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Litigated Administrative Proceedings – Open Table

File Number:3-13099 Respondents:Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
File Number:3-15672 Respondents:Aggarwal, Sandeep
File Number:3-16245 Respondents:Rajarengan (a/k/a Rengan) Rajaratnam
File Number:3-16424 Respondents:Lek Securities Corp.
File Number:3-18999 Respondents:Cantone, Anthony Cantone, Christine
File Number:3-19250 Respondents:Upper Street Marketing Inc.
File Number:3-19603 Respondents:The Application of Bloomberg, L.P.
File Number:3-19606 Respondents:Vetter, Thomas H.
File Number:3-19719 Respondents:Avnon, Yaniv Armon, Ran G Six Trading Y.R Ltd.
File Number:3-19720 Respondents:Vazquez, Daniel B., Sr.
File Number:3-19733 Respondents:Genovese, Nicholas J.
File Number:3-19735 Respondents:Securities Industry and Financial Markets Association
File Number:3-19745 Respondents:No Borders, Inc.
File Number:3-19787 Respondents:Nano Magic Inc.
File Number:3-19814 Respondents:Davis, Warren A.
File Number:3-19815 Respondents:Gibraltar Global Securities, Inc.
File Number:3-19826 Respondents:Navellier, Louis Navellier & Associates, Inc.
File Number:3-19896 Respondents:Silver Leaf Partners, LLC
File Number:3-20091 Respondents:Polanchek, Casimer Anthony
File Number:3-20120 Respondents:Johnston, Jennifer Anne
File Number:3-20127 Respondents:Smith, Eric S.
File Number:3-20134 Respondents:Smith, Paul Horton, Sr.
File Number:3-20139 Respondents:Rashid, Mohammed Ali
File Number:3-20184 Respondents:Sood, Munish
File Number:3-20204 Respondents:Advance Practice Advisors, LLC and Paul C. Spitzer
File Number:3-20209 Respondents:Jones, Robbi J.; and Kipling Jones & Co., Ltd.
File Number:3-20238 Respondents:Alpine Securities Corporation
File Number:3-20239 Respondents:Murphy, Jocelyn
File Number:3-20242 Respondents:Murphy, Michael Sean
File Number:3-20248 Respondents:Perkins, Wesley Kyle
File Number:3-20249 Respondents:World Tree Financial, LLC
File Number:3-20282 Respondents:Dang, Hai Khoa
File Number:3-20297 Respondents:MJ Biotech, Inc.
File Number:3-20305 Respondents:Tucker, Clinton Maurice, II
File Number:3-20331 Respondents:Gagaza, Roy Y.
File Number:3-20380 Respondents:Felix, Wilfredo
File Number:3-20387 Respondents:Titan Securities and Brad C. Brooks
File Number:3-20394 Respondents:Chancey, Paul L. Jr., CPA
File Number:3-20400 Respondents:Rockwell, David Aaron
File Number:3-20460 Respondents:Ortiz, David P.
File Number:3-20485 Respondents:Alpine Securities Corporation
File Number:3-20503 Respondents:Goldschmidt, Alexander
File Number:3-20504 Respondents:Vax, Michael
File Number:3-20531 Respondents:Horter Investment Management, LLC and Drew K. Horter
File Number:3-20586 Respondents:Kamenksy, Daniel B.
File Number:3-20597 Respondents:Resolute Capital Partners Ltd, LLC, et al.
File Number:3-20601 Respondents:Velasco, Carlos Javier Moctezuma
File Number:3-20602 Respondents:Reyes, Noe Corrales
File Number:3-20603 Respondents:Bátiz, Ramón Lafarga
File Number:3-20622 Respondents:Almagarby, Ibrahim
File Number:3-20636 Respondents:Kielczewski, William Joseph
File Number:3-20639 Respondents:DreamFunded Marketplace, LLC; and Fernandez, Manuel
File Number:3-20647 Respondents:Flesche, Paul Eric
File Number:3-20650 Respondents:American CryptoFed DAO LLC
File Number:3-20653 Respondents:Carver, Robert Louis, a/k/a Donald Howard
File Number:3-20659 Respondents:Graham, Hughe Duwayne
File Number:3-20680 Respondents:Paulsen, John A.
File Number:3-20695 Respondents:Moleski, Stephen Scott
File Number:3-20703 Respondents:Lykos, Thomas J., Jr.
File Number:3-20724 Respondents:Petrolia Energy Corporation
File Number:3-20794 Respondents:Halpern & Associates LLC Barbara Halpern, CPA
File Number:3-20795 Respondents:Allen, Laurence G.
File Number:3-20796 Respondents:Fries, Scott Allen
File Number:3-20807 Respondents:Moss, Ronnie Lee, Jr.
File Number:3-20808 Respondents:Lek Securities Corporation
File Number:3-20811 Respondents:Zipper, Bruce and Dakota Securities International, Inc.
File Number:3-20823 Respondents:Cawthorne, Lynn D.
File Number:3-20828 Respondents:Lemelson, Gregory
File Number:3-20839 Respondents:Herman, Justin Wallace
File Number:3-20849 Respondents:High, Robert Charles II
File Number:3-20860 Respondents:BOX Holdings Group LLC; Box Options Market LLC; and Bertrand, Luc
File Number:3-20898 Respondents:Petroteq Energy, Inc.; Aleksandr Blyumkin
File Number:3-20905 Respondents:Young, James Thomas
File Number:3-20913 Respondents:The Brian Madison Carnes Trust
File Number:3-20915 Respondents:The Brandon Rawls Trust
File Number:3-20916 Respondents:Ihsan Dariush Ibrahim Gholizadeh Inc. Ihsan Dariush Ibrahim Gholizadeh Transfer Trust
File Number:3-20917 Respondents:The Northgate Nobles Greenhouseabe Foreign Grantor Trust
File Number:3-20927 Respondents:McKown, George
File Number:3-20928 Respondents:Gearhart, Richard
File Number:3-20935 Respondents:Burns, Christopher W.
File Number:3-20941 Respondents:LaGuardia, Donald S., Jr.
File Number:3-20950 Respondents:Maccio, Michelle
File Number:3-20973 Respondents:IEH Corporation
File Number:3-21000 Respondents:Michael James Ferguson Jr. Foreign Private Trust
File Number:3-21001 Respondents:Skinner, Matthew J.
File Number:3-21011 Respondents:Chairez, Karina
File Number:3-21014 Respondents:Heckele, Mark W., Esq.
File Number:3-21020 Respondents:Dilley, Carl E.
File Number:3-21021 Respondents:Eldred, Micah J.
File Number:3-21030 Respondents:Vaccarelli, Leon
File Number:3-21039 Respondents:Gordon, Lisa
File Number:3-21064 Respondents:Pierre, Ruless a/k/a Rules Pierre
File Number:3-21084 Respondents:Booth, Robert Lenard a/k/a Trevor Nicholas
File Number:3-21097 Respondents:Grenda Group, LLC
File Number:3-21098 Respondents:Grenda, Gregory M.
File Number:3-21125 Respondents:Glick, Jacob C.
File Number:3-21137 Respondents:Grown Rogue International Inc. f/k/a Novicius Corporation
File Number:3-21139 Respondents:Viener, Ira S., CPA
File Number:3-21143 Respondents:Hardiman, Elbert L., Jr.
File Number:3-21152 Respondents:Sanchez, Jose Luis Casero
File Number:3-21159 Respondents:Lee, Christopher Byungin
File Number:3-21160 Respondents:O'Neal, Sean Andrew
File Number:3-21162 Respondents:Sobel, Lee
File Number:3-21206 Respondents:Broyles, Daniel Thomas
File Number:3-21211 Respondents:Tilford, Richard Gregory
File Number:3-21214 Respondents:Abrahams, Joshua, CPA
File Number:3-21220 Respondents:Shern, Hung Wai "Howard"
File Number:3-21222 Respondents:Allen, Laurence G.
File Number:3-21224 Respondents:Ma, Joan Congyi "JC"
File Number:3-21225 Respondents:Guo, Daliang "David"
File Number:3-21231 Respondents:Geraci, Paul
File Number:3-21235 Respondents:Vandivier, Cindy a/k/a "Madison Brooke or Brookes"
File Number:3-21239 Respondents:Chen, Andy Chin Fong, CPA
File Number:3-21241 Respondents:Tang, Jason Jianxun, CPA
File Number:3-21243 Respondents:American CryptoFed DAO LLC
File Number:3-21246 Respondents:Felix, Wilfredo
File Number:3-21257 Respondents:Marques, John
File Number:3-21261 Respondents:Mattessich, Adam
File Number:3-21264 Respondents:The Peter Joseph Polinski Trust
File Number:3-21266 Respondents:Gramins, Michael A.
File Number:3-21270 Respondents:Keener, Justin W.
File Number:3-21280 Respondents:Davis, DaRayl D.
File Number:3-21292 Respondents:Ameritrust Corporation
File Number:3-21298 Respondents:Wang, Jia Roger Qian, CPA and Wang Certified Public Accountant, P.C.
File Number:3-21302 Respondents:Barrera, Emilio, Jr., (a/k/a Mike Barrera)
File Number:3-21303 Respondents:Reifler, Bradley C.
File Number:3-21314 Respondents:Markowitz, Alan J., CPA
File Number:3-21333 Respondents:Guzman, Gustavo A.
File Number:3-21344 Respondents:Cucinella, John
File Number:3-21345 Respondents:Parker, Bernard M.
File Number:3-21364 Respondents:Beam, Marcus
File Number:3-21387 Respondents:3D Pioneer Systems, Inc.
File Number:3-21390 Respondents:Tranchina, Christopher Peter
File Number:3-21400 Respondents:Sztrom, Michael and Sztrom, David
File Number:3-21402 Respondents:DiPaola, Jason Lynn
File Number:3-21414 Respondents:Advantego Corporation
File Number:3-21462 Respondents:Sunridge International, Inc.
File Number:3-21467 Respondents:Cohen, Lee
File Number:3-21471 Respondents:Liquidation World, Inc
File Number:3-21503 Respondents:Sturniolo, Joseph Sylvester
File Number:3-21516 Respondents:Mantei, Ricky Alan
File Number:3-21525 Respondents:Bell, Vania Mae
File Number:3-21529 Respondents:Flynn, Ronald Shane
File Number:3-21568 Respondents:Swanson, Ronald D.
File Number:3-21578 Respondents:Bahgat, Tarek D.
File Number:3-21594 Respondents:Krupp Cash Plus Ltd Partnership
File Number:3-21597 Respondents:Halstead Energy Corp.
File Number:3-21626 Respondents:Empower Clinics, Inc.
File Number:3-21634 Respondents:JS Beauty Land Network Technology Inc.
File Number:3-21654 Respondents:Ameri Metro, Inc.
File Number:3-21664 Respondents:IMAGINON, INC.
File Number:3-21665 Respondents:Latteno Food Corp.
File Number:3-21684 Respondents:BlueStar Communications Group Inc.
File Number:3-21685 Respondents:Dragon Mining Corporation (a/k/a Dragon Diamond Corporation)
File Number:3-21686 Respondents:Faulding Inc. (n/k/a Alpharma Specialty Pharma)
File Number:3-21687 Respondents:Tauriga Sciences, Inc.
File Number:3-21689 Respondents:ePresence, Inc.
File Number:3-21693 Respondents:Smartchase Corp.
File Number:3-21696 Respondents:Xoma Ltd.
File Number:3-21701 Respondents:Gosun Communications Limited Inc.
File Number:3-21702 Respondents:Life Clips, Inc.
File Number:3-21715 Respondents:Lux Amber, Corp.
File Number:3-21718 Respondents:Green Automotive Company
File Number:3-21726 Respondents:Amoah, Brian Bartlett and Elbert “Al” Elliott
File Number:3-21779 Respondents:Cboe BZX Exchange, Inc.
File Number:3-21788 Respondents:Holts, Bradley M.
File Number:3-21790 Respondents:Cannon, Eric Christopher
File Number:3-21805 Respondents:Kort, Frederick Maximilian
File Number:3-21818 Respondents:Arnold, Christopher Robert
File Number:3-21822 Respondents:Horn, Jeffrey Alan
File Number:3-21831 Respondents:Hackert, Edward F.
File Number:3-21841 Respondents:Mohidin, Ahmed, CPA, and Weinbaum, George, CPA
File Number:3-21862 Respondents:ACCPAC International, Inc. (n/k/a Sage Software, Inc.)
File Number:3-21864 Respondents:Applied Minerals, Inc.
File Number:3-21865 Respondents:Cang Bao Tian Xia International Art Trade Center, Inc.
File Number:3-21866 Respondents:Ecco Auto World Corporation
File Number:3-21867 Respondents:Edge Data Solutions, Inc.
File Number:3-21869 Respondents:WedoTalk Inc.
File Number:3-21870 Respondents:Western Magnesium Corp.
File Number:3-21871 Respondents:HQDA Elderly Life Network Corp.
File Number:3-21872 Respondents:Ionix Technology, Inc.
File Number:3-21873 Respondents:Global Wholehealth Partners Corporation
File Number:3-21874 Respondents:Green Hygienics Holdings, Inc.
File Number:3-21878 Respondents:nDivision Inc.,
File Number:3-21879 Respondents:Edith Pardo Mehler, Esq.
File Number:3-21880 Respondents:Strege, Adam
File Number:3-21884 Respondents:Colambda Technologies, Inc. (f/k/a New Century Resources Corporation)
File Number:3-21885 Respondents:Discovery Energy Corp.
File Number:3-21887 Respondents:ESP Resources, Inc. (n/k/a Great Tang Bid Technology, Inc.)
File Number:3-21888 Respondents:Fearless Films, Inc.
File Number:3-21889 Respondents:Fovea Jewelry Holdings Ltd.
File Number:3-21890 Respondents:Gene Biotherapeutics, Inc. (f/k/a Taxus Cardium Pharmaceuticals Group, Inc.)
File Number:3-21915 Respondents:Burford, Charles Scott, Sr.
File Number:3-21919 Respondents:Miller, William E.
File Number:3-21924 Respondents:Alpine Securities Corporation
File Number:3-21925 Respondents:Nemeckay, Timothy A.
File Number:3-21933 Respondents:NYPPEX, LLC, Laurence Allen, and Michael Schunk
File Number:3-21944 Respondents:Rauch, George (f/k/a George B. Fasciano)
File Number:3-21948 Respondents:Mark Allen Plummer
File Number:3-21951 Respondents:Breitling, Todd Stuart
File Number:3-21960 Respondents:Daniel Urness
File Number:3-21963 Respondents:Paul, Joseph Andrew
File Number:3-21966 Respondents:Fierro, John D.
File Number:3-21968 Respondents:Jian Ming ("Jonathan") Ni, CPA
File Number:3-21972 Respondents:Church-Koegel, Brook
File Number:3-21973 Respondents:Walker, Nicole J.
File Number:3-21974 Respondents:Goldman, David H.