Comments on Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 105
B: 848

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 29, 2012, meeting with representatives of the Institute of Internal Auditors
Public Comment AFL-CIO, Americans for Financial Reform, Association of Research Libraries, Center for Financial Privacy and Human Rights, Center for Media and Democracy, Citizens for Responsibility and Ethics in Washington (CREW), Common Cause, Consumer Federation of America, Defending Dissent Foundation, Fund for Constitutional Government, Government Accountability Project (GAP), iSolon.org, OpenTheGovernment.org, New Jersey Action, OMB Watch, Project On Government Oversight (POGO), Public Citizen, Service Employees International Union (SEIU), Taxpayers Against Fraud, Taxpayers Protection Alliance, U.S. PIRG, and Voices for Corporate Responsibility
Public Comment Virginia R. Geraghty, CPA, Menomonee Falls, Wisconsin
Public Comment U. S. Chamber of Commerce Center for Capital Markets Competitiveness and U.S. Chamber Institute for Legal Reform
Public Comment Stephen N. Zack, President, American Bar Association
Public Comment Stephen M. Kohn, Executive Director, National Whistleblowers Center
Public Comment Geoffrey Christopher Rapp, Professor of Law, University of Toledo College of Law
Public Comment Ken Daly, President and CEO, National Association of Corporate Directors
Public Comment Sen. Charles E. Grassley, U.S. Senate
Public Comment Michael Brozzetti, Esq., CIA
Public Comment Michael Lawrence Brozzetti, Philadelphia, Pennsylvania
Public Comment Randy G. DeFrehn, Executive Director, National Coordinating Committee for Multiemployer Plans
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an April 15, 2011, meeting with representatives of Ernst & Young LLP
Meeting with SEC Officials Memorandum from the Division of Enforcement regarding a March 15, 2011, meeting with representatives of Government Accountability Project, Voices for Corporate Responsibility, and Project on Government Oversight
Meeting with SEC Officials Memorandum from the Division of Enforcement regarding a March 28, 2011, meeting with representatives of the National Whistleblowers Center, O'Donoghue and O'Donoghue LLP, and the National Coordinating Committee of Multi-Employer Plans
Public Comment Samuel J. Lieberman, Sadis & Goldberg LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Casey regarding a March 25, 2011, telephonic meeting with a representative of The Boeing Company
Public Comment David S. Massey, President, North American Securities Administrators Association, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a February 1, 2011, meeting with members and representatives of the U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a February 18, 2011, telephone conversation with members and representatives of the U.S. Chamber of Commerce
Public Comment Stephen M. Kohn, Executive Director, National Whistleblowers Center
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a January 13, 2011, meeting with representatives of Taxpayers Against Fraud
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a January 6, 2011, meeting with representatives of Apache Corporation and Assurant
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a January 6, 2011, meeting with representatives of the National Whistleblowers Center
Meeting with SEC Officials Memorandum from the Office of Commissioner Casey regarding a March 11, 2011, meeting with representatives of the National Whistleblowers Center
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a March 11, 2011, meeting with representatives of General Electric and Debevoise & Plimpton LLP
Public Comment John R. Veatch, Manchester, Missouri
Public Comment Stephen M. Kohn, Executive Director, and Lindsey M. Williams, Director of Advocacy and Development, National Whistleblowers Center
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 1, 2011, meeting with representatives of the Government Accountability Project, the Project on Government Oversight, Change to Win, and Voices for Corporate Responsibility
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 2, 2011, meeting with Stuart D. Meissner

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-33-10
Release Number
34-63237
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