ALJ Orders

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort descending	Respondents
Oct. 25, 2018	Oriental Dragon Corp. Release No. AP-6252 File Number: 3-18450
Oct. 25, 2018	Escalera Resources Co. Force Minerals Corp. Release No. AP-6253 File Number: 3-18550
Oct. 25, 2018	FuelNation, Inc. 3D Total Solutions, Inc. Release No. AP-6254 File Number: 3-18551
Oct. 25, 2018	ANV Security Group, Inc. Release No. AP-6255 File Number: 3-18176
Oct. 24, 2018	Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6248 File Number: 3-16353
Oct. 24, 2018	New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6249 File Number: 3-18007
Oct. 24, 2018	Hallas, Demitrios Release No. AP-6250 File Number: 3-18229
Oct. 23, 2018	Aja Cannafacturing, Inc. Montalvo Spirits, Inc. Sanook Enterprises, Inc. (n/k/a Applife Digital, Inc.) Spire Technologies, Inc. Release No. AP-6242 File Number: 3-18078
Oct. 23, 2018	Axiom Oil & Gas Corp. GEI Global Energy Corp. Ironwood Gold Corp. Surge Global Energy, Inc. Release No. AP-6243 File Number: 3-18096
Oct. 23, 2018	Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp. Release No. AP-6244 File Number: 3-18217
Oct. 23, 2018	Pruitt, David, CPA Release No. AP-6245 File Number: 3-17950
Oct. 23, 2018	Berger, Brian Michael Release No. AP-6246 File Number: 3-18129
Oct. 23, 2018	IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc. Release No. AP-6247 File Number: 3-18203
Oct. 23, 2018	Finn, Sean P. M. Dwyer LLC Release No. AP-6241 File Number: 3-17693
Oct. 22, 2018	Altovida Inc. Aurora Gold Corporation Auxillium Energy, Inc. Silver Falcon Mining, Inc. Release No. AP-6237 File Number: 3-18104
Oct. 22, 2018	Dekel, Roy Release No. AP-6238 File Number: 3-17751
Oct. 22, 2018	Zufelt, Anthony C. Release No. AP-6239 File Number: 3-17907
Oct. 22, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6232 File Number: 3-16965
Oct. 22, 2018	Kessler, Richard W. Release No. AP-6233 File Number: 3-18535
Oct. 22, 2018	Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-6234 File Number: 3-18201
Oct. 22, 2018	Energy Edge Technologies Corp. Focus Gold Corp. New York Sub Co. Release No. AP-6235 File Number: 3-18038
Oct. 22, 2018	BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-6236 File Number: 3-17104
Oct. 22, 2018	Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc. Release No. AP-6240 File Number: 3-18501
Oct. 19, 2018	Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6227 File Number: 3-17366
Oct. 19, 2018	Reyftmann, Gregory Release No. AP-6228 File Number: 3-17959
Oct. 19, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6229 File Number: 3-17849
Oct. 19, 2018	Gainer, Jeffrey Release No. AP-6230 File Number: 3-18130
Oct. 19, 2018	Hallas, Demitrios Release No. AP-6231 File Number: 3-18229
Oct. 18, 2018	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6223 File Number: 3-16386
Oct. 18, 2018	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6213 File Number: 3-17595
Oct. 18, 2018	Accelerated Aquisition Inc. XVII, (a/k/a Accelerated Aquisition XVII, Inc.) Ambassadors International, Inc. L & L Energy, Inc. Lihua International, Inc. Release No. AP-6214 File Number: 3-18146
Oct. 18, 2018	Kung Fu Dragon Group Limited Release No. AP-6215 File Number: 3-18091
Oct. 18, 2018	Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. Release No. AP-6216 File Number: 3-18177
Oct. 18, 2018	Development Capital Group, Inc. SharkReach, Inc. Spiral Toys Inc. Worthington Energy, Inc. Release No. AP-6217 File Number: 3-18552
Oct. 18, 2018	Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-6218 File Number: 3-18221
Oct. 18, 2018	Content Checked Holdings, Inc. e.Digital Corp. Liberty Coal Energy Corp. Release No. AP-6219 File Number: 3-18475
Oct. 18, 2018	Sonora Resources Corp. Release No. AP-6220 File Number: 3-18485
Oct. 18, 2018	Radiant Oil & Gas, Inc. Tungsten Corp. Well Power, Inc. Release No. AP-6221 File Number: 3-18507
Oct. 18, 2018	Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-6211 File Number: 3-18454
Oct. 18, 2018	Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp. Release No. AP-6222 File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Oct. 18, 2018	Snisky, Gary C. Release No. AP-6212 File Number: 3-17645
Oct. 18, 2018	Gibson, Christopher M. Release No. AP-6224 File Number: 3-17184
Oct. 18, 2018	Bucci, William D. Release No. AP-6225 File Number: 3-17888
Oct. 18, 2018	Lawler, Joe Release No. AP-6226 File Number: 3-17650
Oct. 17, 2018	Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-6209 File Number: 3-18173
Oct. 17, 2018	Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-6210 File Number: 3-18092
Oct. 17, 2018	Teran, Alfred C. Release No. AP-6202 File Number: 3-18098
Oct. 17, 2018	Universal Bioenergy, Inc. Release No. AP-6203 File Number: 3-18461
Oct. 17, 2018	Saving2Retire, LLC Young, Marian P. Release No. AP-6204 File Number: 3-17352
Oct. 17, 2018	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6205 File Number: 3-15255
Oct. 17, 2018	Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6206 File Number: 3-16353
Oct. 17, 2018	Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc. Release No. AP-6207 File Number: 3-17991
Oct. 17, 2018	Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-6208 File Number: 3-18378
Oct. 16, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6190 File Number: 3-17849
Oct. 16, 2018	Baltia Air Lines, Inc. Graphite Corp. Green Energy Management Services Holdings, Inc. 24Holdings, Inc. Release No. AP-6191 File Number: 3-18472
Oct. 16, 2018	Meridian Co., Ltd. Release No. AP-6192 File Number: 3-18188
Oct. 16, 2018	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6193 File Number: 3-17031
Oct. 16, 2018	Apptigo International, Inc. JD International Limited XLI Technologies Inc. Zentric, Inc. Release No. AP-6194 File Number: 3-18493
Oct. 16, 2018	Mass Hysteria Entertainment Company, Inc. Bobbers, Stark Naked TOA Holdings, Inc. Release No. AP-6195 File Number: 3-18506
Oct. 16, 2018	Herman, Rosalind Release No. AP-6199 File Number: 3-17828
Oct. 16, 2018	Schooler, Louis V. Release No. AP-6200 File Number: 3-17115
Oct. 16, 2018	HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc. Release No. AP-6201 File Number: 3-18208
Oct. 16, 2018	Century Acquisition Corp. Eastern Acquisition Corp. Release No. AP-6196 File Number: 3-18162
Oct. 16, 2018	Hallas, Demitrios Release No. AP-6197 File Number: 3-18229
Oct. 16, 2018	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6198 File Number: 3-15446
Oct. 15, 2018	Stitt, Andrew Release No. AP-6188 File Number: 3-17621
Oct. 15, 2018	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6189 File Number: 3-15168
Oct. 15, 2018	Black Diamond Asset Management LLC and Robert Wilson Release No. AP-6181 File Number: 3-18099
Oct. 15, 2018	Infrastructure International, Inc. Release No. AP-6182 File Number: 3-17132
Oct. 15, 2018	American Magna Corp. Bioneutral Group, Inc. Livingventures, Inc. Oryon Technologies, Inc. Release No. AP-6183 File Number: 3-18105
Oct. 15, 2018	Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6184 File Number: 3-18276
Oct. 15, 2018	Reyes, Gerardo E. Release No. AP-6185 File Number: 3-18126
Oct. 15, 2018	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6186 File Number: 3-17716
Oct. 15, 2018	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6187 File Number: 3-17716
Oct. 12, 2018	Snisky, Gary C. Release No. AP-6172 File Number: 3-17645
Oct. 12, 2018	Kun De International Holdings, Inc. New Colombia Resources, Inc. Sutor Technology Group Limited Release No. AP-6173 File Number: 3-18169
Oct. 12, 2018	Circle Star Energy Corp. Energy Holdings International, Inc. Release No. AP-6174 File Number: 3-18142
Oct. 12, 2018	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6175 File Number: 3-15974
Oct. 12, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6176 File Number: 3-16965
Oct. 12, 2018	Kessler, Richard W. Release No. AP-6177 File Number: 3-18535
Oct. 12, 2018	Gibson, Christopher M. Release No. AP-6178 File Number: 3-17184
Oct. 12, 2018	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6179 File Number: 3-17595
Oct. 12, 2018	Finn, Sean P. M. Dwyer LLC Release No. AP-6180 File Number: 3-17693
Oct. 11, 2018	Penn, Lawrence E., III Release No. AP-6161 File Number: 3-18288
Oct. 11, 2018	Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-6162 File Number: 3-16339
Oct. 11, 2018	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6163 File Number: 3-18017
Oct. 11, 2018	Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp. Release No. AP-6164 File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Oct. 11, 2018	Ciralight Global, Inc. GS Enviroservices, Inc. IPOworld Parabel, Inc. Release No. AP-6165 File Number: 3-17977
Oct. 11, 2018	Vitale, Joseph Release No. AP-6166 File Number: 3-18252
Oct. 11, 2018	Berger, Brian Michael Release No. AP-6167 File Number: 3-18129
Oct. 11, 2018	Attitude Drinks Incorporated Core Resource Management, Inc. Maverick Minerals Corporation Panacea Global, Inc. Release No. AP-6168 File Number: 3-18079
Oct. 11, 2018	Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-6169 File Number: 3-18220
Oct. 11, 2018	Marilynjean Interactive Inc. Release No. AP-6170 File Number: 3-18445
Oct. 11, 2018	Reyftmann, Gregory Release No. AP-6171 File Number: 3-17959
Oct. 10, 2018	Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6152 File Number: 3-16182
Oct. 10, 2018	IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-6153 File Number: 3-18206
Oct. 10, 2018	Pruitt, David, CPA Release No. AP-6154 File Number: 3-17950
Oct. 10, 2018	AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6155 File Number: 3-17743
Oct. 10, 2018	New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6156 File Number: 3-18007
Oct. 10, 2018	Mosshart, Joshua D. Release No. AP-6157 File Number: 3-18422

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