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Comments on Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934
[Release No. 34-63237; File No. S7-33-10]
See also: Comments on Dodd-Frank Act Title IX, Whistleblower Award Program
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| Comments have been received from individuals and entities using the following Letter Type A: 105 |
| Comments have been received from individuals and entities using the following Letter Type B: 848 |
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(Click here for meetings with SEC officials)
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| May 24, 2011 | AFL-CIO, Americans for Financial Reform, Association of Research Libraries, Center for Financial Privacy and Human Rights, Center for Media and Democracy, Citizens for Responsibility and Ethics in Washington (CREW),
Common Cause,
Consumer Federation of America,
Defending Dissent Foundation,
Fund for Constitutional Government,
Government Accountability Project (GAP),
iSolon.org,
OpenTheGovernment.org,
New Jersey Action,
OMB Watch,
Project On Government Oversight (POGO),
Public Citizen,
Service Employees International Union (SEIU),
Taxpayers Against Fraud,
Taxpayers Protection Alliance,
U.S. PIRG, and
Voices for Corporate Responsibility |
| May 24, 2011 | Virginia R. Geraghty, CPA, Menomonee Falls, Wisconsin |
| May 23, 2011 | U. S. Chamber of Commerce Center for Capital Markets Competitiveness and U.S. Chamber Institute for Legal Reform |
| May 20, 2011 | Stephen N. Zack, President, American Bar Association |
| May 17, 2011 | Stephen M. Kohn, Executive Director, National Whistleblowers Center |
| May 11, 2011 | Geoffrey Christopher Rapp, Professor of Law, University of Toledo College of Law |
| May 11, 2011 | Ken Daly, President and CEO, National Association of Corporate Directors |
| May 10, 2011 | Sen. Charles E. Grassley, U.S. Senate |
| May 5, 2011 | Michael Brozzetti, Esq., CIA |
| May 1, 2011 | Michael Lawrence Brozzetti, Philadelphia, Pennsylvania |
| Apr. 26, 2011 | Randy G. DeFrehn, Executive Director, National Coordinating Committee for Multiemployer Plans |
| Mar. 29, 2011 | Samuel J. Lieberman, Sadis & Goldberg LLP |
| Mar. 23, 2011 | David S. Massey, President, North American Securities Administrators Association, Inc. |
| Mar. 17, 2011 | Stephen M. Kohn, Executive Director, National Whistleblowers Center |
| Mar. 7, 2011 | Stephen M. Kohn, Executive Director, and Lindsey M. Williams, Director of Advocacy and Development, National Whistleblowers Center |
| Mar. 7, 2011 | John R. Veatch, Manchester, Missouri |
| Feb. 23, 2011 | Anonymous |
| Feb. 22, 2011 | John J. Tollefsen, Tollefsen Law PLLC, Seattle, Portland, New York |
| Feb. 18, 2011 | Robert A. Long, David B.H. Martin, and Steven E. Fagell, on behalf of Apache Corporation, Cardinal Health, Inc., The Goodyear Tire & Rubber Company, Hewlett-Packard Company, Merck & Co., Inc., Microsoft Corporation, Newmont Mining Corporation, Procter & Gamble Co., TRW Automotive Holdings Corp., United Technologies Corporation |
| Feb. 15, 2011 | David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Feb. 15, 2011 | Stephen M. Kohn, Executive Director, National Whistleblowers Center |
| Feb. 14, 2011 | Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former Securities Regulator/Prosecutor, www.secsnitch.com, New York, New York |
| Jan. 26, 2011 | Steven E. Fagell, Covington & Burling LLP |
| Jan. 25, 2011 | Stephen M. Kohn, Executive Director, National Whistleblowers Center |
| Jan. 18, 2011 | Kurt Schacht, Managing Director, and James C. Allen, Head, Capital Markets, CFA Institute |
| Jan. 17, 2011 | John Doe, Former Registered Representative |
| Jan. 4, 2011 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York |
| Jan. 3, 2011 | Robert Shattuck, Birmingham, Alabama |
| Dec. 29, 2010 | Raymond P. Boulanger, Goodwin Procter LLP |
| Dec. 28, 2010 | Robert Shattuck, Birmingham, Alabama |
| Dec. 26, 2010 | Joel B. Horwitz, Portland, Oregon |
| Dec. 24, 2010 | Scott Simkus, Developer of Energy Efficient Communities and Affordable Housing - Boulder County Colorado, Louisville, Colorado |
| Dec. 23, 2010 | Kathy Jensen, New York, New York |
| Dec. 23, 2010 | Judy Gayton |
| Dec. 23, 2010 | Cynthia M. Fornelli, Executive Director, Center for Audit Quality |
| Dec. 23, 2010 | Paul W. Simkus, Facilities Mechanic, Arlington Heights, Illinois |
| Dec. 23, 2010 | Michael T. Shimp, Mechanic, Mount Prospect, Illinois |
| Dec. 23, 2010 | Susan Chandler, Ft Pierce, Florida |
| Dec. 22, 2010 | PricewaterhouseCoopers LLP |
| Dec. 22, 2010 | Timothy Michael Kral |
| Dec. 20, 2010 | James S. Lessard-Templin, Customs and Int’l Trade Attorney |
| Dec. 20, 2010 | Joseph K. Evans |
| Dec. 20, 2010 | Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former SEC Regulator/Prosecutor, www.secsnitch.com, New York, New York |
| Dec. 20, 2010 | Georg Merkl |
| Dec. 20, 2010 | Jim Lavine, National Association of Criminal Defense Lawyers |
| Dec. 20, 2010 | Amir Vonsover, Morgan, Lewis & Bockius LLP |
| Dec. 19, 2010 | Eric Dixon, Esq., Eric Dixon LLC, Investigative Attorney / Whistleblower, New York, New York |
| Dec. 19, 2010 | Dave Ebersole, The Ohio State University Moritz College of Law |
| Dec. 18, 2010 | Michael McMullen |
| Dec. 18, 2010 | Nadeem Moghal, IT Executive, Redondo Beach, California |
| Dec. 18, 2010 | John Kosecoff |
| Dec. 18, 2010 | Stephen Kohn, National Whistleblowers Center |
| Dec. 18, 2010 | Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former SEC Regulator/Prosecutor, www.secsnitch.com, New York, New York |
| Dec. 17, 2010 | Ahmad Abdul-Qadir, CPA, CONTINEWITY LLC, Dallas, Texas |
| Dec. 17, 2010 | Neila B. Radin, Chair, Securities Law Committee, The Society of Corporate Secretaries & Governance Professionals |
| Dec. 17, 2010 | Richard F. Chambers, CIA, CGAP, CCSA, President and Chief Executive Officer, Institute of Internal Auditors |
| Dec. 17, 2010 | Cleveland Lawrence III, Acting President and CEO,
Taxpayers Against Fraud |
| Dec. 17, 2010 | James Bierstaker, Villanova University |
| Dec. 17, 2010 | David Baris, Executive Director, American Association
of Bank Directors |
| Dec. 17, 2010 | Stephen Kohn |
| Dec. 17, 2010 | Tom Stephens |
| Dec. 17, 2010 | Keith T. Darcy, Ethics and Compliance Officer Association |
| Dec. 17, 2010 | MJ O'Loughlin |
| Dec. 17, 2010 | Nicholas Taldone, Law Offices of Nicholas J. Taldone |
| Dec. 17, 2010 | Randy DeFrehn, NCCMP |
| Dec. 17, 2010 | Peter Schaick |
| Dec. 17, 2010 | Kurt Schulzke, Kennesaw State University |
| Dec. 17, 2010 | Davis Polk & Wardwell LLP |
| Dec. 17, 2010 | Peter Boyle |
| Dec. 17, 2010 | Jack Jordan |
| Dec. 17, 2010 | John Dul, Anixter International Inc. |
| Dec. 17, 2010 | Paul B. Jones, TW telecom Inc. |
| Dec. 17, 2010 | Ari Gabinet, OppenheimerFunds, Inc. |
| Dec. 17, 2010 | David Hirschman, U.S. Chamber Institute for Legal Reform |
| Dec. 17, 2010 | Laura Baughman, Baron and Budd, P.C. |
| Dec. 17, 2010 | David Sanford, Sanford Wittels & Heisler, LLP |
| Dec. 17, 2010 | Brad Ipema, Financial Services Roundtable |
| Dec. 17, 2010 | Earl Dougovito |
| Dec. 17, 2010 | Stephanie Johnson, U.S. Chamber of Commerce |
| Dec. 17, 2010 | Michael Sullivan, Finch McCranie, LLP |
| Dec. 17, 2010 | Ronald C. Long, Wells Fargo Advisors, LLC |
| Dec. 17, 2010 | Dean Krehmeyer, Business Roundtable Institute for Corporate Ethics |
| Dec. 17, 2010 | William Freeman, Jones Day |
| Dec. 17, 2010 | Joe DiLeo, Deloitte & Touche LLP |
| Dec. 17, 2010 | Alexander Brigham, Executive Director, The Ethisphere Institute |
| Dec. 17, 2010 | Donna Dabney, Vice President, Secretary and Corporate Governance Counsel, Alcoa Inc.; Gary M. Rowen, Chief Compliance Officer, Celanese Corporation; Maria C. Hermida, Chief Ethics Officer, Citigroup; Allan Tananbaum, Vice President and Deputy General Counsel, Compliance and Litigation, Ingersoll-Rand plc; Jo S. Levy, Global Director, Legal Compliance, Intel Corporation; Gary W. Fair, Vice President, Corporate Internal Audit, Johnson & Johnson; Jeffrey B. Reitman, Global Head of Compliance, JPMorgan Chase & Co.; Robert L. Herst, Vice President & Chief Compliance Officer, Kraft Foods Inc.; Douglas Lankler, Executive Vice President, Chief Compliance Officer, Pfizer Inc.; Ann M. Kappler, Chief Legal Officer, Corporate Services, Prudential Insurance Company of America; and Matthew O. Tanzer, Vice President and Chief Compliance Counsel, Tyco International Ltd. |
| Dec. 17, 2010 | Alexandra Wrage, President, TRACE International, Inc. |
| Dec. 17, 2010 | Matthew C. Thomas, Hunton & Williams LLP |
| Dec. 17, 2010 | General Electric Company,
Google Inc., Honeywell Inc., JPMorgan Chase & Co., Microsoft Corporation, and Northrop Grumman Corporation |
| Dec. 17, 2010 | Jim DeLoach |
| Dec. 17, 2010 | Lopa Parikh, Edison Electric Institute |
| Dec. 17, 2010 | Laura Montgomery, Ernst & Young LLP |
| Dec. 17, 2010 | Patricia Harned, President, Ethics Resource Center |
| Dec. 17, 2010 | Arthur F. McMahon, Taft Stettinius & Hollister LLP |
| Dec. 17, 2010 | Bijan Amini, Storch Amini & Munves PC |
| Dec. 17, 2010 | Charles A. Attal III,
Senior Vice President -General Counsel and Chief Legal Officer and Deirdre A. Brown, Vice President Business Strategy and Compliance and Chief Ethics and Compliance Officer, TECO Energy, Inc. |
| Dec. 17, 2010 | Richard M. Layne |
| Dec. 17, 2010 | Danielle Brian, Executive Director, Project On Government Oversight |
| Dec. 17, 2010 | Voices For Corporate Responsibility, Change to Win, National Employment Lawyers Association, and Government Accountability Project |
| Dec. 17, 2010 | Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association |
| Dec. 17, 2010 | Steven A. Tyrrell |
| Dec. 17, 2010 | Dale E. Brown, CAE President & CEO, Financial Services Institute |
| Dec. 17, 2010 | Gary J. Aguirre, The Aguirre Law Firm |
| Dec. 17, 2010 | Timothy R. Baer, Executive Vice President, General
Counsel and Corporate Secretary, Target |
| Dec. 17, 2010 | Joan Hinchman, Executive Director, President and CEO,
National Society of Compliance Professionals |
| Dec. 17, 2010 | Sterling H. McDonald, Chief Financial Officer, Evolution Petroleum Corporation and Greg S. Goodale, CPA, Chief Accounting Officer, Evolution Petroleum Corporation |
| Dec. 17, 2010 | Bruce C. Kirchhoff, Vice President and General Counsel, Royal Gold, Inc. |
| Dec. 17, 2010 | KPMG LLP |
| Dec. 17, 2010 | Joseph Murphy, Esq., Donna Boehme, Esq., and Rebecca Walker, Esq. |
| Dec. 17, 2010 | Apache Corporation, Cardinal Health, Inc.,
The Goodyear Tire & Rubber Company, Hewlett-Packard Company, Merck & Co., Inc., Microsoft Corporation, Newmont Mining Corporation, Procter & Gamble Co., TRW Automotive Holdings Corp., and United Technologies Corporation |
| Dec. 17, 2010 | Eileen Taylor, North Carolina State University;
James Bierstaker, Villanova University, Past Chair, Auditing Standards Committee; and
Joseph Brazel, North Carolina State University, Chair, Auditing Standards Committee |
| Dec. 17, 2010 | Cleary Gottlieb Steen & Hamilton LLP |
| Dec. 17, 2010 | Nicholas D. Latrenta, Executive Vice President and General Counsel, Metlife, Inc. |
| Dec. 17, 2010 | Section on Corporation, Finance and Securities Law, District of Columbia Bar |
| Dec. 17, 2010 | Susan Hackett, Senior Vice President and General Counsel, Association of Corporate Counsel, Association of Corporate Counsel |
| Dec. 17, 2010 | Daniel J. Popeo, Chairman and General Counsel and Cory L. Andrews, Senior Litigation Counsel, Washington Legal Foundation |
| Dec. 17, 2010 | Alexander M. Cutler, Chairman and Chief Executive Officer of Eaton Corporation, Chair, Business Roundtable Corporate Leadership Initiative, Business Roundtable |
| Dec. 17, 2010 | Carl Levin, Chairman, Permanent Subcommittee on Investigations |
| Dec. 17, 2010 | Gary M. Brown,Baker Donelson Bearman, Caldwell & Berkowitz, PC |
| Dec. 17, 2010 | Karrie McMillan, Investment Company Institute, Washington, District of Columbia |
| Dec. 17, 2010 | Reed R. Kathrein, Esquire, San Rafael, California |
| Dec. 17, 2010 | Barbara Hackman Franklin, Chairman, and Kenneth Daly, President and CEO, National Association of Corporate Directors |
| Dec. 16, 2010 | Marc M. Orlow, Begelman, Orlow & Melletz |
| Dec. 16, 2010 | Rolf Engh, Executive Vice President, General Counsel and Secretary, Valspar |
| Dec. 16, 2010 | Palmina M. Fava, Paul, Hastings, Janofsky & Walker LLP |
| Dec. 16, 2010 | Julie Grohovsky, Wu, Grohovsky & Whipple; Robert Vogel, Vogel, Slade & Goldstein; Emily Lambert, Kenney & McCafferty |
| Dec. 16, 2010 | Jerome Y. Poitou, LLM, Compliance, New York |
| Dec. 16, 2010 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Dec. 16, 2010 | C. Gibson Vance, President, American Association for JusticeWashington, District of Columbia |
| Dec. 16, 2010 | Patrick C. Burns, Arlington, Virginia |
| Dec. 16, 2010 | John G. Connolly, Esq, Los Angeles, California |
| Dec. 16, 2010 | Edward J. DeMarco, Jr., General Counsel and Director of Regulatory Relations, The Risk Management Association, Philadelphia, Pennsylvania |
| Dec. 15, 2010 | Arent Fox LLP |
| Dec. 15, 2010 | Jeffrey A. Norris, President, Equal Employment Advisory Council |
| Dec. 15, 2010 | Susan Hackett, Senior Vice President and General Counsel, Association of Corporate Counsel, Washington, District of Columbia |
| Dec. 15, 2010 | Michael Lawrence |
| Dec. 15, 2010 | Carl Krasik, Reed Smith LLP |
| Dec. 15, 2010 | Matthew Lee, Formerly Senior Vice President Financial Control, Lehman Brothers |
| Dec. 14, 2010 | Timothy Michael Kral |
| Dec. 14, 2010 | Joe Flood |
| Dec. 14, 2010 | Christopher Lish, Olema, California |
| Dec. 14, 2010 | Kevin Laughlin |
| Dec. 14, 2010 | Sean Rober, Student, South Bend, Indiana |
| Dec. 13, 2010 | Richard L. Trumka, AFL-CIO |
| Dec. 13, 2010 | Michelle K. Davies, Acting General Counsel, Foster Wheeler AG, Geneva, Switzerland |
| Dec. 12, 2010 | Joshua Giles |
| Dec. 13, 2010 | Eric Dixon, Eric Dixon LLC |
| Dec. 13, 2010 | Bruce McPheeters |
| Dec. 12, 2010 | Alex Cota |
| Dec. 12, 2010 | Janet Lou Douglass |
| Dec. 11, 2010 | Bayan Wahid |
| Dec. 10, 2010 | Wayne Watts, Senior Executive VP & General Counsel, Legal Department, AT&T Inc. |
| Dec. 10, 2010 | Jonathan Miesch |
| Dec. 10, 2010 | Jonathan Miesch |
| Dec. 9, 2010 | Daniel Maurice |
| Dec. 9, 2010 | Amir Naraghi |
| Dec. 9, 2010 | Alicia Krantz |
| Dec. 8, 2010 | Robert Hudson |
| Dec. 8, 2010 | Laurence Dyson |
| Dec. 8, 2010 | Farrell Gibbs |
| Dec. 8, 2010 | Alexander Vinikas |
| Dec. 8, 2010 | David Norman |
| Dec. 8, 2010 | Collin McCormack |
| Dec. 8, 2010 | Jesse Emmerich |
| Dec. 8, 2010 | Laurene Cook |
| Dec. 8, 2010 | Anna Wisner |
| Dec. 8, 2010 | Caithleann Logan |
| Dec. 7, 2010 | Randall A. Stafford,
Sr. Vice President, General Counsel and Corporate Secretary, Bristow |
| Dec. 7, 2010 | Americans for Limited Government, Ryder Systems, Inc., Financial Services Institute, Inc., U.S. Chamber of Commerce, Verizon, and White & Case, LLP |
| Dec. 7, 2010 | Alexander Beecroft |
| Dec. 7, 2010 | Nancy Haseltine |
| Dec. 7, 2010 | Zelix |
| Dec. 7, 2010 | Oliver Melvin |
| Dec. 7, 2010 | Steven Ruiz |
| Dec. 7, 2010 | Joseph Fitzner |
| Dec. 7, 2010 | Joseph Bianco |
| Dec. 7, 2010 | Melissa Peterson |
| Dec. 7, 2010 | Christopher Welch |
| Dec. 7, 2010 | Mitchell Gookins |
| Dec. 7, 2010 | Dorothy Owen |
| Dec. 7, 2010 | Audrey Fisher |
| Dec. 7, 2010 | Dan Fu |
| Dec. 7, 2010 | Nick Bailey |
| Dec. 7, 2010 | Joseph Priess |
| Dec. 7, 2010 | Max Grant |
| Dec. 7, 2010 | Hank Finkelstein |
| Dec. 7, 2010 | Joe Hernandez |
| Dec. 7, 2010 | Kerri Wise |
| Dec. 7, 2010 | Jonathan Frederickson |
| Dec. 7, 2010 | Miguel |
| Dec. 7, 2010 | Chris Wilson |
| Dec. 7, 2010 | Erica Gonzales |
| Dec. 7, 2010 | Ed Armas |
| Dec. 7, 2010 | Mark Orsted |
| Dec. 7, 2010 | Chris Stanley |
| Dec. 7, 2010 | Nicholas Newell |
| Dec. 7, 2010 | Mike Bergman |
| Dec. 7, 2010 | Nicholas Arnold |
| Dec. 7, 2010 | Joshua Salas |
| Dec. 7, 2010 | Paul Clancy |
| Dec. 7, 2010 | Luke Hahle |
| Dec. 7, 2010 | Deanna Barnes |
| Dec. 7, 2010 | Ashley McCarthy |
| Dec. 7, 2010 | Hilary Hilary |
| Dec. 7, 2010 | Tesean Funchess |
| Dec. 7, 2010 | Patricia Hoppe |
| Dec. 7, 2010 | Leonard Ross |
| Dec. 7, 2010 | Melanie Hogue |
| Dec. 7, 2010 | Jack Sheppard |
| Dec. 6, 2010 | Miguel Maxon |
| Dec. 6, 2010 | Charles Zimmermann |
| Dec. 6, 2010 | Toby Kramer |
| Dec. 6, 2010 | Peter Orphanides |
| Dec. 6, 2010 | Janine Daly |
| Dec. 6, 2010 | Donna-Lee Phillips |
| Dec. 6, 2010 | Jarod Boase |
| Dec. 6, 2010 | Juwan Mimes |
| Dec. 8, 2010 | Enock Chibende, ACCA, CIA, CFE, Kalamazoo, Michigan |
| Dec. 8, 2010 | Ellen L. Franzen, Berkeley, California |
| Dec. 7, 2010 | Americans For Limited Government, Financial Services Institute, Inc., Ryder Systems, Inc., U.S. Chamber of Commerce, Verizon, White & Case LLP |
| Dec. 7, 2010 | William Wilson, President, Americans For Limited Government, Fairfax, Virginia |
| Dec. 6, 2010 | Edna D. Fordham |
| Dec. 6, 2010 | Wanda J. Bond, Citizen Investor / Shareholder Advocate, Florida |
| Dec. 3, 2010 | Derek D. Bork and Jurgita Ashley, Thompson Hine LLP |
| Dec. 3, 2010 | Michael H. Hickey, Vice President and General Counsel
Rosetta Resources, Houston, Texas |
| Dec. 2, 2010 | Daniel J. Kaiser, Esq., Kaiser Saurborn Mair, P.C., New York, New York |
| Nov. 27, 2010 | Lawrence F. Glaser, Fairfax Station, Virginia |
| Nov. 26, 2010 | Daniel J. Hurson, Law Offices of Daniel J. Hurson, Washington, District of Columbia |
| Nov. 24, 2010 | Ralph S. Saul |
| Nov. 23, 2010 | Peter J. Visclosky, Member of Congress, on behalf of Ms. Zena Crenshaw-Logal, a resident of Indiana's First Congressional District |
| Nov. 23, 2010 | Edna Fordham, MBA |
| Nov. 22, 2010 | Stephen M. Kohn, Executive Director, and Lindsey M, Williams, Director of Advocacy and Development, National Whistleblower Center |
| Nov. 22, 2010 | Les M. Taeger, Tempe, Arizona |
| Nov. 22, 2010 | Todd Q. Miller |
| Nov. 22, 2010 | Les M. Taeger, Tempe, Arizona |
| Nov. 22, 2010 | Madeleine Tormey McBride |
| Nov. 21, 2010 | Chris Barnard, Germany |
| Nov. 19, 2010 | Janet L. Parker, DVM, Medical Whistleblower Advocacy Network - Human Rights Advocate, Lawrence |
| Nov. 19, 2010 | Steven J. Sharp, Chair POWI, TQNT, Private investor, non-profit board participant, Vancouver, Washington |
| Nov. 17, 2010 | Ahmad Abdul-Qadir |
| Nov. 17, 2010 | W. Charles Sipio, Yardley, Pennsylvania |
| Nov. 17, 2010 | Mike G. McCluir, Jr., forensic accountant, Park City, Utah |
| Dec. 17, 2010 | Fred Bohle |
| Nov. 16, 2010 | Boris Feldman, Lawyer, Palo Alto, California |
| Nov. 15, 2010 | Richard C. North, Salt Lake City, Utah |
| Nov. 15, 2010 | Edward Buscemi, Brooklyn, New York |
| Nov. 14, 2010 | Christopher S. Hubbard, Greensboro, North Carolina |
| Nov. 10, 2010 | Bryan Maloney, Texas |
| Nov. 9, 2010 | W. Wilson |
| Nov. 9, 2010 | Jane M. Liu |
| Nov. 8, 2010 | Keith Paul Bishop |
| Nov. 8, 2010 | Michael Davis |
| Nov. 6, 2010 | John Wahh, Buffalo, New York |
| Nov. 4, 2010 | Robert H. Smith |
| Nov. 4, 2010 | Douglas Hartnett |
| Nov. 3, 2010 | Marv H. Eatinger, Omaha, Nebraska |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 19, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 29, 2012, meeting with representatives of the Institute of Internal Auditors |
| Apr. 15, 2011 | Memorandum from the Division of Corporation Finance regarding an April 15, 2011, meeting with representatives of Ernst & Young LLP |
| Mar. 31, 2011 | Memorandum from the Division of Enforcement regarding a March 15, 2011, meeting with representatives of Government Accountability Project, Voices for Corporate Responsibility, and Project on Government Oversight |
| Mar. 31, 2011 | Memorandum from the Division of Enforcement regarding a March 28, 2011, meeting with representatives of the National Whistleblowers Center, O'Donoghue and O'Donoghue LLP, and the National Coordinating Committee of Multi-Employer Plans |
| Mar. 25, 2011 | Memorandum from the Office of Commissioner Casey regarding a March 25, 2011, telephonic meeting with a representative of The Boeing Company |
| Mar. 17, 2011 | Memorandum from the Office of Commissioner Walter regarding a February 18, 2011, telephone conversation with members and representatives of the U.S. Chamber of Commerce |
| Mar. 17, 2011 | Memorandum from the Office of Commissioner Walter regarding a February 1, 2011, meeting with members and representatives of the U.S. Chamber of Commerce |
| Mar. 16, 2011 | Memorandum from the Office of Commissioner Walter regarding a January 6, 2011, meeting with representatives of the National Whistleblowers Center |
| Mar. 16, 2011 | Memorandum from the Office of Commissioner Walter regarding a January 6, 2011, meeting with representatives of Apache Corporation and Assurant |
| Mar. 16, 2011 | Memorandum from the Office of Commissioner Walter regarding a January 13, 2011, meeting with representatives of Taxpayers Against Fraud |
| Mar. 11, 2011 | Memorandum from the Office of Commissioner Casey regarding a March 11, 2011, meeting with representatives of the National Whistleblowers Center |
| Mar. 11, 2011 | Memorandum from the Office of Commissioner Paredes regarding a March 11, 2011, meeting with representatives of General Electric and Debevoise & Plimpton LLP |
| Mar. 4, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a March 2, 2011, meeting with Stuart D. Meissner |
| Mar. 4, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a March 1, 2011, meeting with representatives of the Government Accountability Project, the Project on Government Oversight, Change to Win, and Voices for Corporate Responsibility |
| Mar. 3, 2011 | Memorandum from the Office of Commissioner Casey regarding a March 2, 2011, meeting with Stuart D. Meissner |
| Mar. 2, 2011 | Memorandum from the Office of Commissioner Paredes regarding a March 2, 2011, meeting with Stuart D. Meissner |
| Feb. 23, 2011 | Memorandum from the Office of Commissioner Paredes regarding a February 23, 2011, meeting with representatives of the Government Accountability Project, the Project on Government Oversight, Change to Win, and Voices for Corporate Responsibility |
| Feb. 23, 2011 | Memorandum from the Office of Commissioner Casey regarding a February 22, 2011, telephonic meeting with a representative of The Boeing Company |
| Feb. 18, 2011 | Memorandum from the Office of Commissioner Paredes regarding a February 18, 2011, meeting with representatives of Covington & Burling LLP |
| Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of the New York Chapter of the Society for Corporate Secretaries and Governance Professional |
| Feb. 11, 2011 | Memorandum from the Office of Commissioner Paredes regarding a February 11, 2011, meeting with representatives of the National Whistleblower Center |
| Feb. 10, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a February 10, 2011, meeting with representatives of the National Whistleblower Center |
| Feb. 9, 2011 | Memorandum from the Office of Commissioner Casey regarding a February 4, 2011, meeting with representatives of the Merck & Co., Covington & Burling LLP, The Goodyear Tire & Rubber Company and The Procter & Gamble Company |
| Feb. 9, 2011 | Memorandum from the Division of Enforcement regarding a meeting with Stuart D. Meissner, Esq. |
| Feb. 5, 2011 | Memorandum from the Office of the Chairman regarding a February 1, 2011, meeting with representatives of the U.S. Chamber of Commerce and several corporations. |
| Feb. 4, 2011 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a February 4, 2011, meeting with representatives of Goodyear, Hewlett-Packard, Merck & Co., Procter & Gamble, and Covington & Burling LLP |
| Feb. 4, 2011 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 3, 2011, meeting with representatives of Goodyear, Hewlett-Packard, Merck & Co., Procter & Gamble, and Covington & Burling LLP |
| Feb. 1, 2011 | Memorandum from the Division of Enforcement regarding a February 1, 2011, meeting with representatives of Vinson & Elkins, LP and Huntsman Corporation |
| Jan. 31, 2011 | Memorandum from the Division of Enforcement regarding a January 25, 2011, meeting with representatives of the National Whistleblower Center |
| Jan. 31, 2011 | Memorandum from the Division of Enforcement regarding a January 20, 2011, meeting with representatives of Covington & Burling, LLP |
| Jan. 30, 2011 | Memorandum from the Division of Enforcement regarding a January 27, 2011, meeting with representatives of Government Accountability Project, Voices for Corporate Responsibility, Project on Government Oversight, Change to Win, Mehri & Skalet PLLC, and The Employment Law Group |
| Jan. 28, 2011 | Memorandum from the Division of Enforcement regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant |
| Jan. 28, 2011 | Memorandum from the Division of Enforcement regarding a January 12, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP |
| Jan. 19, 2011 | Memorandum from the Office of Commissioner Casey regarding a January 12, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP |
| Jan. 18, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP |
| Jan. 14, 2011 | Memorandum from the Office of Commissioner Paredes regarding a January 13, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP |
| Jan. 11, 2011 | Memorandum from the Office of Commissioner Casey regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant |
| Jan. 6, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant |
| Jan. 6, 2011 | Memorandum from the Office of Commissioner Paredes regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant |
| Jan. 5, 2011 | Memorandum from the Office of Commissioner Walter regarding a January 5, 2011, meeting with representatives of The Boeing Company |
| Dec. 20, 2010 | Memorandum from the Office of Commissioner Casey regarding a December 20, 2010, meeting with representatives of the Boeing Company |
| Dec. 20, 2010 | Memorandum from the Office of Commissioner Casey regarding a December 14, 2010, meeting with representatives of Apache Group et al. |
| Dec. 20, 2010 | Memorandum from the Office of Commissioner Casey regarding a December 10, 2010, meeting with representatives of Verizon, et al. |
| Dec. 20, 2010 | Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of the Boeing Company |
| Dec. 17, 2010 | Memorandum from the Division of Enforcement regarding a December 10, 2010, meeting with representatives of Wu, Grohovsky & Whipple; Vogel, Slade & Goldstein, LLP; and Kenney & McCafferty, PC |
| Dec. 17, 2010 | Memorandum from the Office of the Chairman regarding a December 14, 2010, meeting with representatives of the Society of Corporate Secretaries & Governance Professionals and various companies |
| Dec. 14, 2010 | Memorandum from the Office of Commissioner Walter regarding a December 9, 2010, meeting with representatives and members of the Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Dec. 14, 2010 | Memorandum from the Office of Commissioner Walter regarding a December 14, 2010, meeting with representatives of Apache Group et al. |
| Dec. 14, 2010 | Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of various companies |
| Dec. 14, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a December 13, 2010 Meeting with Representatives of Various Companies |
| Dec. 14, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a December 10, 2010 Meeting with Representatives of Chamber of Commerce and Various Companies |
| Dec. 13, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a December 10, 2010 meeting with representatives of the U.S. Chamber of Commerce, various companies and White & Case LLP |
| Dec. 13, 2010 | Memorandum from the Division of Enforcement regarding a December 9, 2010 Meeting with representatives of the U.S. Chamber of Commerce and clients of White & Case LLP |
| Dec. 6, 2010 | Memorandum regarding a December 2, 2010, teleconference with representatives of the the Council of Institutional Investors |
http://www.sec.gov/comments/s7-33-10/s73310.shtml
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