Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Trade Acknowledgment and Verification of Security-Based Swap Transactions

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 4, 2016, meeting with representatives of ISDA
Public Comment 34-69491 Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Public Comment 34-69491 Robert G. Pickel, Chief Executive Officer, International Swaps and Derivatives Association, Inc., Washington, District of Columbia
Public Comment 34-69491 Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association
Public Comment 34-63727 Jeff Gooch, Chief Executive Officer, MarkitSERV
Public Comment 34-63727 Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc.
Public Comment 34-63727 Anonymous
Additional Files:
Meeting with SEC Officials 34-63727, 34-63825, 34-64766, 34-63346, 34-63452, 34-65543, 34-63557 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 1, 2012, meeting with representatives of SIFMA
Public Comment 34-63727 Chris Barnard, Germany

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-11
Release Number
34-69491
34-63727
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