ALJ Orders: Administrative Law Judges
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
ALJ Orders: Administrative Law Judges Table
Respondents
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|
---|---|
Date: |
Respondents:
Release No.
AP-5808
File Number:
3-18489
|
Date: |
Respondents:
Release No.
AP-5801
File Number:
3-18404
|
Date: |
Respondents:
Release No.
AP-5802
File Number:
3-18405
|
Date: |
Respondents:
Release No.
AP-5803
File Number:
3-18534
|
Date: |
Respondents:
Release No.
AP-5804
File Number:
3-17950
|
Date: |
Respondents:
Release No.
AP-5805
File Number:
3-18545
|
Date: |
Respondents:
Release No.
AP-5806
File Number:
3-18535
|
Date: |
Respondents:
Release No.
AP-5798
File Number:
3-18496
|
Date: |
Respondents:
Release No.
AP-5799
File Number:
3-18099
|
Date: |
Respondents:
Release No.
AP-5800
File Number:
3-18530
|
Date: |
Respondents:
Release No.
AP-5795
File Number:
3-18506
|
Date: |
Respondents:
Release No.
AP-5796
File Number:
3-18479
|
Date: |
Respondents:
Release No.
AP-5797
File Number:
3-17398
|
Date: |
Respondents:
Release No.
AP-5793
File Number:
3-18493
|
Date: |
Respondents:
Release No.
AP-5794
File Number:
3-18490
|
Date: |
Respondents:
Release No.
AP-5789
File Number:
3-18475
|
Date: |
Respondents:
Release No.
AP-5790
File Number:
3-18497
|
Date: |
Respondents:
Release No.
AP-5791
File Number:
3-18479
|
Date: |
Respondents:
Release No.
AP-5792
File Number:
3-17366
|
Date: |
Respondents:
Release No.
AP-5784
File Number:
3-18461
|
Date: |
Respondents:
Release No.
AP-5785
File Number:
3-18507
|
Date: |
Respondents:
Release No.
AP-5786
File Number:
3-18500
|
Date: |
Respondents:
Release No.
AP-5787
File Number:
3-18480
|
Date: |
Respondents:
Release No.
AP-5788
File Number:
3-18492
|
Date: |
Respondents:
Release No.
AP-5781
File Number:
3-18485
|
Date: |
Respondents:
Release No.
AP-5782
File Number:
3-18534
|
Date: |
Respondents:
Release No.
AP-5783
File Number:
3-18535
|
Date: |
Respondents:
Release No.
AP-5778
File Number:
3-18454
|
Date: |
Respondents:
Release No.
AP-5779
File Number:
3-17950
|
Date: |
Respondents:
Release No.
AP-5780
File Number:
3-18411
|
Date: |
Respondents:
Release No.
AP-5775
File Number:
3-18506
|
Date: |
Respondents:
Release No.
AP-5776
File Number:
3-18530
|
Date: |
Respondents:
Release No.
AP-5777
File Number:
3-18099
|
Date: |
Respondents:
Release No.
AP-5773
File Number:
3-18508
|
Date: |
Respondents:
Release No.
AP-5774
File Number:
3-18493
|
Date: |
Respondents:
Release No.
AP-5767
File Number:
3-18404
|
Date: |
Respondents:
Release No.
AP-5768
File Number:
3-18497
|
Date: |
Respondents:
Release No.
AP-5769
File Number:
3-18099
|
Date: |
Respondents:
Release No.
AP-5770
File Number:
3-18070
|
Date: |
Respondents:
Release No.
AP-5771
File Number:
3-18484
|
Date: |
Respondents:
Release No.
AP-5772
File Number:
3-18489
|
Date: |
Respondents:
Release No.
AP-5766
File Number:
3-18438
|
Date: |
Respondents:
Release No.
AP-5763
File Number:
3-18461
|
Date: |
Respondents:
Release No.
AP-5764
File Number:
3-18485
|
Date: |
Respondents:
Release No.
AP-5765
File Number:
3-18099
|
Date: |
Respondents:
Release No.
AP-5760
File Number:
3-18508
|
Date: |
Respondents:
Release No.
AP-5761
File Number:
3-18475
|
Date: |
Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W.
Release No.
AP-5762
File Number:
3-17849
|
Date: |
Respondents:
Release No.
AP-5757
File Number:
3-17950
|
Date: |
Respondents:
Release No.
AP-5758
File Number:
3-18490
|
Date: |
Respondents:
Release No.
AP-5759
File Number:
3-18506
|
Date: |
Respondents:
Release No.
AP-5753
File Number:
3-18500
|
Date: |
Respondents:
Release No.
AP-5754
File Number:
3-18501
|
Date: |
Respondents:
Release No.
AP-5755
File Number:
3-18099
|
Date: |
Respondents:
Release No.
AP-5756
File Number:
3-18507
|
Date: |
Respondents:
Release No.
AP-5752
File Number:
3-18472
|
Date: |
Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W.
Release No.
AP-5750
File Number:
3-17849
|
Date: |
Respondents:
Release No.
AP-5751
File Number:
3-18099
|
Date: |
Respondents:
Release No.
AP-5747
File Number:
3-18484
|
Date: |
Respondents:
Release No.
AP-5748
File Number:
3-18496
|
Date: |
Respondents:
Release No.
AP-5749
File Number:
3-18497
|
Date: |
Respondents:
Release No.
AP-5738
File Number:
3-18484
|
Date: |
Respondents:
Release No.
AP-5739
File Number:
3-18485
|
Date: |
Respondents:
Release No.
AP-5740
File Number:
3-18489
|
Date: |
Respondents:
Release No.
AP-5741
File Number:
3-18490
|
Date: |
Respondents:
Release No.
AP-5742
File Number:
3-18492
|
Date: |
Respondents:
Release No.
AP-5743
File Number:
3-18493
|
Date: |
Respondents:
Release No.
AP-5744
File Number:
3-18404
|
Date: |
Respondents:
Release No.
AP-5745
File Number:
3-17950
|
Date: |
Respondents:
Release No.
AP-5746
File Number:
3-18461
|
Date: |
Respondents:
Release No.
AP-5737
File Number:
3-18460
|
Date: |
Respondents:
Release No.
AP-5734
File Number:
3-18475
|
Date: |
Respondents:
Release No.
AP-5735
File Number:
3-18438
|
Date: |
Respondents:
Release No.
AP-5736
File Number:
3-18481
|
Date: |
Respondents:
Release No.
AP-5729
File Number:
3-18483
|
Date: |
Respondents:
Release No.
AP-5730
File Number:
3-18481
|
Date: |
Respondents:
Release No.
AP-5731
File Number:
3-18454
|
Date: |
Respondents:
Release No.
AP-5732
File Number:
3-18176
|
Date: |
Respondents:
Release No.
AP-5733
File Number:
3-18479
|
Date: |
Respondents:
Release No.
AP-5727
File Number:
3-18480
|
Date: |
Respondents:
Release No.
AP-5728
File Number:
3-17950
|
Date: |
Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W.
Release No.
AP-5723
File Number:
3-17849
|
Date: |
Respondents:
Release No.
AP-5724
File Number:
3-17184
|
Date: |
Respondents:
Release No.
AP-5725
File Number:
3-18479
|
Date: |
Respondents:
Release No.
AP-5726
File Number:
3-18460
|
Date: |
Respondents:
Release No.
AP-5722
File Number:
3-18405
|
Date: |
Respondents:
Release No.
AP-5721
File Number:
3-18475
|
Date: |
Respondents:
Release No.
AP-5717
File Number:
3-18445
|
Date: |
Respondents:
Release No.
AP-5718
File Number:
3-18472
|
Date: |
Respondents:
Release No.
AP-5719
File Number:
3-17716
|
Date: |
Respondents:
Release No.
AP-5720
File Number:
3-18460
|
Date: |
Respondents:
Release No.
AP-5713
File Number:
3-18461
|
Date: |
Respondents:
Release No.
AP-5714
File Number:
3-18458
|
Date: |
Respondents:
Release No.
AP-5715
File Number:
3-17716
|
Date: |
Respondents:
Release No.
AP-5716
File Number:
3-18422
|
Date: |
Respondents:
Release No.
AP-5711
File Number:
3-18438
|
Date: |
Respondents:
Release No.
AP-5712
File Number:
3-18450
|
Date: |
Respondents:
Release No.
AP-5710
File Number:
3-18445
|
Date: |
Respondents:
Release No.
AP-5708
File Number:
3-17342
|
Date: |
Respondents:
Release No.
AP-5709
File Number:
3-18405
|