Comments on Proposed Rule on Large Trader Reporting System

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA
Public Comment Christopher W. Bok, Esq., Financial Information Forum
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, Equities Trading and Markets, and Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA
Public Comment William H. Hebert, Managing Director, Financial Information Forum
Public Comment Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA
Public Comment William H. Hebert, Managing Director, Financial Information Forum
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment Mary Lou VonKaenel, Managing Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a February 26, 2013, meeting with representatives of SIFMA and SIFMA Member Firms
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a February 29, 2012 meeting with representatives of Security Traders Association and the Financial Information Forum
Public Comment Ann L. Vlcek, Managing Director and Associate General Counsel, SIFMA
Public Comment Sean Davy, Managing Director, SIFMA
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 7, 2011, meeting with representatives of the Security Traders Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a September 7, 2011, meeting with representatives of the Security Traders Association
Public Comment Sean R., South Bend, Indiana
Public Comment Matthew J. Olen
Public Comment Guido Ravoet, Secretary General, European Banking Federation, and Claude-Alain Margelisch, Chief Executive Officer, Swiss Bankers Association, Basel, Switzerland
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 28, 2010, meeting with representatives of the SIFMA Equity Options Trading Committee
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 19, 2010, meeting with representatives of Bank of America Merrill Lynch
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a July 19, 2010, meeting with representatives of Bank of America
Public Comment John McCarthy, General Counsel, GETCO LLC
Public Comment Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Anne Tuttle, EVP and General Counsel, Financial Engines, Palo Alto, California
Public Comment Anonymous
Public Comment Brian F. Gredder, Associate Investment Counsel, Howard Hughes Medical Institute
Public Comment David Oestreicher, Chief Legal Counsel, and Christopher P. Hayes, Senior Legal Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland
Public Comment Jan Jacobson, Senior Counsel, Retirement Policy, American Benefits Council

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-10
Release Number
34-61908
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