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Release Number	SEC Issue Date	File Number	Details
34-63556	Dec. 15, 2010	S7-43-10	End-User Exception to Mandatory Clearing of Security-Based Swaps *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version, Security-Based Swaps Implementation Policy Statement Submit a Comment on S7-43-10 Federal Register version (75 FR 79992)
34-63557	Dec. 15, 2010	S7-44-10	Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations *Comments Due:* February 14, 2011 View Received Comments See Also - 2011 Federal Register version, Final Rule Release No. 34-67286A, Proposed Rule Release No. 34-63557, Security-Based Swaps Implementation Policy Statement Federal Register version (75 FR 82489)
34-63557	Dec. 15, 2010	S7-44-10	Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations *Comments Due:* February 14, 2011 View Received Comments See Also - 2011 Federal Register version, Final Rule Release No. 34-67286A, Proposed Rule Release No. 34-63557, Security-Based Swaps Implementation Policy Statement Federal Register version (75 FR 82489)
34-63452	Dec. 7, 2010	S7-39-10	Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant" *Comments Due:* February 22, 2011 View Received Comments See Also - 2011 Federal Register version Submit a Comment on S7-39-10 Federal Register version (75 FR 80173)
34-63452	Dec. 7, 2010	S7-39-10	Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant" *Comments Due:* February 22, 2011 View Received Comments See Also - 2011 Federal Register version Federal Register version (75 FR 80173)
IA-3118	Dec. 1, 2010	S7-23-07	Temporary Rule Regarding Principal Trades With Certain Advisory Clients *Comments Due:* December 20, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (75 FR 75650)
IA-3118	Dec. 1, 2010	S7-23-07	Temporary Rule Regarding Principal Trades With Certain Advisory Clients *Comments Due:* December 20, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (75 FR 75650)
34-63346	Nov. 19, 2010	S7-34-10	Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version, 34-74244.pdf, Security-Based Swaps Implementation Policy Statement Federal Register version (75 FR 75207)
34-63346	Nov. 19, 2010	S7-34-10	Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version, 34-74244.pdf, Security-Based Swaps Implementation Policy Statement Federal Register version (75 FR 75207)
34-63347	Nov. 19, 2010	S7-35-10	Security-Based Swap Data Repository Registration, Duties, and Core Principles; Correction *Comments Due:* January 24, 2011 View Received Comments See Also - Security-Based Swaps Implementation Policy Statement, Security-Based Swaps Implementation Policy Statement Federal Register version (76 FR 2287)
IA-3110	Nov. 19, 2010	S7-36-10	Rules Implementing Amendments to the Investment Advisers Act of 1940 *Comments Due:* January 24, 2011 View Received Comments See Also - General Instructions, Instructions for Part 1A, Glossary of Terms, Part 1A, Form ADV Execution Pages, Form ADV-H, Form ADV-NR, Federal Register version, Letter on Transition and Initial Filing Deadlines from the Division of Investment Management Federal Register version (75 FR 77051)
IA-3111	Nov. 19, 2010	S7-37-10	Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers *Comments Due:* January 24, 2011 View Received Comments See Also - 2011 Federal Register version, Letter on Transition and Initial Filing Deadlines from the Division of Investment Management Federal Register version (75 FR 77190)
34-63236, 34-93784	Nov. 3, 2010	S7-32-10	Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version Federal Register version (75 FR 68560)
34-63236, 34-93784	Nov. 3, 2010	S7-32-10	Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version Federal Register version (75 FR 68560)
34-63237	Nov. 3, 2010	S7-33-10	Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 *Comments Due:* December 17, 2010 View Received Comments See Also - 2010 Federal Register version, 34-64545.pdf Federal Register version (75 FR 70487)
34-63236, 34-93784	Nov. 3, 2010	S7-32-10	Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version Federal Register version (75 FR 68560)
34-63236, 34-93784	Nov. 3, 2010	S7-32-10	Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version Federal Register version (75 FR 68560)
33-9148A	Oct. 19, 2010	S7-24-10	33-9148A Correction Federal Register version
33-9153, 34-63124	Oct. 18, 2010	S7-31-10	Shareholder Approval of Executive Compensation and Golden Parachute Compensation *Comments Due:* November 18, 2010 View Received Comments See Also - 2010 Federal Register version, 33-9178.pdf Federal Register version (75 FR 66589)
34-63123, IC-29463	Oct. 18, 2010	S7-30-10	Reporting of Proxy Votes on Executive Compensation and Other Matters *Comments Due:* November 18, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-30-10 Federal Register version (75 FR 66621)
33-9153, 34-63124	Oct. 18, 2010	S7-31-10	Shareholder Approval of Executive Compensation and Golden Parachute Compensation *Comments Due:* November 18, 2010 View Received Comments See Also - 2010 Federal Register version, 33-9178.pdf Federal Register version (75 FR 66589)
34-63123, IC-29463	Oct. 18, 2010	S7-30-10	Reporting of Proxy Votes on Executive Compensation and Other Matters *Comments Due:* November 18, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-30-10 Federal Register version (75 FR 66621)
34-63107	Oct. 14, 2010	S7-27-10	Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps Under Regulation MC *Comments Due:* 60 days from publication of 34-69491 View Received Comments See Also - Proposed Rule Release Nos. 34-69491, Federal Register version, Security-Based Swaps Implementation Policy Statement Submit a Comment on S7-27-10 Federal Register version (75 FR 65881)
33-9150, 34-63091	Oct. 13, 2010	S7-26-10	Issuer Review of Assets in Offerings of Asset-Backed Securities *Comments Due:* November 15, 2010 View Received Comments See Also - 2010 Federal Register version, 33-9176.pdf Federal Register version (75 FR 64182)
33-9150, 34-63091	Oct. 13, 2010	S7-26-10	Issuer Review of Assets in Offerings of Asset-Backed Securities *Comments Due:* November 15, 2010 View Received Comments See Also - 2010 Federal Register version, 33-9176.pdf Federal Register version (75 FR 64182)
IA-3098	Oct. 12, 2010	S7-25-10	Family Offices *Comments Due:* November 18, 2010 View Received Comments See Also - 2010 Federal Register version, ia-3220.pdf Federal Register version (75 FR 63753)
33-9148, 34-63029	Oct. 4, 2010	S7-24-10	Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act *Comments Due:* November 15, 2010 View Received Comments See Also - 2010 Federal Register version, Correction Federal Register version (75 FR 62718)
33-9148, 34-63029	Oct. 4, 2010	S7-24-10	Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act *Comments Due:* November 15, 2010 View Received Comments See Also - 2010 Federal Register version, Correction Federal Register version (75 FR 62718)
33-9143, 34-62932	Sept. 17, 2010	S7-22-10	Short-Term Borrowings Disclosure *Comments Due:* November 29, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-22-10 Federal Register version (75 FR 59865)
33-9143, 34-62932	Sept. 17, 2010	S7-22-10	Short-Term Borrowings Disclosure *Comments Due:* November 29, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-22-10 Federal Register version (75 FR 59865)
33-9137	Aug. 30, 2010	S7-18-10	Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities *Comments Due:* October 4, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (75 FR 54059)
33-9128, 34-62544, IC-29367	July 21, 2010	S7-15-10	Mutual Fund Distribution Fees; Confirmations *Comments Due:* November 5, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-15-10 Federal Register version (75 FR 47063)
33-9128, 34-62544, IC-29367	July 21, 2010	S7-15-10	Mutual Fund Distribution Fees; Confirmations *Comments Due:* November 5, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-15-10 Federal Register version (75 FR 47063)
33-9128, 34-62544, IC-29367	July 21, 2010	S7-15-10	Mutual Fund Distribution Fees; Confirmations *Comments Due:* November 5, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-15-10 Federal Register version (75 FR 47063)
34-62445	July 2, 2010	S7-21-09	Elimination of Flash Order Exception From Rule 602 of Regulation NMS *Comments Due:* August 9, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (75 FR 39625)
33-9126, 34-62300, IC-29301, 33-9570	June 16, 2010	S7-12-10	Investment Company Advertising: Target Date Retirement Fund Names and Marketing *Comments Due:* August 23, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-12-10 Federal Register version (75 FR 35919)
33-9126, 34-62300, IC-29301, 33-9570	June 16, 2010	S7-12-10	Investment Company Advertising: Target Date Retirement Fund Names and Marketing *Comments Due:* August 23, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-12-10 Federal Register version (75 FR 35919)
33-9126, 34-62300, IC-29301, 33-9570	June 16, 2010	S7-12-10	Investment Company Advertising: Target Date Retirement Fund Names and Marketing *Comments Due:* August 23, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-12-10 Federal Register version (75 FR 35919)
33-9126, 34-62300, IC-29301, 33-9570	June 16, 2010	S7-12-10	Investment Company Advertising: Target Date Retirement Fund Names and Marketing *Comments Due:* August 23, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-12-10 Federal Register version (75 FR 35919)
34-62174	May 26, 2010	S7-11-10	Consolidated Audit Trail *Comments Due:* August 9, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (75 FR 32555)
34-62174	May 26, 2010	S7-11-10	Consolidated Audit Trail *Comments Due:* August 9, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-11-10 Federal Register version (75 FR 32555)
34-61902	April 14, 2010	S7-09-10	Proposed Amendments to Rule 610 of Regulation NMS *Comments Due:* June 21, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-09-10 Federal Register version (75 FR 20737)
34-61908	April 14, 2010	S7-10-10	Large Trader Reporting System *Comments Due:* June 22, 2010 View Received Comments See Also - 2010 Federal Register version, 34-64976.pdf Federal Register version (75 FR 21455)
33-9117, 34-61858	April 7, 2010	S7-08-10	Asset-Backed Securities *Comments Due:* August 2, 2010 View Received Comments See Also - 2010 Federal Register version, Proposed Rule Release Nos. 33-9552, 33-9244 Federal Register version (75 FR 23327)
33-9117, 34-61858	April 7, 2010	S7-08-10	Asset-Backed Securities *Comments Due:* August 2, 2010 View Received Comments See Also - 2010 Federal Register version, Proposed Rule Release Nos. 33-9552, 33-9244 Federal Register version (75 FR 23327)
34-61414	Jan. 26, 2010	S7-04-10	Purchases of Certain Equity Securities by the Issuer and Others *Comments Due:* March 1, 2010 View Received Comments See Also - 2010 Federal Register version Submit a Comment on S7-04-10 Federal Register version (75 FR 4713)
34-61379	Jan. 19, 2010	S7-03-10	Risk Management Controls for Brokers or Dealers With Market Access *Comments Due:* March 29, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (75 FR 4007)
33-9098	Dec. 18, 2009	S7-30-09	Revisions To Rule 163 *Comments Due:* January 27, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (74 FR 68545)
33-9086, 34-61161, IC-29069	Dec. 14, 2009	S7-10-09	Facilitating Shareholder Director Nominations *Comments Due:* January 19, 2010 View Received Comments See Also - 2010 Federal Register version, FR Notice of Stay of Effective and Compliance Dates, Order Granting Stay, Proposed Rule Release No. 33-9046 Federal Register version (74 FR 67144)
33-9086, 34-61161, IC-29069	Dec. 14, 2009	S7-10-09	Facilitating Shareholder Director Nominations *Comments Due:* January 19, 2010 View Received Comments See Also - 2010 Federal Register version, FR Notice of Stay of Effective and Compliance Dates, Order Granting Stay, Proposed Rule Release No. 33-9046 Federal Register version (74 FR 67144)
33-9086, 34-61161, IC-29069	Dec. 14, 2009	S7-10-09	Facilitating Shareholder Director Nominations *Comments Due:* January 19, 2010 View Received Comments See Also - 2010 Federal Register version, FR Notice of Stay of Effective and Compliance Dates, Order Granting Stay, Proposed Rule Release No. 33-9046 Federal Register version (74 FR 67144)
34-61051	Nov. 23, 2009	S7-28-09	Proposed Rules for Nationally Recognized Statistical Rating Organizations *Comments Due:* February 2, 2010 View Received Comments See Also - 2010. Federal Register version Federal Register version (74 FR 63866)
34-60997	Nov. 13, 2009	S7-27-09	Regulation of Non-Public Trading Interest *Comments Due:* February 22, 2010 View Received Comments See Also - 2010 Federal Register version Federal Register version (74 FR 61207)
33-9070A, 34-60797A, IC-28942A	Oct. 22, 2009	S7-24-09	Credit Ratings Disclosure *Comments Due:* December 14, 2009 View Received Comments See Also - Federal Register version Federal Register version (74 FR 55162)
33-9070A, 34-60797A, IC-28942A	Oct. 22, 2009	S7-24-09	Credit Ratings Disclosure *Comments Due:* December 14, 2009 View Received Comments See Also - Federal Register version Federal Register version (74 FR 55162)
33-9070A, 34-60797A, IC-28942A	Oct. 22, 2009	S7-24-09	Credit Ratings Disclosure *Comments Due:* December 14, 2009 View Received Comments See Also - Federal Register version Federal Register version (74 FR 55162)
33-9074	Oct. 19, 2009	S7-23-09	Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities *Comments Due:* November 23, 2009 View Received Comments See Also - 2009 Federal Register version, 33-9087.pdf Federal Register version (74 FR 54767)
33-9073, 34-60825, IC-28946	Oct. 14, 2009	S7-22-09	Amendments to Rules Requiring Internet Availability of Proxy Materials *Comments Due:* November 20, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53954)
33-9073, 34-60825, IC-28946	Oct. 14, 2009	S7-22-09	Amendments to Rules Requiring Internet Availability of Proxy Materials *Comments Due:* November 20, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53954)
33-9073, 34-60825, IC-28946	Oct. 14, 2009	S7-22-09	Amendments to Rules Requiring Internet Availability of Proxy Materials *Comments Due:* November 20, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53954)
33-9073, 34-60825, IC-28946	Oct. 14, 2009	S7-22-09	Amendments to Rules Requiring Internet Availability of Proxy Materials *Comments Due:* November 20, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53954)
33-9073, 34-60825, IC-28946	Oct. 14, 2009	S7-22-09	Amendments to Rules Requiring Internet Availability of Proxy Materials *Comments Due:* November 20, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53954)
33-9073, 34-60825, IC-28946	Oct. 14, 2009	S7-22-09	Amendments to Rules Requiring Internet Availability of Proxy Materials *Comments Due:* November 20, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53954)
33-9070, 34-60797, IC-28942	Oct. 7, 2009	S7-24-09	Credit Ratings Disclosure *Comments Due:* December 14, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53085)
33-9070, 34-60797, IC-28942	Oct. 7, 2009	S7-24-09	Credit Ratings Disclosure *Comments Due:* December 14, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53085)
33-9070, 34-60797, IC-28942	Oct. 7, 2009	S7-24-09	Credit Ratings Disclosure *Comments Due:* December 14, 2009 View Received Comments See Also - 2009. Federal Register version Federal Register version (74 FR 53085)
33-9069	Oct. 5, 2009	S7-19-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* December 8, 2009 View Received Comments See Also - 2009. Federal Register version, Proposed Rule Release Nos. 34-58070, Proposed Rule Release Nos. 33-8940, and IC-28327, 33-9245.pdf Federal Register version (74 FR 52374)
33-9069	Oct. 5, 2009	S7-17-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* December 8, 2009 View Received Comments See Also - 2009. Federal Register version, Proposed Rule Release Nos. 34-58070, Proposed Rule Release Nos. 33-8940, and IC-28327, 33-9245.pdf Federal Register version (74 FR 52374)
33-9069	Oct. 5, 2009	S7-18-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* December 8, 2009 View Received Comments See Also - 2009. Federal Register version, Proposed Rule Release Nos. 34-58070, Proposed Rule Release Nos. 33-8940, and IC-28327, 33-9245.pdf Federal Register version (74 FR 52374)
34-60684	Sept. 18, 2009	S7-21-09	Elimination of Flash Order Exception From Rule 602 of Regulation NMS *Comments Due:* November 23, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 48631)
34-60509	Aug. 17, 2009	S7-08-09	Amendments to Regulation SHO *Comments Due:* September 21, 2009 View Received Comments See Also - 2009 Federal Register version, Proposed Rule Release No. 34-59748 Federal Register version (74 FR 42033)
IA-2910	Aug. 3, 2009	S7-18-09	Political Contributions by Certain Investment Advisers *Comments Due:* October 6, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 39839)
IA-2910	Aug. 3, 2009	S7-18-09	Political Contributions by Certain Investment Advisers *Comments Due:* October 6, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 39839)
IA-2910	Aug. 3, 2009	S7-18-09	Political Contributions by Certain Investment Advisers *Comments Due:* October 6, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 39839)
34-60332	July 17, 2009	S7-15-09	Proposed Amendment to Municipal Securities Disclosure *Comments Due:* September 8, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 36831)
34-60332	July 17, 2009	S7-15-09	Proposed Amendment to Municipal Securities Disclosure *Comments Due:* September 8, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 36831)
33-9052	July 10, 2009	S7-13-09	Proxy Disclosure and Solicitation Enhancements *Comments Due:* September 15, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 35075)
34-60218	July 1, 2009	S7-12-09	Shareholder Approval of Executive Compensation of TARP Recipients *Comments Due:* September 8, 2009 View Received Comments See Also - 2009 Federal Register version, 34-61335.pdf Federal Register version (74 FR 32474)
IC-28807	June 30, 2009	S7-11-09	Money Market Fund Reform *Comments Due:* September 8, 2009 View Received Comments See Also - 2009 Federal Register version, Marked to Show Changes from Current Rule 2a-7, ic-29132.pdf Federal Register version (74 FR 32687)
33-9046, 34-60089, IC-28765	June 10, 2009	S7-10-09	Facilitating Shareholder Director Nominations *Comments Due:* August 17, 2009 View Received Comments See Also - 2009 Federal Register version, FR Notice of Stay of Effective and Compliance Dates, Order Granting Stay, Proposed Rule Release No. 33-9086 Federal Register version (74 FR 29023)
33-9046, 34-60089, IC-28765	June 10, 2009	S7-10-09	Facilitating Shareholder Director Nominations *Comments Due:* August 17, 2009 View Received Comments See Also - 2009 Federal Register version, FR Notice of Stay of Effective and Compliance Dates, Order Granting Stay, Proposed Rule Release No. 33-9086 Federal Register version (74 FR 29023)
33-9046, 34-60089, IC-28765	June 10, 2009	S7-10-09	Facilitating Shareholder Director Nominations *Comments Due:* August 17, 2009 View Received Comments See Also - 2009 Federal Register version, FR Notice of Stay of Effective and Compliance Dates, Order Granting Stay, Proposed Rule Release No. 33-9086 Federal Register version (74 FR 29023)
IA-2876	May 20, 2009	S7-09-09	Custody of Funds or Securities of Clients by Investment Advisers *Comments Due:* July 28, 2009 View Received Comments See Also - 2009 Federal Register version, ia-2968.pdf Federal Register version (74 FR 25353)
34-59769, IA-2866, IC-28697	April 15, 2009	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 17925)
34-59769, IA-2866, IC-28697	April 15, 2009	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 17925)
34-59769, IA-2866, IC-28697	April 15, 2009	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 17925)
34-59748	April 10, 2009	S7-08-09	Amendments to Regulation SHO *Comments Due:* June 19, 2009 View Received Comments See Also - 2009 Federal Register version, Proposed Rule Release No. 34-60509 Federal Register version (74 FR 18041)
33-9005, 34-59350	Feb. 3, 2009	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* April 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 6359)
33-9005, 34-59350	Feb. 3, 2009	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* April 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 6359)
34-59343	Feb. 2, 2009	S7-04-09	Re-Proposed Rules for Nationally Recognized Statistical Rating Organizations *Comments Due:* March 26, 2009 View Received Comments See Also - 2009 Federal Register version, 34-61050.pdf Federal Register version (74 FR 6485)
34-59150	Dec. 23, 2008	S7-33-08	Records Services, Fee Schedule *Comments Due:* January 30, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (73 FR 80313)
33-8982, 34-58960	Nov. 14, 2008	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* February 19, 2009 View Received Comments See Also - Federal Register version Federal Register version (73 FR 70815)
33-8982, 34-58960	Nov. 14, 2008	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* February 19, 2009 View Received Comments See Also - Federal Register version Federal Register version (73 FR 70815)
33-8976, 34-58769	Oct. 10, 2008	S7-14-08	Indexed Annuities and Certain Other Insurance Contracts *Comments Due:* November 17, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8933 Federal Register version (73 FR 61753)
33-8976, 34-58769	Oct. 10, 2008	S7-14-08	Indexed Annuities and Certain Other Insurance Contracts *Comments Due:* November 17, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8933 Federal Register version (73 FR 61753)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
34-58255	July 30, 2008	S7-21-08	Proposed Amendment to Municipal Securities Disclosure *Comments Due:* September 22, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 46137)