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Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
[Release No. 34-69491; File No. S7-03-11]
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| Jul. 22, 2013 | Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia |
| Jul. 22, 2013 | Robert G. Pickel, Chief Executive Officer, International Swaps and Derivatives Association, Inc., Washington, District of Columbia |
| May 21, 2013 | Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association |
Meetings with SEC Officials
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| Mar. 4, 2016 | Memorandum from the Division of Trading and Markets regarding a March 4, 2016, meeting with representatives of ISDA |
Comments on Proposed Rule: Trade Acknowledgment and Verification of Security-Based Swap Transactions
[Release No. 34-63727; File No. S7-03-11]
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| Feb. 22, 2011 | Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc. |
| Feb. 22, 2011 | Jeff Gooch, Chief Executive Officer, MarkitSERV |
| Feb. 19, 2011 | Anonymous |
| Jan. 22, 2011 | Chris Barnard, Germany
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Meetings with SEC Officials
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| Feb. 2, 2011 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 1, 2012, meeting with representatives of SIFMA |
http://www.sec.gov/comments/s7-03-11/s70311.shtml
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