The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Accounting and Auditing Enforcement Releases Table

Respondents
Date: Respondents:
Release No. 34-99930, AAER-4497
Date: Respondents:
Release No. LR-25972, AAER-4496
Date: Respondents:
Release No. 33-11279, AAER-4495, 34-99835
Date: Respondents:
Release No. LR-25950, AAER-4493
Date: Respondents:
Release No. 33-11276, 34-99716, AAER-4492
Date: Respondents:
Release No. 34-99638, AAER-4491
Date: Respondents:
Release No. 33-11274, 34-99637, AAER-4490
Date: Respondents:
Release No. 34-99518, AAER-4489
Date: Respondents:
Release No. 34-99492, AAER-4488
Date: Respondents:
Release No. 34-99483, AAER-4487
Date: Respondents:
Release No. 33-11268, 34-99461, AAER-4486
Date: Respondents:
Release No. LR-25934, AAER-4485
See Also: Opinion and Order
Date: Respondents:
Release No. 34-99448, AAER-4484
Date: Respondents:
Release No. 33-11267, 34-99384, AAER-4483
Date: Respondents:
Release No. 34-99348, AAER-4482
Date: Respondents:
Release No. 34-99308, AAER-4481
Date: Respondents:
Release No. 33-11260, 34-99228, AAER-4480
Date: Respondents:
Release No. LR-25915, AAER-4479
See Also: SEC Complaint
Date: Respondents:
Release No. LR-25913, AAER-4478
See Also: SEC Complaint
Date: Respondents:
Release No. 34-99074, AAER-4477
Date: Respondents:
Release No. 33-11255, 34-99033, AAER-4475
Date: Respondents:
Release No. LR-25902, AAER-4474
Date: Respondents:
Release No. 34-98849, AAER-4473
Date: Respondents:
Release No. 34-98788, AAER-4472
Date: Respondents:
Release No. 34-98779, AAER-4471
Date: Respondents:
Release No. 34-98667, AAER-4470
Date: Respondents:
Release No. 33-11251, 34-98629, AAER-4469
Date: Respondents:
Release No. 34-98622, AAER-4468
Date: Respondents:
Release No. IA-6438, AAER-4464
Date: Respondents:
Release No. 33-11248, 34-98616, AAER-4467
Date: Respondents:
Release No. 34-98611, AAER-4465
Date: Respondents:
Release No. 34-98615, AAER-4466
Date: Respondents:
Release No. 34-98595, AAER-4463
Date: Respondents:
Release No. 33-11245, 34-98577, AAER-4462
Date: Respondents:
Release No. 34-98499, AAER-4461
Date: Respondents:
Release No. 34-98492, AAER-4460
Date: Respondents:
Release No. 33-11241, 34-98491, AAER-4459
Date: Respondents:
Release No. 34-98352, AAER-4458
Date: Respondents:
Release No. 34-98329, AAER-4457
Date: Respondents:
Release No. 34-98307, AAER-4456
Date: Respondents:
Release No. 34-98306, AAER-4455
Date: Respondents:
Release No. 34-98275, AAER-4454
Date: Respondents:
Release No. 34-98272, IA-6393, AAER-4453
Date: Respondents:
Release No. 34-98243, AAER-4452
Date: Respondents:
Release No. 34-98229, AAER-4451
Date: Respondents:
Release No. 34-98222, AAER-4450
Date: Respondents:
Release No. 34-98218, AAER-4449
Date: Respondents:
Release No. 34-98194, AAER-4448
Date: Respondents:
Release No. 34-98193, AAER-4447
Date: Respondents:
Release No. 34-98192, AAER-4446
Date: Respondents:
Release No. 34-98190, AAER-4444
Date: Respondents:
Release No. 34-98188, AAER-4443
Date: Respondents:
Release No. 34-98191, AAER-4445
Date: Respondents:
Release No. 34-98186, AAER-4442
Date: Respondents:
Release No. 33-11223, 34-98132, AAER-4441
Date: Respondents:
Release No. 33-11222, 34-98131, AAER-4440
Date: Respondents:
Release No. 34-98122, AAER-4439
Date: Respondents:
Release No. 34-98118, AAER-4438
Date: Respondents:
Release No. 34-98103, AAER-4437
Date: Respondents:
Release No. 34-98069, AAER-4436
Date: Respondents:
Release No. 33-11219, 34-98065, AAER-4435
Date: Respondents:
Release No. 34-98039, AAER-4434
Date: Respondents:
Release No. 34-98030, AAER-4433
Date: Respondents:
Release No. 34-97941, AAER-4432
Date: Respondents:
Release No. 33-11212, AAER-4431, 34-97940
Date: Respondents:
Release No. 34-97920, AAER-4430
Date: Respondents:
Release No. 34-97835, AAER-4427
Date: Respondents:
Release No. 33-11210, 34-97837, AAER-4429
Date: Respondents:
Release No. 33-11209, 34-97836, AAER-4428
Date: Respondents:
Release No. 33-11206, 34-97829, AAER-4425
Date: Respondents:
Release No. LR-25766, AAER-4426
See Also: SEC Complaint
Date: Respondents:
Release No. 34-97795, AAER-4424
Date: Respondents:
Release No. 34-97773, AAER-4423
Date: Respondents:
Release No. 34-97761, AAER-4422
Date: Respondents:
Release No. 34-97760, AAER-4421
Date: Respondents:
Release No. 34-97757, AAER-4420
Date: Respondents:
Release No. 34-97740, AAER-4419
Date: Respondents:
Release No. 34-97685, AAER-4418
Date: Respondents:
Release No. 33-11202, 34-97651, AAER-4417
Date: Respondents:
Release No. 33-11201, 34-97650, AAER-4416
Date: Respondents:
Release No. 33-11200, 34-97649, AAER-4415
Date: Respondents:
Release No. 33-11199, 34-97641, IA-6324, IC-34934, AAER-4414
Date: Respondents:
Release No. 33-11198, 34-97640, IA-6323, IC-34933, AAER-4413
Date: Respondents:
Release No. IA-6320, AAER-4412
Date: Respondents:
Release No. 34-97609, AAER-4411
Date: Respondents:
Release No. 34-97590, AAER-4410
Date: Respondents:
Release No. 34-97512, AAER-4409
Date: Respondents:
Release No. 34-97510, AAER-4408
Date: Respondents:
Release No. 34-97509, AAER-4407
Date: Respondents:
Release No. 34-97479, AAER-4406
Date: Respondents:
Release No. 34-97414:, AAER-4405
Date: Respondents:
Release No. 34-97413, AAER-4404
Date: Respondents:
Release No. 34-97381, AAER-4403
Date: Respondents:
Release No. LR-25700, AAER-4402
Date: Respondents:
Release No. 34-97317, AAER-4401
Date: Respondents:
Release No. 34-97292, AAER-4400
Date: Respondents:
Release No. LR-25690, AAER-4399
Date: Respondents:
Release No. 34-97270, AAER-4398
Date: Respondents:
Release No. 34-97269, AAER-4397
Date: Respondents:
Release No. 34-97259, AAER-4396