ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Oct. 24, 2024	Gregory Lemelson Release No. AP-6911 File Number: 3-20828
Oct. 23, 2024	Gregory Lemelson Release No. AP-6910 File Number: 3-20828
June 28, 2024	Tang, Jason Jianxun, CPA Release No. AP-6909 File Number: 3-21241
June 6, 2023	American CryptoFED DAO LLC Release No. AP-6908 File Number: 3-21243
May 23, 2023	DF Growth REIT II, LLC Release No. AP-6907 File Number: 3-20801
May 23, 2023	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6906 File Number: 3-17228
May 4, 2023	Petroteq Energy, Inc.; Aleksandr Blyumkin Release No. AP-6905 File Number: 3-20898
May 4, 2023	American CryptoFed DAO LLC Release No. AP-6904 File Number: 3-21243
April 19, 2023	Petroteq Energy, Inc.; Aleksandr Blyumkin Release No. AP-6903 File Number: 3-20898
April 13, 2023	American CryptoFed DAO LLC Release No. AP-6902 File Number: 3-21243
April 7, 2023	DF Growth REIT II, LLC Release No. AP-6901 File Number: 3-20801
March 23, 2023	DF Growth REIT II, LLC Release No. AP-6900 File Number: 3-20801
March 15, 2023	Tang, Jason Jianxun, CPA Release No. AP-6899 File Number: 3-21241
Feb. 17, 2023	American CryptoFed DAO LLC Release No. AP-6898 File Number: 3-21243
Feb. 7, 2023	American CryptoFed DAO LLC Release No. AP-6897 File Number: 3-21243
Jan. 20, 2023	American CryptoFed DAO LLC Release No. AP-6896 File Number: 3-21243
Jan. 13, 2023	Tang, Jason Jianxun, CPA Release No. AP-6895 File Number: 3-21241
Dec. 27, 2022	David S. Hall, P.C. d/b/a The Hall Group CPAs, David S. Hall, CPA, Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros Release No. AP-6894 File Number: 3-17228
Dec. 21, 2022	American CryptoFed DAO LLC Release No. AP-6893 File Number: 3-21243
Dec. 14, 2022	DF Growth REIT II, LLC Release No. AP-6892 File Number: 3-20801
Dec. 12, 2022	Jason Jianxun Tang, CPA Release No. AP-6891 File Number: 3-21241
Dec. 9, 2022	Electropremium Release No. AP-6890 File Number: 3-21032
Dec. 8, 2022	Jason Jianxun Tang, CPA Release No. AP-6889 File Number: 3-21241
Dec. 5, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6888 File Number: 3-20531
Dec. 2, 2022	Jason Jianxun Tang, CPA Release No. AP-6887 File Number: 3-21241
Nov. 29, 2022	American CryptoFed DAO LLC Release No. AP-6886 File Number: 3-21243
Nov. 28, 2022	Electropremium Release No. AP-6885 File Number: 3-21032
Nov. 25, 2022	American CryptoFed DAO LLC Release No. AP-6884 File Number: 3-21243
Nov. 22, 2022	Petroteq Energy, Inc. and Aleksandr Blyumkin Release No. AP-6883 File Number: 3-20898
Nov. 22, 2022	American CryptoFed DAO LLC Release No. AP-6882 File Number: 3-21243
Nov. 18, 2022	Tang, Jason Jianxun, CPA Release No. AP-6880 File Number: 3-21241
Nov. 18, 2022	American CryptoFed DAO LLC Release No. AP-6881 File Number: 3-21243
Nov. 14, 2022	DF Growth REIT II, LLC Release No. AP-6879 File Number: 3-20801
Nov. 4, 2022	Horter Investment Management, LLC; and Drew K. Horter Release No. AP-6878 File Number: 3-20531
Oct. 31, 2022	DF Growth REIT II, LLC Release No. AP-6877 File Number: 3-20801
Oct. 14, 2022	DF Growth REIT II, LLC Release No. AP-6876 File Number: 3-20801
Oct. 7, 2022	DF Growth REIT II, LLC Release No. AP-6875 File Number: 3-20801
Sept. 30, 2022	Timothy C. Scarpino Release No. AP-6874 File Number: 3-18483
Sept. 23, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6873 File Number: 3-20531
Sept. 22, 2022	Electropremium Release No. AP-6871 File Number: 3-21032
Sept. 22, 2022	Electropremium Release No. AP-6872 File Number: 3-21032
Sept. 21, 2022	Electropremium Release No. AP-6870 File Number: 3-21032
Sept. 14, 2022	DF Growth REIT II, LLC Release No. AP-6869 File Number: 3-20801
Sept. 12, 2022	Electropremium Release No. AP-6868 File Number: 3-21032
Sept. 7, 2022	Electropremium Release No. AP-6867 File Number: 3-21032
Sept. 6, 2022	Timothy C. Scarpino Release No. AP-6865 File Number: 3-18483
Sept. 6, 2022	Petroteq Energy, Inc. and Aleksandr Blyumkin Release No. AP-6866 File Number: 3-20898
Aug. 23, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6864 File Number: 3-20531
Aug. 15, 2022	DF Growth REIT II, LLC Release No. AP-6863 File Number: 3-20801
Aug. 4, 2022	Petroteq Energy, Inc. and Aleksandr Blyumkin Release No. AP-6862 File Number: 3-20898
Aug. 3, 2022	DF Growth REIT II, LLC Release No. AP-6861 File Number: 3-20801
Aug. 1, 2022	DF Growth REIT II, LLC Release No. AP-6860 File Number: 3-20801
July 28, 2022	Timothy C. Scarpino Release No. AP-6859 File Number: 3-18483
July 22, 2022	Petroteq Energy, Inc. and Aleksandr Blyumkin Release No. AP-6858 File Number: 3-20898
July 12, 2022	DF Growth REIT II, LLC Release No. AP-6857 File Number: 3-20801
June 22, 2022	DF Growth REIT II, LLC Release No. AP-6856 File Number: 3-20801
June 21, 2022	Petroteq Energy, Inc. and Aleksandr Blyumkin Release No. AP-6855 File Number: 3-20898
June 15, 2022	Petroteq Energy, Inc. and Aleksandr Blyumkin Release No. AP-6854 File Number: 3-20898
May 26, 2022	DF Growth REIT II, LLC Release No. AP-6853 File Number: 3-20801
May 19, 2022	DF Growth REIT II, LLC Release No. AP-6852 File Number: 3-20801
May 16, 2022	DF Growth REIT II, LLC Release No. AP-6851 File Number: 3-20801
May 16, 2022	DF Growth REIT II, LLC Release No. AP-6850 File Number: 3-20801
May 10, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6849 File Number: 3-20531
May 5, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6848 File Number: 3-20531
May 4, 2022	Timothy C. Scarpino Release No. AP-6847 File Number: 3-18483
April 27, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6846 File Number: 3-20531
April 26, 2022	DF Growth REIT II, LLC Release No. AP-6845 File Number: 3-20801
April 18, 2022	DF Growth REIT II, LLC Release No. AP-6844 File Number: 3-20801
April 15, 2022	Horter Investment Management, LLC and Drew K. Horter Release No. AP-6843 File Number: 3-20531
April 12, 2022	DF Growth REIT II, LLC Release No. AP-6842 File Number: 3-20801
April 11, 2022	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6841 File Number: 3-20454
April 1, 2022	DF Growth REIT II, LLC Release No. AP-6839 File Number: 3-20801
April 1, 2022	DF Growth REIT II, LLC Release No. AP-6840 File Number: 3-20801
March 24, 2022	David S. Hall, P.C. d/b/a the Hall Group CPAs, David S. Hall, CPA, Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros Release No. AP-6838 File Number: 3-17228
Jan. 5, 2022	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6837 File Number: 3-20454
Nov. 15, 2021	Timothy C. Scarpino Release No. AP-6836 File Number: 3-18483
Nov. 3, 2021	Timothy C. Scarpino Release No. AP-6835 File Number: 3-18483
Nov. 3, 2021	Life Science Holdings, Inc. Release No. AP-6834 File Number: 3-20627
Oct. 29, 2021	Life Science Holdings, Inc. Release No. AP-6833 File Number: 3-20627
Oct. 18, 2021	Life Science Holdings, Inc. Release No. AP-6832 File Number: 3-20627
Sept. 21, 2021	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6831 File Number: 3-20454
Sept. 10, 2021	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6830 File Number: 3-20454
Sept. 9, 2021	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6829 File Number: 3-20454
Sept. 2, 2021	Elaine A. Dowling, Esq. Release No. AP-6828 File Number: 3-20378
Aug. 26, 2021	Elaine A. Dowling, Esq. Release No. AP-6827 File Number: 3-20378
Aug. 16, 2021	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6826 File Number: 3-20454
Aug. 12, 2021	Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Release No. AP-6825 File Number: 3-20454
July 23, 2021	Elaine A. Dowling, Esq. Release No. AP-6824 File Number: 3-20378
June 30, 2021	Elaine A. Dowling, Esq. Release No. AP-6823 File Number: 3-20378
April 19, 2021	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-6822 File Number: 3-18346
March 22, 2021	Reynolds, Norman T., Esq. Release No. AP-6821 File Number: 3-20136
March 16, 2021	Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation Release No. AP-6820 File Number: 3-19303
March 8, 2021	Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC Release No. AP-6819 File Number: 3-20220
March 4, 2021	Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC Release No. AP-6818 File Number: 3-20220
Feb. 25, 2021	Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation Release No. AP-6817 File Number: 3-19303
Feb. 22, 2021	Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC Release No. AP-6816 File Number: 3-20220
Feb. 17, 2021	Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation Release No. AP-6815 File Number: 3-19303
Feb. 10, 2021	Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation Release No. AP-6814 File Number: 3-19303
Feb. 5, 2021	Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC Release No. AP-6813 File Number: 3-20220
Feb. 1, 2021	Reynolds, Norman T., Esq. Release No. AP-6812 File Number: 3-20136

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