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Comments on Proposed Rule on the Proposed Amendments to Rule 610 of Regulation NMS
[Release No. 34-61902; File No. S7-09-10]
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| Apr. 28, 2011 | Memorandum from the Division of Trading and Markets regarding an April 28, 2011, meeting with representatives of the Chicago Board Options Exchange, New York Stock Exhange, and The NASDAQ Stock Market |
| Apr. 11, 2011 | William J. Brodsky, Chairman & CEO, CBOE Holdings; Robert Greifeld, CEO & President, The Nasdaq OMX Group; and Duncan 1. Niederauer, CEO & Director, NYSE Euronext |
| Jan. 14, 2011 | Memorandum from the Office of the Chairman regarding a January 14, 2011, telephonic meeting with representatives of the Chicago Board Options Exchange |
| Dec. 27, 2010 | Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets |
| Nov. 12, 2010 | Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Nov. 12, 2010 | Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of IMC Financial |
| Oct. 18, 2010 | Chris Barnard |
| Sep. 7, 2010 | Memorandum from the Office of Commissioner Paredes regarding a September 7, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Sep. 7, 2010 | Memorandum from the Division of Trading and Markets regarding a September 7, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Aug. 31, 2010 | Memorandum from the Office of Commissioner Aguilar regarding an August 27, 2010, meeting with representatives of NASDAQ OMX PHLX |
| Aug. 23, 2010 | Memorandum from the Office of Commissioner Aguilar regarding an August 23, 2010, meeting with representatives of GETCO LLC and NYSE Euronext |
| Aug. 20, 2010 | Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX |
| Aug. 18, 2010 | Memorandum from the Office of Commissioner Aguilar regarding an August 16, 2010, meeting with representatives of NASDAQ OMX Group |
| Aug. 16, 2010 | Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq |
| Aug. 13, 2010 | Michael J. Simon, Secretary, International Securities Exchange, LLC, New York, New York |
| Aug. 10, 2010 | John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois |
| Jul. 30, 2010 | Memorandum from the Office Commissioner Walter regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Jul. 29, 2010 | Memorandum from the Office of the Chairman regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Jul. 28, 2010 | Memorandum from the Division of Trading and Markets regarding a July 28, 2010, meeting with representatives of the SIFMA Equity Options Trading Committee |
| Jul. 27, 2010 | Memorandum from the Division of Trading and Markets regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Jul. 27, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a July 27, 2010, meeting with representatives of the Chicago Board Options Exchange |
| Jul. 19, 2010 | Memorandum from the Office of Commissioner Walter regarding a July 8, 2010, meeting with representatives of Headlands Technologies LLC |
| Jul. 9, 2010 | Anthony J. Saliba, CEO, LiquidPoint, LLC, Chicago, Illinois |
| Jul. 8, 2010 | David E. Miller, Pittsburg, Texas |
| Jul. 1, 2010 | Memorandum from the Office of Commissioner Elisse B. Walter regarding a June 22, 2010 meeting with representatives of Nasdaq OMX |
| Jun. 30, 2010 | Christopher Nagy, Managing Director Order Strategy, TD AMERITRADE |
| Jun. 28, 2010 | Memorandum from the Office of the Chairman regarding a June 22, 2010, meeting with representatives of NASDAQ |
| Jun. 24, 2010 | Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association |
| Jun. 23, 2010 | Joan C. Conley, Senior Vice President and Corporate Secretary, The NASDAQ OMX Group, Inc., Rockville, Maryland |
| Jun. 23, 2010 | John McCarthy, General Counsel, GETCO |
| Jun. 22, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a June 22, 2010, meeting with representatives of The NASDAQ OMX Group |
| Jun. 21, 2010 | Haim Y. Bodek, CEO, Trading Machines LLC, Stamford, Connecticut |
| Jun. 21, 2010 | Peter Kovac, Chief Operating Officer, EWT, LLC |
| Jun. 21, 2010 | William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange, Chicago, Illinois |
| Jun. 21, 2010 | John C. Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C. |
| Jun. 21, 2010 | Jeromee Johnson, VP Market Development, Head of BATS Options, BATS Exchange, Lenexa, Kansas |
| Jun. 21, 2010 | Michael J. Simon, Secretary, International Securities Exchange, LLC, New York , New York |
| Jun. 18, 2010 | Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, NYSE Euronext |
| Jun. 18, 2010 | Richard Allen |
| Jun. 9, 2010 | Memorandum from the Office of Commissioner Paredes regarding a June 9, 2010, meeting with representatives of BNY ConvergEx Group |
| Jun. 7, 2010 | Richard Allen |
| Jun. 3, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 24, 2010, meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell |
| May 26, 2010 | Bill Daniel, Ph.D |
| May 24, 2010 | Memorandum from the Office of the Chairman regarding a meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell |
| May 24, 2010 | Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell |
| May 24, 2010 | Memorandum from the Office of Commissioner Walter regarding a meeting with representatives of the Chicago Board Options Exchange and Davis Polk & Wardwell |
| May 20, 2010 | Mark Mobianus, CEO, Washington, Oregon |
| May 18, 2010 | Jack Robbin, FxPro, California |
| May 14, 2010 | James Calhoon, Retail Investor, Addison, Texas |
| May 13, 2010 | Michael Mediano |
| Apr. 16, 2010 | John Kierein, Broomfield, Colorado |
| Apr. 15, 2010 | Mark Lucido |
http://www.sec.gov/comments/s7-09-10/s70910.shtml
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