Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-102987 2025-27 Order Determining Whistleblower Award Claim
34-102901 2025-26 Order Determining Whistleblower Award Claim
34-102896 2025-25 Order Determining Whistleblower Claim Award
34-102889 600-44 CME Securities Clearing, Inc.; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
Comments Due: May 15, 2025
View Received Comments
Submit a Comment on 600-44
34-102886 S7-34-10 Regulation SBSR (Reporting and Dissemination of Security-Based Swap Information) and Security-Based Swap Data Repository Rules; Extension
File Nos.: S7-34-10, S7-35-10 Federal Register version
33-11374 Aegon Ltd..: Order Under Rule 405 of the Securities Act of 1933, Granting Waiver from Being Ineligible Issuer
34-102853 10-244 Green Impact Exchange, LLC; Findings, Opinion, and Order of the Commission
View Received Comments
34-102806 2025-24 Order Determining Whistleblower Award Claim
34-102779 Order Making Fiscal Year 2025 Annual Adjustments to Transaction Fee Rates
34-102773 10-249 Texas Stock Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: May 27, 2025
View Received Comments
See Also - Form 1 Application and Exhibits
Submit a Comment on 10-249
34-102770 2025-23 Order Determining Whistleblower Award Claim
34-102762 2025-22 Order Determining Whistleblower Award Claim
34-102746 2025-21 Order Determining Whistleblower Award Claim
34-102717 2025-20 Order Determining Whistlblower Award Claim
34-102650 10-247 In the Matter of the Application of MX2 LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
Comments Due: January 31, 2025
View Received Comments
Submit a Comment on 10-247
34-102541 Notice of Designation of Entity to Maintain and Operate the Lost and Stolen Securities Program
34-102535 10-244 Green Impact Exchange, LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
View Received Comments
See Also - Form 1 Application and Exhibits
34-102512 2025-19 Order Determining Whistleblower Award Claim
34-102484 010-00248 Dream Exchange Holdings, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 17, 2025
See Also - Form 1 Application and Exhibits
Submit a Comment on 010-00248
34-102434 2025-17 Order Determining Whistleblower Award Claims
34-102433 2025-18 Order Determining Whistleblower Award Claim
34-102410 Order Granting Petition for Review and Scheduling Filing of Statements (File No. SR-NASDAQ-2024-016)
34-102339 2025-16 Order Determining Whistleblower Award Claim
34-102305 Order Granting Registration of Security-Based Swap Execution Facilities
34-102302 4-845 Self-Regulatory Organizations; MIAX Emerald, LLC; Order Declaring Effective a Minor Rule Violation Plan
View Received Comments
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Last Reviewed or Updated: June 28, 2024