ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: July 23, 2018	Respondents: Pruitt, David, CPA Release No. AP-5918 File Number: 3-17950
Date: July 23, 2018	Respondents: Teran, Alfred C. Release No. AP-5919 File Number: 3-18098
Date: July 20, 2018	Respondents: Lubin, David Release No. AP-5885 File Number: 3-18070
Date: July 20, 2018	Respondents: Mosshart, Joshua D. Release No. AP-5886 File Number: 3-18422
Date: July 20, 2018	Respondents: Sonora Resources Corp. Release No. AP-5887 File Number: 3-18485
Date: July 20, 2018	Respondents: Radiant Oil & Gas, Inc. Tungsten Corp. Well Power, Inc. Release No. AP-5888 File Number: 3-18507
Date: July 20, 2018	Respondents: Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-5889 File Number: 3-18346
Date: July 20, 2018	Respondents: Sweet, Brian, CPA Release No. AP-5890 File Number: 3-18347
Date: July 20, 2018	Respondents: Alcorn, David Release No. AP-5891 File Number: 3-18460
Date: July 20, 2018	Respondents: America Greener Technologies, Inc. MV Portfolios, Inc. Trycera Financial, Inc. Release No. AP-5892 File Number: 3-18490
Date: July 20, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5893 File Number: 3-18378
Date: July 20, 2018	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5894 File Number: 3-18292
Date: July 20, 2018	Respondents: Huixin Waste Water Solutions, Inc. Release No. AP-5895 File Number: 3-18187
Date: July 20, 2018	Respondents: New Global Energy, Inc. Release No. AP-5896 File Number: 3-18405
Date: July 20, 2018	Respondents: Solaris Power Cells, Inc. Stragenics, Inc. Ultimate Rack Inc. Release No. AP-5897 File Number: 3-18489
Date: July 20, 2018	Respondents: Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc. Release No. AP-5898 File Number: 3-18501
Date: July 20, 2018	Respondents: Marshall, Clayton T. Release No. AP-5899 File Number: 3-15783
Date: July 20, 2018	Respondents: Changda International Holdings, Inc. Release No. AP-5900 File Number: 3-17029
Date: July 20, 2018	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5901 File Number: 3-18017
Date: July 20, 2018	Respondents: CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-5902 File Number: 3-18141
Date: July 20, 2018	Respondents: Black Diamond Asset Management LLC Wilson, Robert Release No. AP-5903 File Number: 3-18099
Date: July 20, 2018	Respondents: Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc. Release No. AP-5904 File Number: 3-18500
Date: July 20, 2018	Respondents: ANV Security Group, Inc. Release No. AP-5905 File Number: 3-18176
Date: July 2, 2018	Respondents: Kessler, Richard W. Release No. AP-5880 File Number: 3-18535
Date: July 2, 2018	Respondents: Mosshart, Joshua D. Release No. AP-5881 File Number: 3-18422
Date: July 2, 2018	Respondents: Sonora Resources Corp. Release No. AP-5882 File Number: 3-18485
Date: July 2, 2018	Respondents: Development Capital Group, Inc. SharkReach, Inc. Spiral Toys Inc. Worthington Energy, Inc. Release No. AP-5883 File Number: 3-18552
Date: July 2, 2018	Respondents: Play La Inc. Titan Trading Analytics, Inc. Release No. AP-5884 File Number: 3-18492
Date: June 29, 2018	Respondents: John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-5877 File Number: 3-15255
Date: June 29, 2018	Respondents: Infrastructure International, Inc. Release No. AP-5878 File Number: 3-17132
Date: June 29, 2018	Respondents: China Domestica Bio-Technology Holdings, Inc. Release No. AP-5879 File Number: 3-17031
Date: June 28, 2018	Respondents: Lubin, David Release No. AP-5873 File Number: 3-18070
Date: June 28, 2018	Respondents: Scarpino, Timothy C. Release No. AP-5874 File Number: 3-18483
Date: June 28, 2018	Respondents: Terracciano, Eugene Release No. AP-5875 File Number: 3-18414
Date: June 28, 2018	Respondents: Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-5876 File Number: 3-16353
Date: June 27, 2018	Respondents: Fusion Pharm, Inc. Release No. AP-5862 File Number: 3-17545
Date: June 27, 2018	Respondents: Dittman, Scott M., CPA Release No. AP-5863 File Number: 3-17546
Date: June 27, 2018	Respondents: Sears, William J. Release No. AP-5864 File Number: 3-17547
Date: June 27, 2018	Respondents: Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC Release No. AP-5865 File Number: 3-17548
Date: June 27, 2018	Respondents: Bodden, Cliffe R. Release No. AP-5866 File Number: 3-17549
Date: June 27, 2018	Respondents: African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-5867 File Number: 3-16965
Date: June 27, 2018	Respondents: Marshall, Clayton T. Release No. AP-5868 File Number: 3-15783
Date: June 27, 2018	Respondents: Winkelmann, James A. Sr. Blue Ocean Portfolios, LLC Release No. AP-5869 File Number: 3-17253
Date: June 27, 2018	Respondents: Changda International Holdings, Inc. Release No. AP-5870 File Number: 3-17029
Date: June 27, 2018	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5871 File Number: 3-18017
Date: June 27, 2018	Respondents: CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-5872 File Number: 3-18141
Date: June 26, 2018	Respondents: Dykes, Steven J. Release No. AP-5858 File Number: 3-18479
Date: June 26, 2018	Respondents: Angela Rubbo Beckcom Monaco Release No. AP-5859 File Number: 3-18481
Date: June 26, 2018	Respondents: Wedbush Securities, Inc. Release No. AP-5860 File Number: 3-18411
Date: June 26, 2018	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-5861 File Number: 3-17595
Date: June 25, 2018	Respondents: Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-5834 File Number: 3-18346
Date: June 25, 2018	Respondents: Sweet, Brian, CPA Release No. AP-5835 File Number: 3-18347
Date: June 25, 2018	Respondents: Alcorn, David Release No. AP-5836 File Number: 3-18460
Date: June 25, 2018	Respondents: America Greener Technologies, Inc. MV Portfolios, Inc. Trycera Financial, Inc. Release No. AP-5837 File Number: 3-18490
Date: June 25, 2018	Respondents: Black Diamond Asset Management LLC Wilson, Robert Release No. AP-5838 File Number: 3-18099
Date: June 25, 2018	Respondents: Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc. Release No. AP-5839 File Number: 3-18500
Date: June 25, 2018	Respondents: Gray, David Release No. AP-5840 File Number: 3-18404
Date: June 25, 2018	Respondents: Halek, Jason A. Release No. AP-5841 File Number: 3-18534
Date: June 25, 2018	Respondents: Pruitt, David, CPA Release No. AP-5842 File Number: 3-17950
Date: June 25, 2018	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-5843 File Number: 3-17886
Date: June 25, 2018	Respondents: Solaris Power Cells, Inc. Stragenics, Inc. Ultimate Rack Inc. Release No. AP-5844 File Number: 3-18489
Date: June 25, 2018	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-5845 File Number: 3-17716
Date: June 25, 2018	Respondents: Delaney Equity Group LLC Delaney, David C. Kass, Ian C. Release No. AP-5846 File Number: 3-17398
Date: June 25, 2018	Respondents: Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5847 File Number: 3-17387
Date: June 25, 2018	Respondents: ANV Security Group, Inc. Release No. AP-5848 File Number: 3-18176
Date: June 25, 2018	Respondents: Bercowy, Gregory M. Release No. AP-5849 File Number: 3-18508
Date: June 25, 2018	Respondents: Wallace, Jason A. Release No. AP-5850 File Number: 3-18438
Date: June 25, 2018	Respondents: Green Parts International, Inc. Integrated Environmental Technologies, Ltd. M2 Ngage Group Inc. (n/k/a Troika Media Group)(a/k/a Roomlinx Inc.) Urban Barns Foods, Inc. Release No. AP-5851 File Number: 3-18497
Date: June 25, 2018	Respondents: Teran, Alfred C. Release No. AP-5852 File Number: 3-18098
Date: June 25, 2018	Respondents: New Global Energy, Inc. Release No. AP-5853 File Number: 3-18405
Date: June 25, 2018	Respondents: Huixin Waste Water Solutions, Inc. Release No. AP-5854 File Number: 3-18187
Date: June 25, 2018	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5855 File Number: 3-18292
Date: June 25, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-5856 File Number: 3-18378
Date: June 25, 2018	Respondents: Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc. Release No. AP-5857 File Number: 3-18501
Date: June 22, 2018	Respondents: FuelNation, Inc. 3D Total Solutions, Inc. Release No. AP-5816 File Number: 3-18551
Date: June 22, 2018	Respondents: Apptigo International, Inc. JD International Limited XLI Technologies Inc. Zentric, Inc. Release No. AP-5817 File Number: 3-18493
Date: June 22, 2018	Respondents: Mass Hysteria Entertainment Company, Inc. Bobbers, Stark Naked TOA Holdings, Inc. Release No. AP-5818 File Number: 3-18506
Date: June 22, 2018	Respondents: Addington, Bryan Lee Release No. AP-5819 File Number: 3-18545
Date: June 22, 2018	Respondents: Escalera Resources Co. Force Minerals Corp. Release No. AP-5820 File Number: 3-18550
Date: June 22, 2018	Respondents: Universal Bioenergy, Inc. Release No. AP-5821 File Number: 3-18461
Date: June 22, 2018	Respondents: Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-5822 File Number: 3-17366
Date: June 22, 2018	Respondents: Meridian Co., Ltd. Release No. AP-5823 File Number: 3-18188
Date: June 22, 2018	Respondents: Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-5824 File Number: 3-18454
Date: June 22, 2018	Respondents: Oriental Dragon Corp. Release No. AP-5825 File Number: 3-18450
Date: June 22, 2018	Respondents: Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-5826 File Number: 3-18480
Date: June 22, 2018	Respondents: COPsync, Inc. Falconridge Oil Technologies Corp. FLASR, Inc. Fonon Corp. Release No. AP-5827 File Number: 3-18496
Date: June 22, 2018	Respondents: RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5828 File Number: 3-17342
Date: June 22, 2018	Respondents: Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5829 File Number: 3-17990
Date: June 22, 2018	Respondents: Global Digital Solutions, Inc. Release No. AP-5830 File Number: 3-18325
Date: June 22, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5831 File Number: 3-17849
Date: June 22, 2018	Respondents: Radiant Oil & Gas, Inc. Tungsten Corp. Well Power, Inc. Release No. AP-5832 File Number: 3-18507
Date: June 22, 2018	Respondents: Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-5833 File Number: 3-18530
Date: June 21, 2018	Respondents: RD Legal Capital, LLC Dersovitz, Roni Release No. AP-5813 File Number: 3-17342
Date: June 21, 2018	Respondents: Wedbush Securities, Inc. Release No. AP-5814 File Number: 3-18411
Date: June 21, 2018	Respondents: Development Capital Group, Inc. SharkReach, Inc. Spiral Toys Inc. Worthington Energy, Inc. Release No. AP-5815 File Number: 3-18552
Date: June 20, 2018	Respondents: Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc. Release No. AP-5809 File Number: 3-18501
Date: June 20, 2018	Respondents: Dykes, Steven J. Release No. AP-5810 File Number: 3-18479
Date: June 20, 2018	Respondents: Radiant Oil & Gas, Inc. Tungsten Corp. Well Power, Inc. Release No. AP-5811 File Number: 3-18507
Date: June 20, 2018	Respondents: Escalera Resources Co. Force Minerals Corp. Release No. AP-5812 File Number: 3-18550
Date: June 19, 2018	Respondents: Wedbush Securities, Inc. Release No. AP-5807 File Number: 3-18411