Qatalyst Partners, L.P.
Category: Impersonators of Genuine Firms
Name: Quantum Global Equities Inc.
Category: Unregistered Soliciting Entities
Name: Quantum Partners International
Category: Unregistered Soliciting Entities
Name: Quantum Private Equity
Category: Unregistered Soliciting Entities
Name: Quantum Reliance Group
Category: Unregistered Soliciting Entities
Name: Ratherways and Co.
Category: Unregistered Soliciting Entities
Name: Rayburn Watson & Associates
Category: Unregistered Soliciting Entities
Name: RBM International Limited
Category: Unregistered Soliciting Entities
Name: Regal Registrars
Category: Unregistered Soliciting Entities
Name: Regency Acquisition Group
Category: Unregistered Soliciting Entities
Name: Regency Group Inc.
Category: Impersonators of Genuine Firms
Name: Regency Group Inc.
Category: Unregistered Soliciting Entities
Name: Regent & Langley Consulting Group
Category: Unregistered Soliciting Entities
Name: Regent Capital Ventures Inc.
Category: Unregistered Soliciting Entities
Name: Regent Consolidated
Category: Unregistered Soliciting Entities
Name: Regional Financial Services Commission
Category: Fictitious Regulators
Name: Regional Regulatory Board
Category: Fictitious Regulators
Name: Regulatory Advisory Commission
Category: Fictitious Regulators
Name: Regulatory Compliance Board
Category: Fictitious Regulators
Name: Reliance Capital Management Advisors
Category: Impersonators of Genuine Firms
Name: Revera Associates
Category: Unregistered Soliciting Entities
Name: Rhine & Associates
Category: Unregistered Soliciting Entities
Name: Richfield Orion International Group
Category: Impersonators of Genuine Firms
Name: Richmond Grant Security & Transfer Inc.
Category: Unregistered Soliciting Entities
Name: RidgeWood Securities
Category: Impersonators of Genuine Firms
Name: Ridley Steed & Cabot
Category: Unregistered Soliciting Entities
Name: Riley Securities and Trading Management
Category: Unregistered Soliciting Entities
Name: Robbins, McCaully, Appleby LLC
Category: Unregistered Soliciting Entities
Name: Robertson Ellis
Category: Unregistered Soliciting Entities
Name: Robinson Capital Partners
Category: Unregistered Soliciting Entities
Name: Robinson Hurst M&A
Category: Unregistered Soliciting Entities
Name: Roche Capital Partners LP
Category: Unregistered Soliciting Entities
Name: Rose & Cranfield
Category: Unregistered Soliciting Entities
Name: Rosen and Associates
Category: Unregistered Soliciting Entities
Name: Rosenthal & Goldberg Associates
Category: Unregistered Soliciting Entities
Name: Rothman Securities
Category: Impersonators of Genuine Firms
Name: Rothridge Consulting Group
Category: Unregistered Soliciting Entities
Name: Ryan & Mahar, LLC
Category: Unregistered Soliciting Entities
Name: S-Acquisition Corp
Category: Unregistered Soliciting Entities
Name: Salvora Invest and Trade, Inc.
Category: Unregistered Soliciting Entities
Name: Sanders Associates LLP
Category: Unregistered Soliciting Entities
Name: Santander Investment Securities Group
Category: Impersonators of Genuine Firms
Name: SB Registry
Category: Unregistered Soliciting Entities
Name: SBV Venture Partners, a.k.a. SBV Venture Partners Law Services
Category: Impersonators of Genuine Firms
Name: Schiller Gates, Inc.
Category: Unregistered Soliciting Entities
Name: Schwartz Leiberman Associates
Category: Unregistered Soliciting Entities
Name: Scope Acquisitions
Category: Unregistered Soliciting Entities
Name: Scott and Fischer Consultancy Limited
Category: Unregistered Soliciting Entities
Name: Seago South Mergers & Acquisitions, LLP
Category: Unregistered Soliciting Entities
Name: Seale Capital Inc.
Category: Impersonators of Genuine Firms
Name: Secure Insurance
Category: Unregistered Soliciting Entities
Name: Secured Trade Investment
Category: Unregistered Soliciting Entities
Name: Securities Administration
Category: Fictitious Regulators
Name: Securities Africa Limited
Category: Unregistered Soliciting Entities
Name: Securities and Financial Commission (SFC)
Category: Fictitious Regulators
Name: Securities and Investments Disputes Agency
Category: Fictitious Regulators
Name: Securities Board of Regulators
Category: Fictitious Regulators
Name: Securities Compliance Agency
Category: Fictitious Regulators
Name: Securities Regulation, Protection and Litigation Agency
Category: Fictitious Regulators
Name: Securities Regulatory Agency
Category: Fictitious Regulators
Name: Securities Regulatory Authority
Category: Fictitious Regulators
Name: Securities Trading Board
Category: Fictitious Regulators
Name: Securities Trading Commission
Category: Fictitious Regulators
Name: Securities Transfer & Registration Group
Category: Fictitious Regulators
Name: Securities Validation Department
Category: Fictitious Regulators
Name: Select American Transfer Co.
Category: Impersonators of Genuine Firms
Name: Senaca Stock Transfer Inc.
Category: Unregistered Soliciting Entities
Name: Seward, Groves, Richard and Wells
Category: Impersonators of Genuine Firms
Name: Sharp Courage Global
Category: Unregistered Soliciting Entities
Name: Shearer Sampson & Associates
Category: Unregistered Soliciting Entities
Name: Sheppard Capital Partners
Category: Unregistered Soliciting Entities
Name: Sherman Consultancy Group
Category: Unregistered Soliciting Entities
Name: Sidstone, Gray & Partners
Category: Unregistered Soliciting Entities
Name: Silver Spring Capital Management, LLC
Category: Unregistered Soliciting Entities
Name: Smith and Lincoln LLC
Category: Unregistered Soliciting Entities
Name: Smith and Lockhart Associates
Category: Unregistered Soliciting Entities
Name: Smith and Olsson
Category: Unregistered Soliciting Entities
Name: Smith Kearney M&A
Category: Unregistered Soliciting Entities
Name: Soloman Mckinley Associates
Category: Unregistered Soliciting Entities
Name: Solution Capital Partners LP
Category: Impersonators of Genuine Firms
Name: Sony Global Asset Management, Ltd.
Category: Unregistered Soliciting Entities
Name: South Atlantic Securities
Category: Impersonators of Genuine Firms
Name: Southampton Investment Services Inc.
Category: Impersonators of Genuine Firms
Name: Sovereign Marketing
Category: Unregistered Soliciting Entities
Name: Sovereign Pacific Inc.
Category: Unregistered Soliciting Entities
Name: Spartan Capital Asset Management
Category: Unregistered Soliciting Entities
Name: Spectrum Global International
Category: Unregistered Soliciting Entities
Name: Stamford Niles Equities, LLC
Category: Unregistered Soliciting Entities
Name: Standard Hokori Group
Category: Unregistered Soliciting Entities
Name: Standard New York Securities Corporation
Category: Impersonators of Genuine Firms
Name: Stanford Law Firm
Category: Unregistered Soliciting Entities
Name: Stanley Capital Group Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Stansell Corporate Services, LLC
Category: Unregistered Soliciting Entities
Name: Stansfield Private Equity Ltd.
Category: Unregistered Soliciting Entities
Name: Stargate Advisors Limited
Category: Impersonators of Genuine Firms
Name: Stargroove Trade Ltd., a.k.a. Stargroove Corporation
Category: Impersonators of Genuine Firms
Name: State Securities Commission
Category: Fictitious Regulators
Name: Stateside Capital, LLC
Category: Impersonators of Genuine Firms
Name: Steam Takeovers
Category: Unregistered Soliciting Entities
Name: Steed and Associates
Category: Unregistered Soliciting Entities
Name: Steinberg & Ashley Corp.
Category: Unregistered Soliciting Entities
Name: Steinberg Private Equity
Category: Unregistered Soliciting Entities
Name: Stephen Schmidt Capital Ventures Inc.
Category: Unregistered Soliciting Entities
Name: Sterling Equity Corp.
Category: Unregistered Soliciting Entities
Name: Stern Fisher Edwards Corp.
Category: Impersonators of Genuine Firms
Name: Steve Pearson Capital Management
Category: Impersonators of Genuine Firms
Name: Stonebridge Securities
Category: Impersonators of Genuine Firms
Name: Strategic Private Equity Group
Category: Unregistered Soliciting Entities
Name: Strategic Private Equity LLC
Category: Unregistered Soliciting Entities
Name: Strike Commodities
Category: Unregistered Soliciting Entities
Name: Stronghold Capital Partners
Category: Impersonators of Genuine Firms
Name: Stronghold Mergers & Acquisition Regulatory Board
Category: Fictitious Regulators
Name: Sullivan Seton Murphy Law Firm
Category: Unregistered Soliciting Entities
Name: Summers Associates Limited
Category: Unregistered Soliciting Entities
Name: Summit M&A Inc.
Category: Unregistered Soliciting Entities
Name: Summit Private Equity LLP
Category: Unregistered Soliciting Entities
Name: Sungold Investments, a.k.a. Sungold Escrow
Category: Unregistered Soliciting Entities
Name: Sure Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: SWFinvestguide Financial Services Inc.
Category: Unregistered Soliciting Entities
Name: Swiftsure Securities Limited
Category: Impersonators of Genuine Firms
Name: Swinson Consultancy Firm
Category: Unregistered Soliciting Entities
Name: Swiss Private Capital Ltd.
Category: Unregistered Soliciting Entities
Name: Synergy Capital, LLC
Category: Impersonators of Genuine Firms
Name: Synergy Ventures Inc.
Category: Unregistered Soliciting Entities
Name: T.M.R. Trading Escrow and Clearing
Category: Unregistered Soliciting Entities
Name: Taber Scott LLC
Category: Unregistered Soliciting Entities
Name: Taft MacKenzie Ventures
Category: Unregistered Soliciting Entities
Name: Tanner and Kaplan PC
Category: Unregistered Soliciting Entities
Name: Tanner-White PLLC
Category: Unregistered Soliciting Entities
Name: Tate and Carver Consultancy Group
Category: Unregistered Soliciting Entities
Name: Tate, Aron, and Madden LLP
Category: Unregistered Soliciting Entities
Name: Tax Strategies LLC
Category: Unregistered Soliciting Entities
Name: Tax Strategies Ltd.
Category: Unregistered Soliciting Entities
Name: Taxwise Consultants
Category: Unregistered Soliciting Entities
Name: Taylor and Grant Associates
Category: Unregistered Soliciting Entities
Name: Taylor Stuart Financial Inc.
Category: Impersonators of Genuine Firms
Name: TCM Financial
Category: Unregistered Soliciting Entities
Name: TDB Financial Group
Category: Unregistered Soliciting Entities
Name: Texas Stock and Bond
Category: Unregistered Soliciting Entities
Name: The Column Capital Partners
Category: Unregistered Soliciting Entities
Name: The Crowne Registry
Category: Unregistered Soliciting Entities
Name: The Equity Exchange Group Portfolio Management (Limited)
Category: Unregistered Soliciting Entities
Name: The Financial & Regulatory Oversight Board
Category: Fictitious Regulators
Name: The Firm Inc., a.k.a. The Ottoman Group
Category: Unregistered Soliciting Entities
Name: The ICON Group
Category: Unregistered Soliciting Entities
Name: The Regulating Body of Securities and Investments
Category: Fictitious Regulators
Name: Thomas & Hyde Consulting
Category: Unregistered Soliciting Entities
Name: Thomas Anderson Advisory
Category: Unregistered Soliciting Entities
Name: Thomas, Lloyd, Cohen & Anderson LLP
Category: Unregistered Soliciting Entities
Name: Thornton Wilson Group
Category: Unregistered Soliciting Entities
Name: TMRTrust Ltd.
Category: Unregistered Soliciting Entities
Name: Tomason Henry Law Offices
Category: Unregistered Soliciting Entities
Name: Tompkins, Price & Walker
Category: Unregistered Soliciting Entities
Name: Total International CPA LTD
Category: Unregistered Soliciting Entities
Name: Total Research Group, Inc.
Category: Unregistered Soliciting Entities
Name: TradersRoom
Category: Unregistered Soliciting Entities
Name: Transatlantic Alliance Inc.
Category: Unregistered Soliciting Entities
Name: Transfer Securities Inc.
Category: Unregistered Soliciting Entities
Name: Treadstone Private Equity
Category: Unregistered Soliciting Entities
Name: Trendline Futures Inc.
Category: Impersonators of Genuine Firms
Name: Trias Ltd.
Category: Unregistered Soliciting Entities
Name: Tribune Assets Management Litmited (sic)
Category: Unregistered Soliciting Entities
Name: Trident Capital Management, LLC
Category: Impersonators of Genuine Firms
Name: Trident Transfer Services Ltd.
Category: Unregistered Soliciting Entities
Name: Trillium Advisory Firm
Category: Unregistered Soliciting Entities
Name: Triumph Capital Management
Category: Unregistered Soliciting Entities
Name: Truman Stock Transfer LLC
Category: Impersonators of Genuine Firms
Name: Tsaifu Elysium Global
Category: Unregistered Soliciting Entities
Name: Tudor Capital Group, a.k.a. Tudor Capital Global Financial Consultancy Firm
Category: Unregistered Soliciting Entities
Name: Turner, Liebermann & Cohen
Category: Unregistered Soliciting Entities
Name: Turner, Silverman and Cohen LLC
Category: Unregistered Soliciting Entities
Name: U.S. Board of Merger & Acquisitions
Category: Fictitious Regulators
Name: U.S. Bureau of Compensation and Liquidation
Category: Fictitious Regulators
Name: U.S. Compensation Department
Category: Fictitious Regulators
Name: U.S. Department of Registrars Bureau
Category: Fictitious Regulators
Name: U.S. District Court of Arbitration
Category: Fictitious Regulators
Name: U.S. Financial Management Service
Category: Unregistered Soliciting Entities
Name: U.S. International Bureau for Trading
Category: Fictitious Regulators
Name: U.S. Mergers and Acquisition Regulatory Board
Category: Fictitious Regulators
Name: U.S. Municipal Securities & Information Board
Category: Fictitious Regulators
Name: U.S. Registration of Securities Bureau
Category: Fictitious Regulators
Name: U.S. Regulatory Securities Agency
Category: Fictitious Regulators
Name: U.S. Regulatory Trade & Commission
Category: Fictitious Regulators
Name: Uinvest, Inc.
Category: Unregistered Soliciting Entities
Name: Unifund America, Inc.
Category: Impersonators of Genuine Firms
Name: Union Financial Protection Commission
Category: Fictitious Regulators
Name: Union Street Partners
Category: Unregistered Soliciting Entities
Name: United Compliance Regulatory Board
Category: Fictitious Regulators
Name: United Consultants Fiduciary Services (UCFS)
Category: Unregistered Soliciting Entities
Name: United Financial Protection Commission
Category: Fictitious Regulators
Name: United States Bureau of Securities Registration
Category: Fictitious Regulators
Name: United States Fair Trade Bureau
Category: Fictitious Regulators
Name: United States Federal Court of Arbitration
Category: Fictitious Regulators
Name: United States Federal System
Category: Fictitious Regulators
Name: United States Financial Services Registry
Category: Fictitious Regulators
Name: United States Investment Dealers
Category: Fictitious Regulators
Name: United States Investment Dealers Organization (USIDO)
Category: Fictitious Regulators
Name: United States Mergers and Acquisitions Regulators
Category: Fictitious Regulators
Name: United States of America Takeovers & Acquisitions Regulatory Board
Category: Fictitious Regulators
Name: United States Registration Commission
Category: Fictitious Regulators
Name: United States Regulators and Administration Commission
Category: Fictitious Regulators
Name: United States Securities and Acquisitions Administration
Category: Fictitious Regulators
Name: United States Securities and Investments Commission
Category: Fictitious Regulators
Name: United States Securities and Investments Dealers
Category: Fictitious Regulators
Name: United States Securities Regulatory Commision (sic)
Category: Fictitious Regulators
Name: United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC)
Category: Fictitious Regulators
Name: United States Trading Committee
Category: Fictitious Regulators
Name: United Tax Consulting Limited
Category: Unregistered Soliciting Entities
Name: United Tax Strategies
Category: Unregistered Soliciting Entities
Name: UnitedOne Partners, Inc.
Category: Unregistered Soliciting Entities
Name: Uniteds Investment Global Corp.
Category: Unregistered Soliciting Entities
Name: Universal Consolidated
Category: Unregistered Soliciting Entities
Name: Universal Equities Consolidated LLC
Category: Unregistered Soliciting Entities
Name: Universal Partners Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Upper East Side Trust Management
Category: Unregistered Soliciting Entities
Name: US Compensation Bureau
Category: Fictitious Regulators
Name: US Federal Oversight Investment Bureau
Category: Fictitious Regulators
Name: US International Investment Trade Authority
Category: Fictitious Regulators
Name: US Liquidation and Compensation Board
Category: Fictitious Regulators
Name: US Registration Authority
Category: Fictitious Regulators
Name: US Securities Registration Oversight Commission
Category: Fictitious Regulators
Name: US Shareholders Registry Department
Category: Fictitious Regulators
Name: UST Financial Services Corp.
Category: Impersonators of Genuine Firms
Name: Van Der Hout, Parker & Price LLP
Category: Unregistered Soliciting Entities
Name: Vantage Global Advisors Inc.
Category: Impersonators of Genuine Firms
Name: Vault Acquisitions
Category: Unregistered Soliciting Entities
Name: Verity Transfer Inc.
Category: Unregistered Soliciting Entities
Name: VipBinary, a.k.a. Vip Binary
Category: Unregistered Soliciting Entities
Name: Vogel, Maines & Associates
Category: Unregistered Soliciting Entities
Name: Vpoint LLC aka Vantage Point Investment Advisors
Category: Unregistered Soliciting Entities
Name: Wade and Wiley Consultancy
Category: Unregistered Soliciting Entities
Name: Wahrburg Moss
Category: Unregistered Soliciting Entities
Name: Wahrburg Moss Group
Category: Unregistered Soliciting Entities
Name: Waight & Caffie Company Ltd.
Category: Unregistered Soliciting Entities
Name: Wall Street Systems Holdings, Inc.
Category: Impersonators of Genuine Firms
Name: Wallace Jacob Consultants Corporate Services
Category: Unregistered Soliciting Entities
Name: Wallstreet M & A Group
Category: Unregistered Soliciting Entities
Name: Walter Parker Group
Category: Unregistered Soliciting Entities
Name: Walters and Reed
Category: Unregistered Soliciting Entities
Name: Walton Mergers & Acquisitions
Category: Unregistered Soliciting Entities
Name: Wampum Group LLC
Category: Impersonators of Genuine Firms
Name: Warren & Massey Asset Management Ltd., Inc.
Category: Unregistered Soliciting Entities
Name: Warren Fisher and Associates
Category: Unregistered Soliciting Entities
Name: Warren Hill, LLC
Category: Unregistered Soliciting Entities
Name: Warren Sitco & Company
Category: Unregistered Soliciting Entities
Name: Washington Regulatory Division
Category: Fictitious Regulators
Name: Watson Sandy Holding Co.
Category: Impersonators of Genuine Firms
Name: Wegman & Associates
Category: Unregistered Soliciting Entities
Name: Weinberg Equity Management
Category: Unregistered Soliciting Entities
Name: Weinstein & Younge Asset Management Group
Category: Unregistered Soliciting Entities
Name: Weiss Rifkin & Partners
Category: Unregistered Soliciting Entities
Name: Welborn Capital & Partners LLC, a.k.a. Welborn Capiltal (sic) LLC, a.k.a. Welborn Capital Partners Inc.
Category: Impersonators of Genuine Firms
Name: Welling & Company, LLC
Category: Unregistered Soliciting Entities
Name: Wellington Capital Markets
Category: Impersonators of Genuine Firms
Name: Wellington Mergers and Acquisitions
Category: Unregistered Soliciting Entities
Name: Welsh Securities LLC
Category: Impersonators of Genuine Firms
Name: Wentworth Fiduciary and Transfer Services
Category: Unregistered Soliciting Entities
Name: Werner Group
Category: Unregistered Soliciting Entities
Name: West Capital Partners, Inc.
Category: Unregistered Soliciting Entities
Name: West Coast Financial LLC, a.k.a. WC Financial Group LLC
Category: Impersonators of Genuine Firms
Name: West Coast Stock Transfer Inc.
Category: Impersonators of Genuine Firms
Name: Western Capital, Inc.
Category: Unregistered Soliciting Entities
Name: Western Equities Corporation
Category: Impersonators of Genuine Firms
Name: Western Global Capital Management
Category: Unregistered Soliciting Entities
Name: Western Pacific Advisors Inc., a.k.a. Westpac Inc.
Category: Unregistered Soliciting Entities
Name: Western Transfers Company
Category: Unregistered Soliciting Entities
Name: Western Trust Company Washington
Category: Unregistered Soliciting Entities
Name: Westgate Consulting Group
Category: Unregistered Soliciting Entities
Name: Westhill Partners, Inc.
Category: Unregistered Soliciting Entities
Name: Westwood Consultancy
Category: Unregistered Soliciting Entities
Name: Whalberg and Kaplan Agency Inc.
Category: Unregistered Soliciting Entities
Name: Wheeler Consultancy
Category: Unregistered Soliciting Entities
Name: Whitman Law Group
Category: Unregistered Soliciting Entities
Name: Whitney Cooper and Associates
Category: Unregistered Soliciting Entities
Name: Whittman Simmons Inc.
Category: Unregistered Soliciting Entities
Name: Wiess & Associates Ltd.
Category: Unregistered Soliciting Entities
Name: William Burke Ventures
Category: Unregistered Soliciting Entities
Name: William Campbell Company
Category: Unregistered Soliciting Entities
Name: Williams & Miller PLLC
Category: Unregistered Soliciting Entities
Name: Williams Mckenna Associates
Category: Unregistered Soliciting Entities
Name: Williams Royale Associates
Category: Unregistered Soliciting Entities
Name: Williamson Advisors Ltd.
Category: Unregistered Soliciting Entities
Name: Willkinson Capital Group
Category: Unregistered Soliciting Entities
Name: Windcrest Management Solution, Ltd.
Category: Unregistered Soliciting Entities
Name: Windgate Security Management
Category: Unregistered Soliciting Entities
Name: Wineburg Corporate Insurance
Category: Unregistered Soliciting Entities
Name: Woodbridge Escrow and Clearing
Category: Unregistered Soliciting Entities
Name: Woori Investment & Securities America, Inc.
Category: Impersonators of Genuine Firms
Name: Worldwide Insurance Network Group (aka WING Insurance)
Category: Unregistered Soliciting Entities
Name: Worldwide Transfer and Trust
Category: Impersonators of Genuine Firms
Name: Wyatt M & A Advisory
Category: Unregistered Soliciting Entities
Name: X-Clearing Corporation
Category: Impersonators of Genuine Firms
Name: York & Williamson
Category: Unregistered Soliciting Entities
Name: Young Capital M&A
Category: Unregistered Soliciting Entities
Name: Zenith Research Group
Category: Unregistered Soliciting Entities