Skip to main content

Company Filings

SEC Emblem
U.S. Securities and
Exchange Commission
  • About
    • Careers
    • Commissioners
    • Contact
    • Reports and Publications
    • Securities Laws
    • Mission
    • Commission Votes
  • Divisions & Offices
    • Corporation Finance
    • Enforcement
    • Investment Management
    • Economic and Risk Analysis
    • Trading and Markets
    • Office of Administrative Law Judges
    • Examinations
  • Enforcement
    • Litigation Releases
    • Administrative Proceedings
    • Opinions and Adjudicatory Orders
    • Accounting and Auditing
    • Trading Suspensions
    • How Investigations Work
    • Receiverships
    • Information for Harmed Investors
  • Regulation
    • Rulemaking Activity
    • Proposed Rules
    • Final Rules
    • Interim Final Temporary Rules
    • Other Orders and Notices
    • Self-Regulatory Organizations
    • Staff Interpretations
  • Education
    • Investor Education
    • Glossaries
    • Small Business Capital Raising
  • Filings
    • EDGAR – Search & Access
    • EDGAR – Information for Filers
    • Company Filing Search
    • How to Search EDGAR
    • Forms List
    • About EDGAR
  • News
    • Press Releases
    • Speeches and Statements
    • Securities Topics
    • Upcoming Events
    • Webcasts
    • SEC Videos
    • Media Gallery
  • U.S. Securities and Exchange Commission
    • Divisions & Offices
    • Enforcement
    • Regulation
    • Education
    • Filings
    • Newsroom
  • Newsroom
    • Press Releases
    • Testimony
  • RSS Feeds
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
  • Education
  • Investor Education
  • Small Business Capital Raising Hub
  • Glossaries
  • Education
  • Investor Education
  • Small Business Capital Raising Hub
  • Glossaries

Investor Education

Investor Education banner
photo of coins in a jar with a leaf - Investor.gov

5 Questions to Ask Before You Invest 

Whether you’re a first-time investor or have been investing for many years, there are some basic questions you should always ask [Investor.gov] before you commit your hard-earned money to an investment.

photo of a keyboard with a magnify glass - adviserinfo.sec.gov

Check Your Investment Professional 

Search the Investment Adviser Public Disclosure website for an investment adviser or perform a background check.

photo of a cooule talking to a financial adviser - Investor.gov

About Investment Professionals 

The most important question that you should consider before hiring an investment professional [Investor.gov] is whether the person is registered with the SEC or with a state securities regulator.

photo of an ipad with a bar graph - Investor.gov

Investment Tools and Calculators 

Check out all of the free tools and calculators [Investor.gov] that the SEC has to offer over.

photo of a little girl putting money a piggy bank - Investor.gov

Investment Products

A wide variety of investment products exist to help you achieve your financial goals. Each investment product [Investor.gov] has its own general set of features, including level of risk and anticipated returns.

photo of a hand pouring water into a vase with coins and leaf - Investor.gov

Understanding Fees

There are fees and costs [Investor.gov] associated with investment products and services. These fees may seem small, but over time they can have a major impact on your investment portfolio.

investor alert graphic with a bar graph - Investor.gov

Investor Alerts and Bulletins

Investor alerts and bulletins [Investor.gov] provide detailed information about a wide variety of topics of interest to investors, at both individual and retail levels.

Modified: Oct. 27, 2023

SOCIAL MEDIA
1 Twitter 2 Facebook 2 Instagram 3RSS 4YouTube
6LinkedIn 8 Email Updates

About The SEC

  • Budget & Performance
  • Careers
  • Commission Votes
  • Contact
  • Contracts
  • Data Resources

Transparency

  • Accessibility & Disability
  • FOIA
  • Inspector General
  • No FEAR Act & EEO Data
  • Ombuds
  • Whistleblower Protection

Websites

  • Investor.gov
  • Related Sites
  • USA.gov

Site Information

  • Plain Writing
  • Privacy & Security
  • Site Map
Return to Top