Public Statements https://www.sec.gov/news/statements.rss Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. en Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking https://www.sec.gov/news/public-statement/public-engagement-standards-conduct-investment-professionals-rulemaking Statement by SEC Chairman Jay Clayton on public engagement on standards of conduct for investment professionals rulemaking. Tue, 24 Apr 2018 17:58:00 -0400 1524607080 Statement at the Open Meeting on Standards of Conduct for Investment Professionals https://www.sec.gov/news/public-statement/clayton-statement-open-meeting-iabd-041818 Statement at the Open Meeting on IABD, by Chairman Jay Clayton, April 18, 2018<br /> Wed, 18 Apr 2018 17:30:00 -0400 1524087000 Overview of the Standards of Conduct for Investment Professionals Rulemaking Package https://www.sec.gov/news/public-statement/clayton-overview-standards-conduct-investment-professionals-rulemaking Overview of the Standards of Conduct for Investment Professionals Rulemaking Package, by Chairman Jay Clayton, April 18, 2018<br /> Wed, 18 Apr 2018 17:30:00 -0400 1524087000 Statement on Proposals Relating to Regulation Best Interest, Form CRS, Restrictions on the Use of Certain Names or Titles, and Commission Interpretation Regarding the Standard of Conduct for Investment Advisers https://www.sec.gov/news/public-statement/stein-statement-open-meeting-041818 Statement on Proposals Relating to Regulation Best Interest, Form CRS, Restrictions on the Use of Certain Names or Titles, and Commission Interpretation Regarding the Standard of Conduct for Investment Advisers, by Commissioner Kara M. Stein, Washington, D.C., April 18, 2018<br /> Wed, 18 Apr 2018 17:26:00 -0400 1524086760 Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule) https://www.sec.gov/news/public-statement/statement-piwowar-041818 Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule) Wed, 18 Apr 2018 17:25:00 -0400 1524086700 Proposed Rulemakings and Interpretations Relating to Retail Investor Relationships with Investment Professionals https://www.sec.gov/news/public-statement/proposed-rulemaking-retail-investor-relationships-investment-professionals Proposed Rulemakings and Interpretations Relating to Retail Investor Relationships with Investment Professionals, Statement by Commissioner Robert J. Jackson, Jr., April 18, 2018<br /> Wed, 18 Apr 2018 17:20:00 -0400 1524086400 Statement at the Open Meeting on Standards of Conduct for Investment Professionals https://www.sec.gov/news/public-statement/statement-peirce-041818 Statement at the Open Meeting on Standards of Conduct for Investment Professionals Wed, 18 Apr 2018 17:15:00 -0400 1524086100 Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation https://www.sec.gov/news/public-statement/statement-piwowar-peirce-041118 Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation Wed, 11 Apr 2018 13:59:06 -0400 1523469546 Opening Remarks at the Second Meeting of the Fixed Income Market Structure Advisory Committee https://www.sec.gov/news/public-statement/opening-remarks-second-meeting-fixed-income-market-structure-advisory Opening remarks by SEC Chairman Jay Clayton to the Fixed Income Market Structure Advisory Committee. Mon, 09 Apr 2018 11:56:00 -0400 1523289360 Statement on Passing of Enforcement Division Associate Director Scott W. Friestad https://www.sec.gov/news/public-statement/statement-commission-040518 A Commission statement on the passing of Enforcement Division Associate Director Scott W. Friestad Thu, 05 Apr 2018 12:15:06 -0400 1522944906 Proposed Rule to Conduct a Transaction Fee Pilot in NMS Stocks https://www.sec.gov/news/public-statement/statement-clayton-open-meeting-nms-2018-03-14 Chairman Clayton Open Meeting Statement: <br /> Proposed Rule to Conduct a Transaction Fee Pilot in NMS Stocks<br /> March 14, 2018<br /> Wed, 14 Mar 2018 13:45:46 -0400 1521049546 Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information https://www.sec.gov/news/public-statement/statement-clayton-open-meeting-fund-liquidity-2018-03-14 Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information<br /> <br /> Chairman Jay Clayton<br /> <br /> March [14], 2018<br /> Wed, 14 Mar 2018 12:38:00 -0400 1521045480 Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks https://www.sec.gov/news/public-statement/statement-piwowar-open-meeting-nms-2018-03-14 Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks Wed, 14 Mar 2018 12:37:00 -0400 1521045420 Statement at Open Meeting on Investment Company Liquidity Disclosure https://www.sec.gov/news/public-statement/statement-piwowar-open-meeting-fund-liquidity-2018-03-14 Statement at Open Meeting on Investment Company Liquidity Disclosure Wed, 14 Mar 2018 12:37:00 -0400 1521045420 Statement on the Proposed Transaction Fee Pilot for NMS Stocks https://www.sec.gov/news/public-statement/statement-stein-open-meeting-nms-2018-03-14 Statement on the Proposed Transaction Fee Pilot for NMS Stocks<br /> Commissioner Kara M. Stein<br /> March 14, 2018<br /> Wed, 14 Mar 2018 11:47:56 -0400 1521042476 Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information https://www.sec.gov/news/public-statement/statement-stein-open-meeting-fund-liquidity-2018-03-14 Statement on Proposed Rule for Investment Company Liquidity Disclosure <br /> Commissioner Kara M. Stein<br /> U.S. Securities and Exchange Commission<br /> March 14, 2018<br /> Wed, 14 Mar 2018 11:43:48 -0400 1521042228 Statement on the Proposed Transaction Fee Pilot for NMS Stocks https://www.sec.gov/news/public-statement/statement-johnson-open-meeting-nms-2018-03-14 Statement on Transaction Fee Pilot <br /> Commissioner Robert J. Jackson, Jr. <br /> MARCH 14, 2018<br /> Wed, 14 Mar 2018 10:12:30 -0400 1521036750 Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information https://www.sec.gov/news/public-statement/statement-johnson-open-meeting-fund-liquidity-2018-03-14 Statement on Investment Company Liquidity Disclosure <br /> Commissioner Robert J. Jackson, Jr.<br /> MARCH 14, 2018<br /> Wed, 14 Mar 2018 10:05:05 -0400 1521036305 Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information https://www.sec.gov/news/public-statement/statement-peirce-open-meeting-fund-liquidity-2018-03-14a Statement at Open Meeting on Investment Company Liquidity Disclosure Proposing Release<br /> <br /> Commissioner Hester M. Peirce<br /> <br /> Washington, D.C.<br /> <br /> March 14, 2018<br /> Wed, 14 Mar 2018 09:01:29 -0400 1521032489 Statement at Open Meeting on Transaction Fee Pilot Proposal https://www.sec.gov/news/public-statement/statement-peirce-open-meeting-nms-2018-03-14 Statement at Open Meeting on Transaction Fee Pilot Proposal Wed, 14 Mar 2018 09:01:29 -0400 1521032489 Remarks to the SEC Investor Advisory Committee https://www.sec.gov/news/public-statement/statement-clayton-2018-3-8 SEC Chairman Jay Clayton&#039;s remarks at the SEC Investor Advisory Committee on March 8, 2018. Thu, 08 Mar 2018 11:45:37 -0500 1520527537 Remarks at the SEC’s Investor Advisory Committee Meeting https://www.sec.gov/news/public-statement/statement-stein-2018-3-8 Remarks at the SEC’s Investor Advisory Committee Meeting Thu, 08 Mar 2018 11:44:37 -0500 1520527477 Statement on Potentially Unlawful Online Platforms for Trading Digital Assets https://www.sec.gov/news/public-statement/enforcement-tm-statement-potentially-unlawful-online-platforms-trading Statement on Potentially Unlawful Online Platforms for Trading Digital Assets<br /> Divisions of Enforcement and Trading and Markets<br /> March 7, 2018<br /> Wed, 07 Mar 2018 10:51:56 -0500 1520437916 Statement on Cybersecurity Interpretive Guidance https://www.sec.gov/news/public-statement/statement-clayton-2018-02-21 SEC Chairman Jay Clayton&#039;s statement on Commission approval of an interpretive release to provide guidance to public companies when preparing disclosures about cybersecurity risks and incidents. Wed, 21 Feb 2018 13:15:25 -0500 1519236925 Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures https://www.sec.gov/news/public-statement/statement-jackson-2018-02-21 Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures Wed, 21 Feb 2018 13:14:25 -0500 1519236865